{"url":"https://nivawealth.com/firms/edward-d-jones-and-co-250","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/250","regulatoryAum":1013608323988,"crd":"250","secFileNumber":"801-3297","legalName":"Edward D. Jones & Co., L.P.","displayName":"Edward D. Jones & Co.","website":null,"linkedinUrl":"https://www.linkedin.com/company/3677/","xUrl":"https://www.twitter.com/edwardjones","founded":null,"organization":"Missouri limited partnership","fiscalYearEnd":"December","headquarters":{"street":"12555 Manchester RD","city":"ST. Louis","state":"MO","stateName":"Missouri","country":"United States","postalCode":"63131"},"tradeNames":["Edward Jones Generations"],"registration":{"secApproved":"24 October 1963","noticeFilings":53,"latestNoticeFiling":"26 July 2017","inventory":{"sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_10_15_2026.xml.gz","sourceAsOf":"2026-10-15","retrievedAt":"2026-10-16T03:16:53.781384+00:00","noticeFilings":[{"status":"Notice Filed","jurisdiction":"Alabama","effectiveDate":"2000-11-17"},{"status":"Notice Filed","jurisdiction":"Alaska","effectiveDate":"1997-02-12"},{"status":"Notice Filed","jurisdiction":"Arizona","effectiveDate":"1994-08-31"},{"status":"Notice Filed","jurisdiction":"Arkansas","effectiveDate":"1992-06-01"},{"status":"Notice Filed","jurisdiction":"California","effectiveDate":"1997-07-08"},{"status":"Notice Filed","jurisdiction":"Colorado","effectiveDate":"1999-04-20"},{"status":"Notice Filed","jurisdiction":"Connecticut","effectiveDate":"1997-12-22"},{"status":"Notice Filed","jurisdiction":"Delaware","effectiveDate":"2003-06-05"},{"status":"Notice Filed","jurisdiction":"District of Columbia","effectiveDate":"2007-03-28"},{"status":"Notice Filed","jurisdiction":"Florida","effectiveDate":"1991-07-15"},{"status":"Notice Filed","jurisdiction":"Georgia","effectiveDate":"1994-01-03"},{"status":"Notice Filed","jurisdiction":"Hawaii","effectiveDate":"1995-04-12"},{"status":"Notice Filed","jurisdiction":"Idaho","effectiveDate":"1992-03-31"},{"status":"Notice Filed","jurisdiction":"Illinois","effectiveDate":"1982-07-22"},{"status":"Notice Filed","jurisdiction":"Indiana","effectiveDate":"2000-11-08"},{"status":"Notice Filed","jurisdiction":"Iowa","effectiveDate":"1999-04-20"},{"status":"Notice Filed","jurisdiction":"Kansas","effectiveDate":"1961-11-20"},{"status":"Notice Filed","jurisdiction":"Kentucky","effectiveDate":"1991-05-21"},{"status":"Notice Filed","jurisdiction":"Louisiana","effectiveDate":"2001-10-04"},{"status":"Notice Filed","jurisdiction":"Maine","effectiveDate":"1993-03-11"},{"status":"Notice Filed","jurisdiction":"Maryland","effectiveDate":"1994-12-09"},{"status":"Notice Filed","jurisdiction":"Massachusetts","effectiveDate":"1998-01-01"},{"status":"Notice Filed","jurisdiction":"Michigan","effectiveDate":"1999-03-29"},{"status":"Notice Filed","jurisdiction":"Minnesota","effectiveDate":"1992-09-10"},{"status":"Notice Filed","jurisdiction":"Mississippi","effectiveDate":"2000-10-23"},{"status":"Notice Filed","jurisdiction":"Missouri","effectiveDate":"1988-10-21"},{"status":"Notice Filed","jurisdiction":"Montana","effectiveDate":"1997-12-12"},{"status":"Notice Filed","jurisdiction":"Nebraska","effectiveDate":"1997-12-17"},{"status":"Notice Filed","jurisdiction":"Nevada","effectiveDate":"1993-01-02"},{"status":"Notice Filed","jurisdiction":"New Hampshire","effectiveDate":"1994-09-23"},{"status":"Notice Filed","jurisdiction":"New Jersey","effectiveDate":"1994-02-22"},{"status":"Notice Filed","jurisdiction":"New Mexico","effectiveDate":"1991-04-30"},{"status":"Notice Filed","jurisdiction":"New York","effectiveDate":"2004-09-02"},{"status":"Notice Filed","jurisdiction":"North Carolina","effectiveDate":"2000-10-23"},{"status":"Notice Filed","jurisdiction":"North Dakota","effectiveDate":"1992-02-19"},{"status":"Notice Filed","jurisdiction":"Ohio","effectiveDate":"1999-04-29"},{"status":"Notice Filed","jurisdiction":"Oklahoma","effectiveDate":"1998-01-01"},{"status":"Notice Filed","jurisdiction":"Oregon","effectiveDate":"2001-03-02"},{"status":"Notice Filed","jurisdiction":"Pennsylvania","effectiveDate":"1990-02-21"},{"status":"Notice Filed","jurisdiction":"Puerto Rico","effectiveDate":"2009-02-27"},{"status":"Notice Filed","jurisdiction":"Rhode Island","effectiveDate":"1992-08-25"},{"status":"Notice Filed","jurisdiction":"South Carolina","effectiveDate":"1992-04-09"},{"status":"Notice Filed","jurisdiction":"South Dakota","effectiveDate":"1983-05-24"},{"status":"Notice Filed","jurisdiction":"Tennessee","effectiveDate":"1998-07-29"},{"status":"Notice Filed","jurisdiction":"Texas","effectiveDate":"1967-12-11"},{"status":"Notice Filed","jurisdiction":"Utah","effectiveDate":"1992-04-14"},{"status":"Notice Filed","jurisdiction":"Vermont","effectiveDate":"1994-11-21"},{"status":"Notice Filed","jurisdiction":"Virgin Islands","effectiveDate":"2009-01-14"},{"status":"Notice Filed","jurisdiction":"Virginia","effectiveDate":"1997-12-18"},{"status":"Notice