{"url":"https://nivawealth.com/firms/econologics-financial-advisors-125738","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/125738","regulatoryAum":183239676,"crd":"125738","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6673621","suffix":null,"lastName":"Abbotoni","firstName":"Zachary","middleName":"Paul"},{"crd":"6696325","suffix":null,"lastName":"Abrahamson","firstName":"Joshua","middleName":"Thomas"},{"crd":"7471643","suffix":null,"lastName":"Black","firstName":"Liam","middleName":"Laughlin"},{"crd":"6207237","suffix":null,"lastName":"GERSCH","firstName":"ERIC","middleName":"ALAN"},{"crd":"3067774","suffix":null,"lastName":"MILLER","firstName":"ERIC","middleName":"STEVEN"},{"crd":"7650928","suffix":null,"lastName":"Samulski","firstName":"Michael","middleName":"John"},{"crd":"6745473","suffix":null,"lastName":"Schiro","firstName":"Frank","middleName":null},{"crd":"7671824","suffix":null,"lastName":"Tancreti","firstName":"Michael","middleName":"Paul"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-21","regulatoryAum":23528422,"clients":70,"employees":20,"offices":1},{"filedOn":"2022-04-07","regulatoryAum":75898941,"clients":167,"employees":19,"offices":1},{"filedOn":"2023-07-13","regulatoryAum":84809297,"clients":193,"employees":19,"offices":1},{"filedOn":"2024-07-23","regulatoryAum":114188824,"clients":240,"employees":17,"offices":1},{"filedOn":"2025-03-11","regulatoryAum":140813094,"clients":259,"employees":18,"offices":1},{"filedOn":"2026-03-24","regulatoryAum":183239676,"clients":344,"employees":18,"offices":1}],"secFileNumber":"801-79018","legalName":"Econologics Financial Advisors, LLC","displayName":"Econologics Financial Advisors","slug":"econologics-financial-advisors-125738","website":"https://econologicsfinancialadvisors.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/125738/c4e8122157aef6bc-r1.webp","tone":"light","width":945,"height":200,"sourceUrl":"https://econologicsfinancialadvisors.com","sourceLabel":"Econologics Financial Advisors, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/econologics/","founded":null,"organization":"Wyoming limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2401 West Bay Drive, Suite 603","city":"Largo","state":"FL","stateName":"Florida","country":"United States","postalCode":"33770"},"tradeNames":[],"registration":{"secApproved":"13 January 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":569134.9621993128,"staff":{"employees":18,"advisory":6,"brokerDealerReps":0,"insuranceAgents":8,"promoters":0},"aum":{"regulatory":183239676,"discretionary":183239676,"discretionaryAccounts":708,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":143},"clientTypes":[{"label":"Individuals (other than HNW)","clients":134,"regulatoryAum":15962976},{"label":"High-net-worth individuals","clients":157,"regulatoryAum":149655298},{"label":"Charitable organizations","clients":3,"fewerThan5":true,"regulatoryAum":412734},{"label":"Corporations and other businesses","clients":34,"regulatoryAum":10917433},{"label":"Other","clients":16,"regulatoryAum":6291235}],"feePrograms":[{"role":"main","program":"Investment Advisory Service Fee","feeBasis":"whole_balance","fee_tiers":[{"to":250000,"pct":1,"from":0},{"to":500000,"pct":0.75,"from":250000},{"to":null,"pct":0.7,"from":500000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024318","versionId":1024318,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-03-24","documentName":"EFA ADV BROCHURE MARCH 2026","fee_rate_low":0.7,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Ongoing advisory service for non-owners and new owners","summary":"The quarterly fee for new non-owner and new owner clients ranges from $425 to $975 per quarter.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024318","versionId":1024318,"submittedOn":"2026-03-24","documentName":"EFA ADV BROCHURE MARCH 2026"},{"role":"other","program":"Ongoing advisory service for owners","summary":"The monthly fee for new owner clients ranges from $475 to $975 per month.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024318","versionId":1024318,"submittedOn":"2026-03-24","documentName":"EFA ADV BROCHURE MARCH 2026"},{"role":"other","program":"Practice Exit & Wealth Management Plan","summary":"For owners without a Roadmap, generally $5,000, not to exceed $12,500, based on an hourly rate of up to $400.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024318","versionId":1024318,"submittedOn":"2026-03-24","documentName":"EFA ADV BROCHURE MARCH 2026"},{"role":"other","program":"Roadmap for New Owners (Hybrid)","summary":"Generally $5,000, not to exceed $7,500, based on an hourly rate of up to $400.