{"url":"https://nivawealth.com/firms/edge-focus-capital-management-309884","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/309884","regulatoryAum":451314666,"crd":"309884","history":[{"filedOn":"2021-07-30","regulatoryAum":33648705,"clients":2,"employees":4,"offices":1},{"filedOn":"2022-05-17","regulatoryAum":174628841,"clients":3,"employees":14,"offices":1},{"filedOn":"2023-03-30","regulatoryAum":300794416,"clients":3,"employees":23,"offices":1},{"filedOn":"2024-03-19","regulatoryAum":151261359,"clients":4,"employees":14,"offices":1},{"filedOn":"2025-05-09","regulatoryAum":497768785,"clients":5,"employees":18,"offices":1},{"filedOn":"2026-09-01","regulatoryAum":451314666,"clients":5,"employees":22,"offices":1}],"secFileNumber":"801-119377","legalName":"Edge Focus Capital Management, LLC","displayName":"Edge Focus Capital Management","slug":"edge-focus-capital-management-309884","website":"https://edgefocuspartners.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/309884/329935fdf3956050-r1.webp","tone":"dark","width":999,"height":200,"sourceUrl":"https://www.edgefocuspartners.com/","sourceLabel":"Edge Focus Capital Management, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_private_markets_manager","typeLabel":"Private markets","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/edge-focus-partners","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1185 Avenue of the Americas, 3rd Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10036"},"tradeNames":[],"registration":{"secApproved":"2 September 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":22,"advisory":4,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":451314666,"discretionary":51082773,"discretionaryAccounts":3,"nonDiscretionary":400231893,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":108956263},{"label":"Other investment advisers","clients":2,"fewerThan5":true,"regulatoryAum":342358403}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Inspira Financial","shortName":"Inspira Financial","location":"Oak Brook, IL","smaAssets":447789},{"name":"Bank of America","shortName":"Bank of America","location":"Wilmington, DE","smaAssets":341910614}],"custodyNote":"Edge Focus Capital Management has custody of $497M for 4 clients.","otherCustodians":[],"leadership":[{"name":"Frank Jones","title":"President","crd":"7281581"},{"name":"Jeff Andrews","title":"Chief Compliance Officer","crd":"4397950"},{"name":"Kevin Hennessy","title":"CIO","crd":"7281584"},{"name":"Elliott Lorenz","title":"CEO","crd":"5789434"}],"ownership":[{"label":"Edge Focus Holdings LP","detail":"Member and manager in the 75% or more ownership band and a control person, since July 2021."},{"label":"Edge Focus GP LLC","detail":"Indirect owner: general partner of Edge Focus Holdings LP and a control person, since July 2021.","parent":"Edge Focus Holdings LP"},{"label":"Elliott Lorenz","detail":"Indirect owner: a member of Edge Focus GP LLC in the 25% to 50% band and a control person, since July 2021.","parent":"Edge Focus GP LLC"},{"label":"Frank Jones","detail":"Indirect owner: a member of Edge Focus GP LLC in the 25% to 50% band and a control person, since July 2021.","parent":"Edge Focus GP LLC"},{"label":"Kevin Hennessy","detail":"Indirect owner: a member of Edge Focus GP LLC in the 25% to 50% band and a control person, since July 2021.","parent":"Edge Focus GP LLC"},{"label":"Amc Ef Holdings LTD.","detail":"Indirect owner: a investor of Edge Focus Holdings LP in the 50% to 75% band and a control person, since July 2026.","parent":"Edge Focus Holdings LP"},{"label":"Amc Fund GP II LP","detail":"Indirect owner: a investor of Amc Ef Holdings LTD. in the 50% to 75% band and a control person, since July 2026.","parent":"Amc Ef Holdings LTD."},{"label":"Robert Diamond","detail":"Indirect owner: a investor of Amc Fund GP II LP in the 25% to 50% band and a control person, since July 2026.","parent":"Amc Fund GP II LP"},{"label":"David Schamis","detail":"Indirect owner: a investor of Amc Fund GP II LP in the 25% to 50% band and a control person, since July 2026.","parent":"Amc Fund GP II LP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"1185 Avenue of the Americas, 3rd Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-725-8901","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"Investments in Notes With Various Credit Characteristics Issued on Various Marketplace Lending Platforms"}],"privateFunds":3},"sources":{"adv1FilingDate":"1 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/309884/PDF/309884.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Edge Focus Capital Management have?","answer":"Edge Focus Capital Management has 5 clients and manages $451 million for them, as of September 2026. They include 3 pooled investment vehicles and 2 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Edge Focus Capital Management offer?","answer":"Edge Focus Capital Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Edge Focus Capital Management use?","answer":"Edge Focus Capital Management’s separately managed account assets are held at Bank of America (Wilmington, DE), with $342M and Inspira Financial (Oak Brook, IL), with $448K. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 1 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Edge Focus Capital Management have?","answer":"Edge Focus Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 22 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Edge Focus Capital Management invest in?","answer":"At the end of its last fiscal year, Edge Focus Capital Management’s separately managed accounts held 100% other. The 100% other category is described as: Investments in Notes With Various Credit Characteristics Issued on Various Marketplace Lending Platforms. It advises 3 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Edge Focus Capital Management?","answer":"Edge Focus Capital Management is owned through a chain of holding companies by Elliott Lorenz, Frank Jones, Kevin Hennessy, Robert Diamond and David Schamis. Its direct owner is Edge Focus Holdings LP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Edge Focus Capital Management get paid?","answer":"Edge Focus Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Edge Focus Capital Management?","answer":"Edge Focus Capital Management’s main office is at 1185 Avenue of the Americas, 3rd Floor, New York, NY 10036. Its phone number is 312-725-8901. Its website is edgefocuspartners.com.","source":"Form ADV Part 1A, Item 1.F, filed 1 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}