{"url":"https://nivawealth.com/firms/empirical-capital-management-160509","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160509","regulatoryAum":152663331,"crd":"160509","secFileNumber":"801-135558","legalName":"Empirical Capital Management, LLC","displayName":"Empirical Capital Management","slug":"empirical-capital-management-160509","website":"https://empiricalcapital.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"100 Bluegrass Commons BLVD., Suite 350","city":"Hendersonville","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"37075"},"tradeNames":[],"registration":{"secApproved":"15 June 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":152663331,"discretionary":152663331,"discretionaryAccounts":2,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":152663331}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Empirical Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Luther McDaniel","title":"Chief Financial Officer & Chief Compliance Officer","crd":"4347242"},{"name":"Cristan Blackman","title":"Manager and Member","crd":"1128147"},{"name":"Tina Blackman","title":"Member","crd":"6039770"},{"name":"Bryan Blackman","title":"Co-Manager","crd":"6070347"}],"ownership":[{"label":"Tina Blackman","detail":"Member in the 75% or more ownership band and a control person, since February 2001."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"100 Bluegrass Commons BLVD., Suite 350","city":"Hendersonville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"615-824-1445","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":2},"sources":{"adv1FilingDate":"17 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160509/PDF/160509.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Empirical Capital Management have?","answer":"Empirical Capital Management has 2 clients and manages $153 million for them, as of September 2026. They include 2 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Empirical Capital Management offer?","answer":"Empirical Capital Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Empirical Capital Management have?","answer":"Empirical Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Empirical Capital Management?","answer":"Empirical Capital Management’s direct owner is Tina Blackman (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 17 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Empirical Capital Management get paid?","answer":"Empirical Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Empirical Capital Management?","answer":"Empirical Capital Management’s main office is at 100 Bluegrass Commons BLVD., Suite 350, Hendersonville, TN 37075. Its phone number is 615-824-1445. Its website is empiricalcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/empirical-capital-management-160509/holdings","form":"13F-HR","periodOfReport":"2026-03-31","filedOn":"2026-05-15","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1642274/000164227426000005/0001642274-26-000005-index.html","totalValue":166922,"positionCount":15,"top10Share":0.9634679670744419,"top10":[{"issuer":"ALPHABET INC-CL A","titleOfClass":"COM","cusip":"02079K305","value":38102,"shares":132500,"shareType":"SH"},{"issuer":"ROKU INC","titleOfClass":"COM","cusip":"77543R102","value":32706,"shares":345661,"shareType":"SH"},{"issuer":"WAL-MART STORES INC","titleOfClass":"COM","cusip":"931142103","value":21128,"shares":170000,"shareType":"SH"},{"issuer":"TAKE-TWO INTERACTIVE SOFTWRE","titleOfClass":"COM","cusip":"874054109","value":16096,"shares":81500,"shareType":"SH"},{"issuer":"AMAZON.COM INC","titleOfClass":"COM","cusip":"023135106","value":14912,"shares":71600,"shareType":"SH"},{"issuer":"TJX COMPANIES INC","titleOfClass":"COM","cusip":"872540109","value":12377,"shares":77500,"shareType":"SH"},{"issuer":"COSTCO WHOLESALE CORP","titleOfClass":"COM","cusip":"22160K105","value":11309,"shares":11350,"shareType":"SH"},{"issuer":"PALANTIR TECHNOLOGIES INC-A","titleOfClass":"COM","cusip":"69608A108","value":10093,"shares":69000,"shareType":"SH"},{"issuer":"TESLA MOTORS INC","titleOfClass":"COM","cusip":"88160R101","value":2231,"shares":6000,"shareType":"SH"},{"issuer":"NETFLIX INC","titleOfClass":"COM","cusip":"64110L106","value":1870,"shares":19450,"shareType":"SH"}],"positionsListed":15,"positions":[{"issuer":"ALPHABET INC-CL A","titleOfClass":"COM","cusip":"02079K305","value":38102,"shares":132500,"shareType":"SH"},{"issuer":"ROKU INC","titleOfClass":"COM","cusip":"77543R102","value":32706,"shares":345661,"shareType":"SH"},{"issuer":"WAL-MART STORES INC","titleOfClass":"COM","cusip":"931142103","value":21128,"shares":170000,"shareType":"SH"},{"issuer":"TAKE-TWO INTERACTIVE SOFTWRE","titleOfClass":"COM","cusip":"874054109","value":16096,"shares":81500,"shareType":"SH"},{"issuer":"AMAZON.COM INC","titleOfClass":"COM","cusip":"023135106","value":14912,"shares":71600,"shareType":"SH"},{"issuer":"TJX COMPANIES INC","titleOfClass":"COM","cusip":"872540109","value":12377,"shares":77500,"shareType":"SH"},{"issuer":"COSTCO WHOLESALE CORP","titleOfClass":"COM","cusip":"22160K105","value":11309,"shares":11350,"shareType":"SH"},{"issuer":"PALANTIR TECHNOLOGIES INC-A","titleOfClass":"COM","cusip":"69608A108","value":10093,"shares":69000,"shareType":"SH"},{"issuer":"TESLA MOTORS INC","titleOfClass":"COM","cusip":"88160R101","value":2231,"shares":6000,"shareType":"SH"},{"issuer":"NETFLIX INC","titleOfClass":"COM","cusip":"64110L106","value":1870,"shares":19450,"shareType":"SH"},{"issuer":"TRIUMPH BANCORP INC","titleOfClass":"COM","cusip":"89679E300","value":1817,"shares":30450,"shareType":"SH"},{"issuer":"GENERAC HOLDINGS INC","titleOfClass":"COM","cusip":"368736104","value":1778,"shares":9100,"shareType":"SH"},{"issuer":"REDDIT INC-CL A","titleOfClass":"COM","cusip":"75734B100","value":1212,"shares":9000,"shareType":"SH"},{"issuer":"XPO LOGISTICS INC","titleOfClass":"COM","cusip":"983793100","value":973,"shares":5000,"shareType":"SH"},{"issuer":"HUNT (JB) TRANSPRT SVCS INC","titleOfClass":"COM","cusip":"445658107","value":318,"shares":1500,"shareType":"SH"}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}