{"url":"https://nivawealth.com/firms/elevated-capital-advisors-226721","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/226721","regulatoryAum":499143919,"crd":"226721","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6304237","suffix":null,"lastName":"ALLEN","firstName":"OAKLEY","middleName":"JAMES"},{"crd":"5513549","suffix":null,"lastName":"BATTUNG","firstName":"CHERYL","middleName":"L"},{"crd":"7886797","suffix":null,"lastName":"Blackman","firstName":"Michael","middleName":"Christopher"},{"crd":"851186","suffix":null,"lastName":"BROWN","firstName":"DARRIN","middleName":"REGINALD"},{"crd":"8029160","suffix":null,"lastName":"Bunnell","firstName":"Dallin","middleName":null},{"crd":"5602828","suffix":null,"lastName":"CORDOVA","firstName":"CHRISTOPHER","middleName":"JOSEPH"},{"crd":"2407176","suffix":null,"lastName":"CURRIE","firstName":"JEFF","middleName":"DAVID"},{"crd":"6291686","suffix":null,"lastName":"DOUGAN","firstName":"SCOTT","middleName":"MICHAEL"},{"crd":"8251342","suffix":null,"lastName":"Fredette","firstName":"Alexander","middleName":"Robert"},{"crd":"1818461","suffix":null,"lastName":"FREDETTE","firstName":"RONALD","middleName":"ROBERT"},{"crd":"4688632","suffix":null,"lastName":"GARCIA","firstName":"CHIRHO","middleName":"S"},{"crd":"7145218","suffix":null,"lastName":"GILLIES","firstName":"COLBY","middleName":"BONNER"},{"crd":"7391666","suffix":null,"lastName":"Horne","firstName":"Ralph","middleName":"C"},{"crd":"4529904","suffix":null,"lastName":"LEE","firstName":"SEAN","middleName":"PATRICK"},{"crd":"6950430","suffix":null,"lastName":"Moison","firstName":"Tyler","middleName":"James"},{"crd":"7112705","suffix":null,"lastName":"O'Neill","firstName":"Gerard","middleName":"Joseph"},{"crd":"7883936","suffix":null,"lastName":"O'Neill","firstName":"Lauren","middleName":"Ashley"},{"crd":"7771544","suffix":null,"lastName":"Parry","firstName":"Cooper","middleName":"James"},{"crd":"7659832","suffix":null,"lastName":"Sworney","firstName":"Judah","middleName":"Joel"},{"crd":"5067416","suffix":null,"lastName":"WILCOX","firstName":"ELTON","middleName":"DAVID"},{"crd":"7908029","suffix":null,"lastName":"Wild","firstName":"Joseph","middleName":"William Richard"}],"total":21,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-14","regulatoryAum":287399209,"clients":854,"employees":8,"offices":1},{"filedOn":"2022-07-12","regulatoryAum":368464888,"clients":881,"employees":7,"offices":1},{"filedOn":"2023-03-13","regulatoryAum":311943709,"clients":921,"employees":8,"offices":1},{"filedOn":"2024-03-14","regulatoryAum":375281037,"clients":1052,"employees":10,"offices":1},{"filedOn":"2025-03-13","regulatoryAum":433034784,"clients":1031,"employees":23,"offices":1},{"filedOn":"2026-03-17","regulatoryAum":499143919,"clients":1007,"employees":30,"offices":11}],"secFileNumber":"801-110864","legalName":"Elevated Capital Advisors, LLC","displayName":"Elevated Capital Advisors","slug":"elevated-capital-advisors-226721","website":"https://elevateyourplanning.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/226721/6f1d37fb91734bbf-r1.webp","tone":"light","width":357,"height":200,"sourceUrl":"https://elevateyourplanning.com/","sourceLabel":"Elevated Capital Advisors, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/elevated-capital-advisors-llc/","founded":null,"organization":"Utah limited liability company","fiscalYearEnd":"December","headquarters":{"street":"11925 South 700 East","city":"Draper","state":"UT","stateName":"Utah","country":"United States","postalCode":"84020"},"tradeNames":[],"registration":{"secApproved":"21 July 2017","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":494075.6232604374,"staff":{"employees":30,"advisory":19,"brokerDealerReps":0,"insuranceAgents":22,"promoters":0},"aum":{"regulatory":499143919,"discretionary":494089490,"discretionaryAccounts":2406,"nonDiscretionary":5054429,"nonDiscretionaryAccounts":22,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":878,"regulatoryAum":250877861},{"label":"High-net-worth individuals","clients":128,"regulatoryAum":246162216},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":2000000},{"label":"Corporations and other businesses","clients":1,"regulatoryAum":103842}],"feePrograms":[{"role":"other","program":"Financial Planning and Consulting","summary":"Hourly or fixed-fee; each adviser sets the hourly rate within a range ECA prescribes, stated in the agreement. The brochure gives no figure.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020210","versionId":1020210,"submittedOn":"2026-03-17","documentName":"ADV PART 2A DISCLOSURE BROCHURE"},{"role":"other","program":"Retirement Plan Services","summary":"For ERISA plan sponsors, fees may not exceed 1.25%; the schedule follows the plan sponsor’s agreement with the recordkeeper.