Filed","jurisdiction":"Washington","effectiveDate":"1994-03-15"},{"status":"Notice Filed","jurisdiction":"West Virginia","effectiveDate":"1992-04-14"},{"status":"Notice Filed","jurisdiction":"Wisconsin","effectiveDate":"1998-03-10"},{"status":"Notice Filed","jurisdiction":"Wyoming","effectiveDate":"2017-07-26"}],"registrationStatus":[{"status":"Approved","jurisdiction":"SEC","effectiveDate":"1963-10-24"}]}},"wealthAumPerClient":246728.1900771223,"staff":{"employees":36317,"advisory":20304,"brokerDealerReps":24838,"insuranceAgents":21396,"promoters":8},"aum":{"discretionary":494274246692,"discretionaryAccounts":1782026,"nonDiscretionary":519334077296,"nonDiscretionaryAccounts":3848491,"wrapProgram":1013608323988,"nonUsClientsPct":0,"nonAumClients":28751},"clientTypes":[{"label":"Individuals (other than HNW)","clients":3657451,"regulatoryAum":613207718743},{"label":"High-net-worth individuals","clients":372771,"regulatoryAum":381161660926},{"label":"Banking or thrift institutions","clients":1,"fewerThan5":true,"regulatoryAum":2537791},{"label":"Pension and profit-sharing plans","clients":20833,"regulatoryAum":5419282994},{"label":"Charitable organizations","clients":2041,"regulatoryAum":857857069},{"label":"Corporations and other businesses","clients":10848,"regulatoryAum":8148326274},{"label":"Other","clients":5375,"regulatoryAum":4810940191}],"fees":[],"feeNotes":[],"feePrograms":[{"tier":"asserted","pages":[10],"excerpt":"Every Advisory Solutions Fund Models account pays asset-based                         based on the number of days your account was open and\nfees (referred to as your “Advisory Solutions Fund Models Fee”).                      invested in the market. The amount you pay is determined by the\nYour Advisory Solutions Fund Models Fee includes a Program Fee                        average daily market value of the assets held in your account for\nand a Platform Fee, less any applicable fee reduction and/or fee                      the previous month.\noffset (as discussed more fully below).","program":"Advisory Solutions Fund Models fee structure summary","summary":"Advisory Solutions Fund Models uses asset-based fees. Its fee combines a Program Fee and a Platform Fee, less applicable fee reductions or offsets.","evidence":[],"feeBasis":"not_extracted","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027427","versionId":1027427,"reviewedOn":"2026-10-16","fee_billing":null,"submittedOn":"2026-03-26","documentName":"EDWARD JONES ADVISORY SOLUTIONS FUND MODELS BROCHURE","fee_rate_low":null,"fee_rate_high":null,"fee_negotiable":null,"scheduleStatus":"complex_schedule","minimum_account":null,"fee_minimum_annual":null,"entryCountLowerBound":11},{"tier":"asserted","pages":[15],"excerpt":"Your Advisory Solutions UMA Models Fee includes a Program\nwhen and/or how much of an Alternative Investment can be sold                         Fee, Platform Fee and SMA Manager Fees, less any applicable\nor transferred, Edward Jones will transfer your entire account to a                   fee reduction and/or fee offset (as discussed more fully below).\nLimited Services Account, as defined below, upon notice of                            Clients participating in the Multi-Year Transition Service do not\ntermination. Please read further in this section on the Limited                       pay fees in addition to the Advisory Solutions UMA Models Fee\nServices Account for more information on what you will and will                       and other fees described below. A fee may be charged for the\nnot be able to do with your Alternative Investment(s) and other                       Multi-Year Transition Service in the future.\nremaining Eligible Investments once they are transferred to a                         In addition to your Advisory Solutions UMA Models Fee, Eligible\nLimited Services Account.                                                             Investments, including ETFs, affiliated mutual funds, and, as\nTaxable gains, taxable losses, redemption fees or sales charges                       applicable, Alternative Investments, in your account, have internal\nmay be assessed upon the liquidation or redemption of                                 fees and expenses that are described in the prospectus and/or\nsecurities. These fees and expenses may negatively impact your                        Offering Documents of each fund.","program":"Advisory Solutions UMA Models fee structure summary","summary":"Advisory Solutions UMA Models combines a Program Fee, Platform Fee and SMA Manager Fees, less applicable reductions or offsets. Eligible investments also have internal fees and expenses disclosed in their prospectuses or offering documents.","evidence":[],"feeBasis":"not_extracted","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027428","versionId":1027428,"reviewedOn":"2026-10-16","fee_billing":null,"submittedOn":"2026-03-26","documentName":"EDWARD