{"url":"https://nivawealth.com/firms/edward-d-jones-and-250","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/250","regulatoryAum":1013608323988,"crd":"250","secFileNumber":"801-3297","legalName":"Edward D. Jones & Co., L.P.","displayName":"Edward D. Jones &","website":null,"linkedinUrl":"https://www.linkedin.com/company/3677/","founded":null,"organization":"Missouri limited partnership","fiscalYearEnd":"December","headquarters":{"street":"12555 Manchester RD","city":"ST. Louis","state":"MO","stateName":"Missouri","country":"United States","postalCode":"63131"},"tradeNames":["Edward Jones Generations"],"registration":{"secApproved":"24 October 1963","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":36317,"advisory":20304,"brokerDealerReps":24838,"insuranceAgents":21396,"promoters":8},"aum":{"discretionary":494274246692,"discretionaryAccounts":1782026,"nonDiscretionary":519334077296,"nonDiscretionaryAccounts":3848491,"wrapProgram":1013608323988,"nonUsClientsPct":0,"nonAumClients":28751},"clientTypes":[{"label":"Individuals (other than HNW)","clients":3657451,"regulatoryAum":613207718743},{"label":"High-net-worth individuals","clients":372771,"regulatoryAum":381161660926},{"label":"Banking or thrift institutions","clients":1,"regulatoryAum":2537791},{"label":"Pension and profit-sharing plans","clients":20833,"regulatoryAum":5419282994},{"label":"Charitable organizations","clients":2041,"regulatoryAum":857857069},{"label":"Corporations and other businesses","clients":10848,"regulatoryAum":8148326274},{"label":"Other","clients":5375,"regulatoryAum":4810940191}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Edward Jones Trust Company","shortName":"Edward Jones Trust","location":"ST. Louis, MO","smaAssets":686324808972},{"name":"Edward D. Jones & Co., L.P.","shortName":"Edward D. Jones &","location":"ST. Louis, MO","smaAssets":327309253843}],"custodyNote":"Edward D. Jones & has custody of $327.31B for 1,310,947 clients.","otherCustodians":[],"leadership":[{"name":"Penelope Pennington","title":"Chief Executive Officer","crd":"4037237"},{"name":"Andrew Timothy Miedler","title":"Chief Financial Officer","crd":"4620055"},{"name":"Kristin Michele Johnson","title":"Chief Operating Officer","crd":"2662524"},{"name":"Jennifer A Grego","title":"Chief Compliance Officer - Broker/Dealer","crd":"4928947"},{"name":"Elizabeth E O'Hanlon","title":"Chief Compliance Officer - Investment Advisor","crd":"5834716"},{"name":"David Chubak","title":"Head of Wealth Management & Field Management","crd":"3254042"},{"name":"Keir Devon Gumbs","title":"Chief Legal Officer","crd":"7815615"},{"name":"David Alexander Gunn","title":"Head of U.S. Business Unit","crd":"6150579"},{"name":"Joseph Lawrence Klocke","title":"Co-Head of Supervision","crd":"2792068"},{"name":"Todd Judson Purdy","title":"Head of Operations","crd":"5623190"},{"name":"Casey John Whalley","title":"Co-Head of Supervision","crd":"4305865"}],"ownership":[{"label":"The Jones Financial Companies, L.L.L.P.","detail":"Limited partner in the 75% or more ownership band and a control person, since August 1987. Also a sole shareholder of JFC Holding Company, Inc. in the 75% or more band and a control person, since November 2020."},{"label":"JFC Holding Company, Inc.","detail":"Indirect owner: a sole shareholder of Edj Holding Company, Inc. in the 75% or more band and a control person, since November 2020.","parent":"Edj Holding Company, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":15120,"privateResidences":0},"listedOfficeAddresses":26,"officesByState":[{"state":"Arizona","offices":6,"addresses":[{"street":"8620 South River Parkway","city":"Tempe"},{"street":"18700 N Hayden RD Suite 190","city":"Scottsdale"},{"street":"8640 S River Parkway","city":"Tempe"},{"street":"1485 S Higley RD Suite 103","city":"Gilbert"},{"street":"18655 N. Claret Drive","city":"Scottsdale"},{"street":"8333 South River