{"url":"https://nivawealth.com/firms/eaton-vance-management-104859","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/104859","regulatoryAum":97020545041,"crd":"104859","secFileNumber":"801-15930","legalName":"Eaton Vance Management","displayName":"Eaton Vance Management","website":"https://www.eatonvance.com","linkedinUrl":"https://www.linkedin.com/company/eaton-vance/","founded":null,"organization":"Massachusetts other (specify)","fiscalYearEnd":"December","headquarters":{"street":"One Post Office Square","city":"Boston","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"02109"},"tradeNames":[],"registration":{"secApproved":"20 February 1981","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":219,"advisory":160,"brokerDealerReps":15,"insuranceAgents":0,"promoters":2},"aum":{"discretionary":97020545041,"discretionaryAccounts":3816,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":778047245,"nonUsClientsPct":1,"nonAumClients":15},"clientTypes":[{"label":"Investment companies","clients":62,"regulatoryAum":65017485056},{"label":"Pooled investment vehicles","clients":45,"regulatoryAum":11575245318},{"label":"Pension and profit-sharing plans","clients":18,"regulatoryAum":2663676668},{"label":"Charitable organizations","clients":27,"regulatoryAum":1111042349},{"label":"State or municipal government entities","clients":9,"regulatoryAum":3837782908},{"label":"Insurance companies","clients":8,"regulatoryAum":3813171087},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":6423422578},{"label":"Corporations and other businesses","clients":20,"regulatoryAum":540452320},{"label":"Other","clients":3636,"regulatoryAum":2038266757}],"fees":[],"feeNotes":[],"custodians":[{"name":"Bank of New York Mellon","shortName":"Bank of New York Mellon","location":"New York, NY","smaAssets":7633600017},{"name":"State Street Bank & Trust","shortName":"State Street Bank & Trust","location":"Boston, MA","smaAssets":6763375675}],"custodyNote":"Eaton Vance Management has custody of $5.33B for 8 clients.","otherCustodians":[],"leadership":[{"name":"Benjamin Huneke","title":"Chief Executive Officer & President","crd":"2796985"},{"name":"Laura Donovan","title":"Chief Compliance Officer & Vice President","crd":"4609118"},{"name":"Lisa Buhain Winslow","title":"Chief Administrative Officer","crd":"4507020"}],"ownership":[{"label":"Morgan Stanley Capital Management, LLC","detail":"Owns 100% of eaton vance management in the 75% or more ownership band and a control person, since August 2023."},{"label":"Morgan Stanley","detail":"Indirect owner: a member of Morgan Stanley Capital Management, LLC in the 75% or more band and a control person, since October 2002.","parent":"Morgan Stanley Capital Management, LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":4,"officesByState":[{"state":"District of Columbia","offices":1,"addresses":[{"street":"2050 M Street NW","city":"Washington DC"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"One Post Office Square","city":"Boston","headquarters":true}]},{"state":"New York","offices":2,"addresses":[{"street":"100 Park Avenue","city":"New York"},{"street":"1585 Broadway","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-482-8260","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. government/agency bonds","percent":21},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":12},{"label":"Non-investment grade corporate bonds","percent":50},{"label":"Securities issued by registered investment companies or business development companies","percent":2},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":3,"detail":"Asset Backed Securities, Collateralized Loan Obligations (clos), Collateralized Mortgages, Commercial Mortgage Backed Securities (CMBS), Loan Participations"}],"privateFunds":14},"sources":{"adv1FilingDate":"11 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/104859/PDF/104859.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Eaton Vance Management have?","answer":"Eaton Vance Management has 3,826 clients and manages $97 billion for them, as of August 2026. They include 3,636 other clients, 62 investment companies and 45 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Eaton Vance Management offer?","answer":"Eaton Vance Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles, portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Eaton Vance Management use?","answer":"Eaton Vance Management’s separately managed account assets are held at Bank of New York Mellon (New York, NY), with $7,633,600,017 and State Street Bank & Trust (Boston, MA), with $6,763,375,675. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Eaton Vance Management have?","answer":"Eaton Vance Management has 1 investment adviser representatives registered with state securities authorities, out of 219 employees, and 160 perform investment advisory functions. 15 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Eaton Vance Management invest in?","answer":"At the end of its last fiscal year, Eaton Vance Management’s separately managed accounts held 50% high-yield corporate bonds, 21% U.S. government and agency bonds, 12% investment grade corporate bonds, 6% exchange-traded equities, 4% cash and equivalents, 3% asset backed securities, collateralized loan obligations (clos), collateralized mortgages, commercial mortgage backed securities (cmbs), loan participations, 2% state and local bonds and 2% registered funds (mutual funds, ETFs, BDCs). It advises 14 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Eaton Vance Management?","answer":"Eaton Vance Management is owned through a holding company by Morgan Stanley. Its direct owner is Morgan Stanley Capital Management, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 11 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Eaton Vance Management get paid?","answer":"Eaton Vance Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}