JONES ADVISORY SOLUTIONS UNIFIED MANAGED ACCOUNT (UMA) MODELS BROCHURE","fee_rate_low":null,"fee_rate_high":null,"fee_negotiable":null,"scheduleStatus":"complex_schedule","minimum_account":null,"fee_minimum_annual":null,"entryCountLowerBound":11},{"tier":"asserted","pages":[7],"excerpt":"In Edward Jones discretion, the Retirement Plan Services Fee\n                                                                                                     the Plan that is provided by the Platform Provider for purposes of\nmay be expressed as either a fixed asset-based basis point fee\n                                                                                                     determining the applicable annual fee. Edward Jones does not\n(“Asset-Based”) or a flat-dollar amount (“Flat Dollar”), subject to\n                                                                                                     review or verify the valuation information provided to us.","program":"Retirement Plan Services fee structure summary","summary":"Retirement Plan Services can charge an asset-based basis-point fee or a flat dollar amount. Edward Jones chooses which pricing method to use.","evidence":[],"feeBasis":"not_extracted","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027431","versionId":1027431,"reviewedOn":"2026-10-16","fee_billing":null,"submittedOn":"2026-03-26","documentName":"EDWARD JONES RETIREMENT PLAN SERVICES BROCHURE","fee_rate_low":null,"fee_rate_high":null,"fee_negotiable":null,"scheduleStatus":"complex_schedule","minimum_account":null,"fee_minimum_annual":null,"entryCountLowerBound":11},{"tier":"asserted","pages":[6],"excerpt":"EJG Financial Planning is offered for a recurring Annual Fee. The\nassets held in an investment advisory services account(s). For                        Annual Fee for the first year of enrollment typically ranges from\ninvestment advisory services accounts, you pay an ongoing                             $5,000 to $45,000 but can increase up to a maximum of\nasset-based fee (rather than a commission on each individual                          $100,000 based on complexity considerations described below.\ntransaction) for investment advisory services such as investment                      Financial plans addressing business interests are subject to an\nselection, asset allocation, execution of transactions, custody of                    additional charge of up to $25,000. The actual Annual Fee\nsecurities and account reporting services. The asset-based fee is                     charged to you for your first year of enrollment will be listed on\nassessed monthly, in arrears. As a result, an investment advisory                     the Authorization and Agreement Form signed by you. The\nservices account may be more appropriate than a brokerage                             Annual Fee, and any applicable Annual Fee Exceptions, are\naccount if you want ongoing investment advice and expect to                           subject to change each year and may be increased or decreased","program":"Generations Financial Planning fee structure summary","summary":"Generations Financial Planning charges a recurring annual fee, with the first-year amount stated in the signed Authorization and Agreement Form. Complexity can increase the fee, and plans addressing business interests carry an additional charge.","evidence":[],"feeBasis":"not_extracted","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027433","versionId":1027433,"reviewedOn":"2026-10-16","fee_billing":null,"submittedOn":"2026-03-26","documentName":"EDWARD JONES GENERATIONS FINANCIAL PLANNING BROCHURE","fee_rate_low":null,"fee_rate_high":null,"fee_negotiable":null,"scheduleStatus":"complex_schedule","minimum_account":null,"fee_minimum_annual":null,"entryCountLowerBound":11},{"tier":"asserted","pages":[3],"excerpt":"Edward Jones does not charge any fees to the Program\nwell as separate brokerage services. Such other investment\n                                                                                      Sponsors for their distribution and use of the SMA Model\nadvisory services, or brokerage services, are not described in this\n                                                                                      Portfolios developed and maintained in this Program but reserves\nbrochure. Certain programs or offerings are only available\n                                                                                      the right to do so in the future.\nthrough select financial advisors. To learn more about these other\ninvestment advisory services offered by us, please ask your                           While Edward Jones does not charge fees for the SMA Model\nfinancial advisor or go to www.edwardjones.com/                                       Portfolios developed and maintained as part of this Program,\nadvisorybrochures.                                                                    