Parkway","city":"Tempe"}]},{"state":"California","offices":1,"addresses":[{"street":"3500 W Olive Ave Suite 810","city":"Burbank"}]},{"state":"Colorado","offices":1,"addresses":[{"street":"12596 W Bayaud Ave Suite 380","city":"Lakewood"}]},{"state":"Florida","offices":2,"addresses":[{"street":"111 N. Olive Avenue Suite 201","city":"West Palm Beach"},{"street":"311 Park Place BLVD N","city":"Clearwater"}]},{"state":"Georgia","offices":2,"addresses":[{"street":"2004 Commerce DR N Suite 215","city":"Peachtree City"},{"street":"2089 Teron Trace Suite 225","city":"Dacula"}]},{"state":"Illinois","offices":2,"addresses":[{"street":"1767 W Ogden Ave Suite 103","city":"Naperville"},{"street":"1485 Commerce DR","city":"Algonquin"}]},{"state":"Iowa","offices":1,"addresses":[{"street":"108 N Highway 69 Suite 3","city":"Huxley"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"175 Highland Avenue","city":"Needham"}]},{"state":"Missouri","offices":6,"addresses":[{"street":"12555 Manchester RD","city":"ST. Louis","headquarters":true},{"street":"170 Edward Jones BLVD","city":"ST Louis"},{"street":"201 Progress Parkway","city":"Maryland Heights"},{"street":"93 Progress Parkway","city":"Maryland Heights"},{"street":"4205 Philips Farm RD Suite 100","city":"Columbia"},{"street":"130 Edward Jones Boulevard","city":"ST. Louis"}]},{"state":"New York","offices":1,"addresses":[{"street":"825 Third Avenue Suite 2500","city":"New York"}]},{"state":"South Carolina","offices":1,"addresses":[{"street":"880 S Pleasantburg DR Suite 1a","city":"Greenville"}]},{"state":"Texas","offices":2,"addresses":[{"street":"4800 N Navarro ST Suite 200","city":"Victoria"},{"street":"1501 S Mopac Expy #310","city":"Austin"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"314-515-2000","stateRegisteredReps":23642,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"10000","assetMix":[{"label":"Exchange-traded equity securities","percent":38},{"label":"Securities issued by registered investment companies or business development companies","percent":60},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"25 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/250/PDF/250.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Edward D. Jones & have?","answer":"Edward D. Jones & has 4,069,320 clients and manages $1013.6 billion for them, as of September 2026. They include 3,657,451 other individuals, 372,771 high-net-worth individuals and 20,833 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Edward D. Jones & offer?","answer":"Edward D. Jones & provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Edward D. Jones & use?","answer":"Edward D. Jones &’s separately managed account assets are held at Edward Jones Trust Company (ST. Louis, MO), with $686,324,808,972 and Edward D. Jones & Co., L.P. (ST. Louis, MO), with $327,309,253,843. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Edward D. Jones & have?","answer":"Edward D. Jones & has 23,642 investment adviser representatives registered with state securities authorities, out of 36,317 employees, and 20,304 perform investment advisory functions. 24,838 are registered representatives of a broker-dealer and 21,396 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Edward D. Jones & invest in?","answer":"At the end of its last fiscal year, Edward D. Jones &’s separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 38% exchange-traded equities and 2% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Edward D. Jones &?","answer":"Edward D. Jones &’s direct owners are the Jones Financial Companies, L.L.L.P. (75% or more) and JFC Holding Company, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 25 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Edward D. Jones & get paid?","answer":"Edward D. Jones & is paid through a percentage of assets under management, fixed fees and other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}