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020210","versionId":1020210,"submittedOn":"2026-03-17","documentName":"ADV PART 2A DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T10:05:58.970415+00:00","documents":[{"name":"ADV PART 2A DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020210","versionId":1020210,"submittedOn":"2026-03-17"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Cincinnati, OH","smaAssets":429676299}],"custodyNote":"Elevated Capital Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Elton Wilcox","title":"Chief Compliance Officer","crd":"5067416"},{"name":"Scott Dougan","title":"Managing Member?owner","crd":"6291686"},{"name":"Sean Lee","title":"Managing Member/Owner","crd":"4529904"}],"ownership":[{"label":"Sean Lee","detail":"Managing member/owner in the 50% to 75% ownership band and a control person, since May 2015."},{"label":"Scott Dougan","detail":"Managing member?owner in the 50% to 75% ownership band and a control person, since January 2017."},{"label":"SPL Financial, LLC","detail":"Owning entity in the 50% to 75% ownership band and a control person, since June 2012."},{"label":"Global Plains Advisory Group, LLC","detail":"Owning entity in the 50% to 75% ownership band and a control person, since January 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":10,"privateResidences":7},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"500 E Broward BLVD, Suite 900","city":"FT. Lauderdale"}]},{"state":"Kansas","offices":1,"addresses":[{"street":"5200 W 94th Terrace Suite 208","city":"Prairie Village"}]},{"state":"Pennsylvania","offices":1,"addresses":[{"street":"196 W Ashland St","city":"Doylestown"}]},{"state":"Utah","offices":1,"addresses":[{"street":"11925 South 700 East","city":"Draper","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"385-237-3338","stateRegisteredReps":20,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Pension consulting services","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"1000","assetMix":[{"label":"Exchange-traded equity securities","percent":54},{"label":"Non-exchange-traded equity securities","percent":38},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Cash and cash equivalents","percent":6}],"privateFunds":0},"sources":{"adv1FilingDate":"17 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/226721/PDF/226721.pdf","brochureDate":"17 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1020210","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Elevated Capital Advisors have?","answer":"Elevated Capital Advisors has 1,007 clients and manages $499 million for them, as of March 2026. They include 878 individual clients, 128 high-net-worth individuals and 1 corporate or other business client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Elevated Capital Advisors offer?","answer":"Elevated Capital Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, pension consulting, selecting other managers, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Elevated Capital Advisors use?","answer":"Elevated Capital Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Cincinnati, OH), with $430M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 17 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Elevated Capital Advisors have?","answer":"Elevated Capital Advisors has 20 investment adviser representatives registered with state securities authorities, out of 30 employees, and 19 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 22 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Elevated Capital Advisors invest in?","answer":"At the end of its last fiscal year, Elevated Capital Advisors’ separately managed accounts held 54% exchange-traded equities, 38% non-exchange-traded equities, 6% cash and equivalents and 2% registered funds (mutual funds, ETFs, BDCs).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Elevated Capital Advisors?","answer":"Elevated Capital Advisors’ direct owners are Sean Lee (50% to 75%), Scott Dougan (50% to 75%), SPL Financial, LLC (50% to 75%) and Global Plains Advisory Group, LLC (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Elevated Capital Advisors get paid?","answer":"Elevated Capital Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Elevated Capital Advisors?","answer":"Elevated Capital Advisors’ main office is at 11925 South 700 East, Draper, UT 84020. Its phone number is 385-237-3338. Its website is elevateyourplanning.com.","source":"Form ADV Part 1A, Item 1.F, filed 17 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}