Edward Jones receives compensation through the advisory fees\n                                                                                      received by Program Sponsors through their respective advisory\nEdward Jones is the primary operating subsidiary of The Jones\n                                                                                      programs. As a result, Edward Jones receives indirect","program":"SMA Model Portfolios fee structure summary","summary":"Edward Jones does not separately charge program sponsors for distributing and using its SMA Model Portfolios, though it reserves the right to do so. Compensation is received indirectly through the sponsors’ advisory program fees.","evidence":[],"feeBasis":"not_extracted","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027436","versionId":1027436,"reviewedOn":"2026-10-16","fee_billing":null,"submittedOn":"2026-03-26","documentName":"EDWARD JONES SMA MODEL PORTFOLIOS BROCHURE","fee_rate_low":null,"fee_rate_high":null,"fee_negotiable":null,"scheduleStatus":"complex_schedule","minimum_account":null,"fee_minimum_annual":null,"entryCountLowerBound":11},{"tier":"asserted","pages":[20],"excerpt":"Every Account pays asset-based fees (referred to as your “IAP\nanother financial institution. The Money Market Fund is generally                    Fee”). Your IAP Fee includes a Program Fee, Platform Fee, and\nunavailable to be purchased or held outside of Edward Jones’                         any SMA Manager Fees (if applicable), less any applicable fee\nadvisory programs and Limited Services Account (defined below).                      reduction and/or fee offset (as discussed more fully below). In\nAccordingly, in many situations, any position in the Money Market                    addition to your IAP Fee, eligible investments, including ETFs,\nFund will be liquidated if you move from your Account to an Edward                   affiliated mutual funds and unaffiliated mutual funds, and, as\nJones Select brokerage account or account at another financial                       applicable, Alternative Investments, in your Account, have internal\ninstitution.                                                                         fees and expenses that are described in the fund prospectus and\n                                                                                     other fund documents of each fund. These internal fees and\nTaxable gains, taxable losses, additional fees and expenses such\n                                                                                     expenses vary depending on the particular eligible investment. If","program":"Investment Advisory Program fee structure summary","summary":"The Investment Advisory Program uses asset-based fees comprising a Program Fee, Platform Fee and applicable SMA Manager Fees, less applicable reductions or offsets. Eligible investments also have their own internal fees and expenses.","evidence":[],"feeBasis":"not_extracted","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027437","versionId":1027437,"reviewedOn":"2026-10-16","fee_billing":null,"submittedOn":"2026-03-26","documentName":"EDWARD JONES INVESTMENT ADVISORY PROGRAM","fee_rate_low":null,"fee_rate_high":null,"fee_negotiable":null,"scheduleStatus":"complex_schedule","minimum_account":null,"fee_minimum_annual":null,"entryCountLowerBound":11},{"tier":"asserted","pages":[5],"excerpt":"Edward Jones does not charge any fees to the Advisory Program                         All investment strategies and investments involve risk, and the\nSponsors for administration of the services described in this                         value of your account will fluctuate. As a result, your account may\nBrochure but reserves the right to do so in the future.                               be worth more or less than the amount of money you invested.\n                                                                                      Past performance does not guarantee future results.\nWhile Edward Jones does not charge fees for the Overlay\nManagement Services, Edward Jones receives compensation                               Each Program Eligible Investment will also fluctuate in value and,\nthrough the advisory fees assessed in the Advisory Program                            when sold, may be worth more or less than the original cost to\nSponsors. As a result, Edward Jones receives indirect                                 purchase. Diversification does not guarantee a profit or protect\ncompensation through the advisory fees charged to you in those                        against loss. You should consider the investment objectives,\nadvisory programs.                                                                    