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024318","versionId":1024318,"submittedOn":"2026-03-24","documentName":"EFA ADV BROCHURE MARCH 2026"},{"role":"other","program":"Roadmap for Non-Owners","summary":"Generally $2,000, not to exceed $5,000, based on an hourly rate of up to $400.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024318","versionId":1024318,"submittedOn":"2026-03-24","documentName":"EFA ADV BROCHURE MARCH 2026"},{"role":"other","program":"Roadmap for Owners","summary":"Generally $7,500, not to exceed $12,500, based on an hourly rate of up to $400.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024318","versionId":1024318,"submittedOn":"2026-03-24","documentName":"EFA ADV BROCHURE MARCH 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:49:10.296487+00:00","documents":[{"name":"EFA ADV BROCHURE MARCH 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024318","versionId":1024318,"submittedOn":"2026-03-24"}]},"custodians":[{"name":"Assetmark Trust Company","shortName":"Assetmark Trust","location":"Concord, CA","smaAssets":140813094}],"custodyNote":"Econologics Financial Advisors does not have custody of client assets.","leadership":[{"name":"Diane Hart","title":"Managing Member & Chief Executive Officer","crd":"2896276"},{"name":"Eric Miller","title":"Managing Member & Senior Financial Advisor & CCO","crd":"3067774"}],"ownership":[{"label":"Diane Hart","detail":"Managing member & chief executive officer in the 50% to 75% ownership band and a control person, since November 2007."},{"label":"Eric Miller","detail":"Managing member & senior financial advisor & cco in the 50% to 75% ownership band and a control person, since April 2015."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2401 West Bay Drive, Suite 603","city":"Largo","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"727-588-1540","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":26},{"label":"U.S. government/agency bonds","percent":15},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":50},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"24 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/125738/PDF/125738.pdf","brochureDate":"24 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1024318","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Econologics Financial Advisors have?","answer":"Econologics Financial Advisors has 344 clients and manages $183 million for them, as of March 2026. They include 157 high-net-worth individuals, 134 individual clients, and 34 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Econologics Financial Advisors offer?","answer":"Econologics Financial Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, publishing newsletters, and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Econologics Financial Advisors charge?","answer":"Econologics Financial Advisors charges 0.70%–1.00% a year for its Investment Advisory Service Fee. The whole portfolio is charged at the rate of its band. The fee is negotiable.","source":"EFA ADV BROCHURE MARCH 2026, filed 24 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Econologics Financial Advisors use?","answer":"Econologics Financial Advisors’ separately managed account assets are held at Assetmark Trust Company (Concord, CA), with $141M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Econologics Financial Advisors have?","answer":"Econologics Financial Advisors has 6 investment adviser representatives registered with state securities authorities, out of 18 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Econologics Financial Advisors invest in?","answer":"At the end of its last fiscal year, Econologics Financial Advisors’ separately managed accounts held 50% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities, 15% U.S. government and agency bonds, 8% cash and equivalents and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Econologics Financial Advisors?","answer":"Econologics Financial Advisors’ direct owners are Diane Hart (50% to 75%) and Eric Miller (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Econologics Financial Advisors get paid?","answer":"Econologics Financial Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Econologics Financial Advisors registered with the SEC?","answer":"Yes, Econologics Financial Advisors has been registered with the SEC as an investment adviser since 13 January 2014. Its CRD number is 125738 and its SEC file number is 801-79018.","source":"Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Econologics Financial Advisors?","answer":"Econologics Financial Advisors’ main office is at 2401 West Bay Drive, Suite 603, Largo, FL 33770. Its phone number is 727-588-1540. Its website is econologicsfinancialadvisors.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}