{"url":"https://nivawealth.com/firms/ekanta-wealth-advisors-282031","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/282031","regulatoryAum":306677491,"crd":"282031","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7119929","suffix":null,"lastName":"AYMES","firstName":"ALEJANDRA","middleName":null},{"crd":"4433048","suffix":null,"lastName":"Robbin","firstName":"Elisa","middleName":"M"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-22","regulatoryAum":92681199,"clients":28,"employees":3,"offices":2},{"filedOn":"2022-06-01","regulatoryAum":214961571,"clients":40,"employees":4,"offices":1},{"filedOn":"2023-02-08","regulatoryAum":211197573,"clients":38,"employees":4,"offices":1},{"filedOn":"2024-03-22","regulatoryAum":233629216,"clients":36,"employees":7,"offices":1},{"filedOn":"2025-02-14","regulatoryAum":283432807,"clients":46,"employees":7,"offices":1},{"filedOn":"2026-03-23","regulatoryAum":306677491,"clients":52,"employees":7,"offices":1}],"secFileNumber":"801-115217","legalName":"Ekanta Wealth Advisors LLC","displayName":"Ekanta Wealth Advisors","slug":"ekanta-wealth-advisors-282031","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/ekanta-wealth-advisors/about/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2665 South Bayshore Drive, Suite 430","city":"Coconut Grove","state":"FL","stateName":"Florida","country":"United States","postalCode":"33133"},"tradeNames":[],"registration":{"secApproved":"3 May 2019","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":4833583.3125,"staff":{"employees":7,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":306677491,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":306677491,"nonDiscretionaryAccounts":52,"wrapProgram":null,"nonUsClientsPct":71,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":16,"regulatoryAum":77337333},{"label":"Corporations and other businesses","clients":36,"regulatoryAum":229340158}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Efg Capital International Corp.","shortName":"Efg Capital International","location":"Jersey City, NJ","smaAssets":106823202},{"name":"Efg Bank Ag","shortName":"Efg Bank Ag","location":"Geneva","smaAssets":77120961},{"name":"Credicorp Capital Chile","shortName":"Credicorp Capital Chile","location":"Santiago","smaAssets":32071663}],"custodyNote":"Ekanta Wealth Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Julio Bailon","title":"Chief Compliance Officer, Owner","crd":"7504848"},{"name":"Nova Madueno Bailon","title":"Owner","crd":"5630738"}],"ownership":[{"label":"Julio Bailon","detail":"Chief compliance officer, owner in the 50% to 75% ownership band and a control person, since February 2022."},{"label":"Nova Madueno Bailon","detail":"Owner in the 50% to 75% ownership band and a control person, since January 2000."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2665 South Bayshore Drive, Suite 430","city":"Coconut Grove","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"305-882-9240","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":28},{"label":"U.S. government/agency bonds","percent":3},{"label":"Investment grade corporate bonds","percent":21},{"label":"Securities issued by registered investment companies or business development companies","percent":10},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":9},{"label":"Cash and cash equivalents","percent":29}],"privateFunds":0},"sources":{"adv1FilingDate":"23 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/282031/PDF/282031.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Ekanta Wealth Advisors have?","answer":"Ekanta Wealth Advisors has 52 clients and manages $307 million for them, as of March 2026. They include 36 corporations and other businesses and 16 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Ekanta Wealth Advisors offer?","answer":"Ekanta Wealth Advisors provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Ekanta Wealth Advisors use?","answer":"Ekanta Wealth Advisors’ separately managed account assets are held at Efg Capital International Corp. (Jersey City, NJ), with $107M, Efg Bank Ag (Geneva), with $77.1M and Credicorp Capital Chile (Santiago), with $32.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Ekanta Wealth Advisors have?","answer":"Ekanta Wealth Advisors has 2 investment adviser representatives registered with state securities authorities, out of 7 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Ekanta Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Ekanta Wealth Advisors’ separately managed accounts held 29% cash and equivalents, 28% exchange-traded equities, 21% investment grade corporate bonds, 10% registered funds (mutual funds, ETFs, BDCs), 9% pooled vehicles (private funds and similar) and 3% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Ekanta Wealth Advisors?","answer":"Ekanta Wealth Advisors’ direct owners are Julio Bailon (50% to 75%) and Nova Madueno Bailon (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Ekanta Wealth Advisors get paid?","answer":"Ekanta Wealth Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Ekanta Wealth Advisors?","answer":"Ekanta Wealth Advisors’ main office is at 2665 South Bayshore Drive, Suite 430, Coconut Grove, FL 33133. Its phone number is 305-882-9240.","source":"Form ADV Part 1A, Item 1.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}