strategies, risks, fees and expenses, and past performance of","program":"Overlay Management Services fee structure summary","summary":"Overlay Management Services does not charge the advisory program sponsors a separate fee, though it reserves the right to do so. Edward Jones receives indirect compensation through the advisory fees charged in those programs.","evidence":[],"feeBasis":"not_extracted","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027438","versionId":1027438,"reviewedOn":"2026-10-16","fee_billing":null,"submittedOn":"2026-03-26","documentName":"EDWARD JONES OVERLAY MANAGEMENT SERVICES","fee_rate_low":null,"fee_rate_high":null,"fee_negotiable":null,"scheduleStatus":"complex_schedule","minimum_account":null,"fee_minimum_annual":null,"entryCountLowerBound":11},{"tier":"asserted","pages":[6],"excerpt":"The fees for the Branch Office Financial Planning Services are                        Edward Jones increases the Annual Fee, the change will be\npayable in advance. Your fee may be lower than the maximum                            subject to the notice and consent provisions set forth in the\nfee listed if Edward Jones negotiates a lower fee. Reducing the                       Financial Planning Services Agreement. Depending on when you\nfee is at the sole discretion of Edward Jones. While the maximum                      enroll, different payment options may be available to you,\nfee for each Branch Office Financial Planning Services is set                         including, but not necessarily limited to, paying in quarterly\nforth herein or in a separate fee disclosure, the fee you ultimately                  installments. Unless another payment option is available and has\npay for the service you elect will be set forth on the Authorization                  been selected by you, payment will be deducted from an eligible\nand Agreement Form that you sign at the time of enrollment.                           account you hold at Edward Jones. If your Annual Fee was\nPoint in Time Financial Planning Service Fee. The maximum fee                         discounted based on a specified level of assets (individually or","program":"Branch Office Financial Planning fee structure summary","summary":"Branch Office Financial Planning fees are payable in advance. Edward Jones may negotiate a lower fee; the fee for the selected service is recorded on the enrollment Authorization and Agreement Form.","evidence":[],"feeBasis":"not_extracted","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053278","versionId":1053278,"reviewedOn":"2026-10-16","fee_billing":null,"submittedOn":"2026-07-29","documentName":"EDWARD JONES BRANCH OFFICE FINANCIAL PLANNING SERVICES BROCHURE","fee_rate_low":null,"fee_rate_high":null,"fee_negotiable":null,"scheduleStatus":"complex_schedule","minimum_account":null,"fee_minimum_annual":null,"entryCountLowerBound":11},{"tier":"asserted","pages":[8],"excerpt":"Every Guided Solutions Flex account pays asset-based fees\nyour mutual fund holding into when transferring your mutual fund\n                                                                                      (referred to as your “Guided Solutions Flex Fee”). Your Guided\nholding to the Edward Jones Select brokerage account or Limited\n                                                                                      Solutions Flex Fee includes a Program Fee and a Platform Fee,\nServices Account. Mutual fund share class conversions can result\n                                                                                      less any applicable fee reduction and/or fee offset (as discussed\nin higher or lower fees and/or expenses than those paid under\n                                                                                      more fully below). In addition to your Guided Solutions Flex Fee,\nthe previous share class and liquidations may cause a taxable\n                                                                                      affiliated mutual funds and unaffiliated mutual funds and ETFs\nevent.\n                                                                                      that you purchase or that are held in your account have internal\nIn the event Edward Jones is notified by a receiving firm that a                      fees and expenses that are described in the prospectus of each\ntransfer of securities from your Guided Solutions Flex account is                     fund. These internal fees and expenses vary depending on the","program":"Guided Solutions Flex fee structure summary","summary":"Guided Solutions Flex uses asset-based fees comprising a Program Fee and a Platform Fee, less applicable reductions or offsets. Mutual funds and ETFs held in the account have additional internal fees and expenses.","evidence":[],"feeBasis":"not_extracted","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054625","versionId":1054625,"reviewedOn":"2026-10-16","fee_billing":null,"submittedOn":"2026-08-12","documentName":"EDWARD JONES GUIDED SOLUTIONS FLEX ACCOUNT BROCHURE","fee_rate_low":null,"fee_rate_high":null,"fee_negotiable":null,"scheduleStatus":"complex_schedule","minimum_account":null,"fee_minimum_annual":null,"entryCountLowerBound":11},{"tier":"asserted","pages":[9],"excerpt":"Every Guided Solutions Fund account pays asset-based fees\nevent.\n                                                                                      (referred to as your “Guided Solutions Fund Fee”). Your Guided\nIn the event Edward Jones is notified by a receiving firm that a                      Solutions Fund Fee includes a Program Fee and a Platform Fee,\ntransfer of securities in your Guided Solutions Fund account is                       less any applicable fee reduction and/or fee offset (as discussed\nbeing rejected in part or whole by such receiving firm, Edward                        more fully below). In addition to your Guided Solutions Fund Fee,\nJones will liquidate the rejected securities and transfer the cash                    affiliated mutual funds and unaffiliated mutual funds and ETFs\nto such receiving firm.                                                               that you purchase or that are held in your account have internal\nBridge Builder funds are only available to be purchased or held                       fees and expenses that are described in the prospectus of each\nby you in Edward Jones’ investment advisory programs and you                          fund. These internal fees and expenses vary depending on the\nmay not direct us to hold or purchase Bridge Builder funds in an                      mutual fund or ETF.\nEdward Jones Select brokerage account or at another financial                         The following section explains:","program":"Guided Solutions Fund fee structure summary","summary":"Guided Solutions Fund uses asset-based fees comprising a Program Fee and a Platform Fee, less applicable reductions or offsets. Mutual funds and ETFs held in the account have additional internal fees and expenses.","evidence":[],"feeBasis":"not_extracted","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054626","versionId":1054626,"reviewedOn":"2026-10-16","fee_billing":null,"submittedOn":"2026-08-12","documentName":"EDWARD JONES GUIDED SOLUTIONS FUND ACCOUNT BROCHURE","fee_rate_low":null,"fee_rate_high":null,"fee_negotiable":null,"scheduleStatus":"complex_schedule","minimum_account":null,"fee_minimum_annual":null,"entryCountLowerBound":11},{"tier":"asserted","pages":[9],"excerpt":"Every Financial Advisor Managed Solutions account pays\nServices Account. Mutual fund share class conversions can result                      asset-based fees (referred to as your “Financial Advisor Managed\nin higher or lower fees and/or expenses than those paid under                         Solutions Fee”). Your Financial Advisor Managed Solutions Fee\nthe previous share class and liquidations may cause a taxable                         includes a Program Fee and a Platform Fee, less any applicable\nevent.                                                                                fee reduction and/or fee offset (as discussed more fully below). In\n                                                                                      addition to your Financial Advisor Managed Solutions Fee,\nIn the event Edward Jones is notified by a receiving firm that a\n                                                                                      affiliated mutual funds and unaffiliated mutual funds and ETFs\ntransfer of securities in your Financial Advisor Managed Solutions\n                                                                                      that you purchase or that are held in your account have internal\naccount is being rejected in part or whole by such receiving firm\n                                                                                      fees and expenses that are described in the fund prospectus and","program":"Financial Advisor Managed Solutions fee structure summary","summary":"Financial Advisor Managed Solutions uses asset-based fees comprising a Program Fee and a Platform Fee, less applicable reductions or offsets. Mutual funds and ETFs held in the account have additional internal fees and expenses.","evidence":[],"feeBasis":"not_extracted","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054627","versionId":1054627,"reviewedOn":"2026-10-16","fee_billing":null,"submittedOn":"2026-08-12","documentName":"EDWARD JONES FINANCIAL ADVISOR MANAGED SOLUTIONS ACCOUNT BROCHURE","fee_rate_low":null,"fee_rate_high":null,"fee_negotiable":null,"scheduleStatus":"complex_schedule","minimum_account":null,"fee_minimum_annual":null,"entryCountLowerBound":11},{"tier":"asserted","pages":[7],"excerpt":"The Digital Managed Solutions Fee covers certain advisory,\nclasses that cannot be held outside of your Digital Managed                           execution, and custodial services. Every Digital Managed\nSolutions account, Edward Jones will: (a) convert the mutual fund                     Solutions account pays asset-based fees (referred to as your\nshares into a different share class before the shares transfer;                       “Digital Managed Solutions Fee”). The Digital Managed Solutions\nand/or, (b) liquidate the mutual fund shares and transfer cash.                       Fee is assessed at an annual fee rate of 0.65%. You will incur\n                                                                                      additional costs, including fund-level expenses and other fees not\nIn general, Edward Jones follows the instructions of mutual fund\n                                                                                      included in the Digital Managed Solutions Fee, which will affect","program":"Digital Managed Solutions fee structure summary","summary":"Digital Managed Solutions charges an asset-based fee covering certain advisory, execution and custody services. Additional fund-level expenses and other fees are not included in that fee.","evidence":[],"feeBasis":"not_extracted","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055109","versionId":1055109,"reviewedOn":"2026-10-16","fee_billing":null,"submittedOn":"2026-08-17","documentName":"EDWARD JONES DIGITAL MANAGED SOLUTIONS","fee_rate_low":null,"fee_rate_high":null,"fee_negotiable":null,"scheduleStatus":"complex_schedule","minimum_account":null,"fee_minimum_annual":null,"entryCountLowerBound":11}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_complex_schedule","checkedAt":"2026-10-16T03:06:11.0462+00:00","documents":[{"name":"EDWARD JONES DIGITAL MANAGED SOLUTIONS","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1055109","versionId":1055109,"submittedOn":"2026-08-17"},{"name":"EDWARD JONES FINANCIAL ADVISOR MANAGED SOLUTIONS ACCOUNT BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054627","versionId":1054627,"submittedOn":"2026-08-12"},{"name":"EDWARD JONES GUIDED SOLUTIONS FUND ACCOUNT BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054626","versionId":1054626,"submittedOn":"2026-08-12"},{"name":"EDWARD JONES GUIDED SOLUTIONS FLEX ACCOUNT BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054625","versionId":1054625,"submittedOn":"2026-08-12"},{"name":"EDWARD JONES BRANCH OFFICE FINANCIAL PLANNING SERVICES BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1053278","versionId":1053278,"submittedOn":"2026-07-29"},{"name":"EDWARD JONES OVERLAY MANAGEMENT SERVICES","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027438","versionId":1027438,"submittedOn":"2026-03-26"},{"name":"EDWARD JONES INVESTMENT ADVISORY PROGRAM","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027437","versionId":1027437,"submittedOn":"2026-03-26"},{"name":"EDWARD JONES SMA MODEL PORTFOLIOS BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027436","versionId":1027436,"submittedOn":"2026-03-26"},{"name":"EDWARD JONES GENERATIONS FINANCIAL PLANNING BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027433","versionId":1027433,"submittedOn":"2026-03-26"},{"name":"EDWARD JONES RETIREMENT PLAN SERVICES BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027431","versionId":1027431,"submittedOn":"2026-03-26"},{"name":"EDWARD JONES ADVISORY SOLUTIONS UNIFIED MANAGED ACCOUNT (UMA) MODELS BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027428","versionId":1027428,"submittedOn":"2026-03-26"},{"name":"EDWARD JONES ADVISORY SOLUTIONS FUND MODELS BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027427","versionId":1027427,"submittedOn":"2026-03-26"}]},"custodians":[{"name":"Edward Jones Trust Company","shortName":"Edward Jones Trust","location":"ST. Louis, MO","smaAssets":686324808972},{"name":"Edward D. Jones & Co., L.P.","shortName":"Edward D. Jones & Co.","location":"ST. Louis, MO","smaAssets":327309253843}],"custodyNote":"Edward D. Jones & Co. has custody of $327.31B for 1,310,947 clients.","otherCustodians":[],"leadership":[{"name":"Penelope Pennington","title":"Chief Executive Officer","crd":"4037237"},{"name":"Andrew Timothy Miedler","title":"Chief Financial Officer","crd":"4620055"},{"name":"Kristin Michele Johnson","title":"Chief Operating Officer","crd":"2662524"},{"name":"Jennifer A Grego","title":"Chief Compliance Officer - Broker/Dealer","crd":"4928947"},{"name":"Elizabeth E O'Hanlon","title":"Chief Compliance Officer - Investment Advisor","crd":"5834716"},{"name":"David Chubak","title":"Head of Wealth Management & Field Management","crd":"3254042"},{"name":"Keir Devon Gumbs","title":"Chief Legal Officer","crd":"7815615"},{"name":"David Alexander Gunn","title":"Head of U.S. Business Unit","crd":"6150579"},{"name":"Joseph Lawrence Klocke","title":"Co-Head of Supervision","crd":"2792068"},{"name":"Todd Judson Purdy","title":"Head of Operations","crd":"5623190"},{"name":"Casey John Whalley","title":"Co-Head of Supervision","crd":"4305865"}],"ownership":[{"label":"The Jones Financial Companies, L.L.L.P.","detail":"Limited partner in the 75% or more ownership band and a control person, since August 1987. Also a sole shareholder of JFC Holding Company, Inc. in the 75% or more band and a control person, since November 2020."},{"label":"JFC Holding Company, Inc.","detail":"Indirect owner: a sole shareholder of Edj Holding Company, Inc. in the 75% or more band and a control person, since November 2020.","parent":"Edj Holding Company, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":15120,"privateResidences":0},"listedOfficeAddresses":26,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":6,"addresses":[{"street":"8620 South River Parkway","city":"Tempe"},{"street":"18700 N Hayden RD Suite 190","city":"Scottsdale"},{"street":"8640 S River Parkway","city":"Tempe"},{"street":"1485 S Higley RD Suite 103","city":"Gilbert"},{"street":"18655 N. Claret Drive","city":"Scottsdale"},{"street":"8333 South River Parkway","city":"Tempe"}]},{"state":"California","offices":1,"addresses":[{"street":"3500 W Olive Ave Suite 810","city":"Burbank"}]},{"state":"Colorado","offices":1,"addresses":[{"street":"12596 W Bayaud Ave Suite 380","city":"Lakewood"}]},{"state":"Florida","offices":2,"addresses":[{"street":"111 N. Olive Avenue Suite 201","city":"West Palm Beach"},{"street":"311 Park Place BLVD N","city":"Clearwater"}]},{"state":"Georgia","offices":2,"addresses":[{"street":"2004 Commerce DR N Suite 215","city":"Peachtree City"},{"street":"2089 Teron Trace Suite 225","city":"Dacula"}]},{"state":"Illinois","offices":2,"addresses":[{"street":"1767 W Ogden Ave Suite 103","city":"Naperville"},{"street":"1485 Commerce DR","city":"Algonquin"}]},{"state":"Iowa","offices":1,"addresses":[{"street":"108 N Highway 69 Suite 3","city":"Huxley"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"175 Highland Avenue","city":"Needham"}]},{"state":"Missouri","offices":6,"addresses":[{"street":"12555 Manchester RD","city":"ST. Louis","headquarters":true},{"street":"170 Edward Jones BLVD","city":"ST Louis"},{"street":"201 Progress Parkway","city":"Maryland Heights"},{"street":"93 Progress Parkway","city":"Maryland Heights"},{"street":"4205 Philips Farm RD Suite 100","city":"Columbia"},{"street":"130 Edward Jones Boulevard","city":"ST. Louis"}]},{"state":"New York","offices":1,"addresses":[{"street":"825 Third Avenue Suite 2500","city":"New York"}]},{"state":"South Carolina","offices":1,"addresses":[{"street":"880 S Pleasantburg DR Suite 1a","city":"Greenville"}]},{"state":"Texas","offices":2,"addresses":[{"street":"4800 N Navarro ST Suite 200","city":"Victoria"},{"street":"1501 S Mopac Expy #310","city":"Austin"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"314-515-2000","stateRegisteredReps":23642,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"10000","assetMix":[{"label":"Exchange-traded equity securities","percent":38},{"label":"Securities issued by registered investment companies or business development companies","percent":60},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"25 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/250/PDF/250.pdf","brochureDate":"26 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1027433","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Edward D. Jones & Co. have?","answer":"Edward D. Jones & Co. has 4,069,320 clients and manages $1013.6 billion for them, as of September 2026. They include 3,657,451 other individual clients, 372,771 high-net-worth individuals, and 20,833 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Edward D. Jones & Co. offer?","answer":"Edward D. Jones & Co. provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Edward D. Jones & Co. use?","answer":"Edward D. Jones & Co.’s separately managed account assets are held at Edward Jones Trust Company (ST. Louis, MO), with $686,324,808,972 and Edward D. Jones & Co., L.P. (ST. Louis, MO), with $327,309,253,843. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Edward D. Jones & Co. have?","answer":"Edward D. Jones & Co. has 23,642 investment adviser representatives registered with state securities authorities, out of 36,317 employees, and 20,304 perform investment advisory functions. 24,838 employees are registered representatives of a broker-dealer and 21,396 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Edward D. Jones & Co. invest in?","answer":"At the end of its last fiscal year, Edward D. Jones & Co.’s separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 38% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Edward D. Jones & Co.?","answer":"Edward D. Jones & Co.’s direct owners are the Jones Financial Companies, L.L.L.P. (75% or more) and JFC Holding Company, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Edward D. Jones & Co. get paid?","answer":"Edward D. Jones & Co. is paid through a percentage of assets under management, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}