{"url":"https://nivawealth.com/firms/eastspring-investments-singapore-limited-144603","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/144603","regulatoryAum":146293199192,"crd":"144603","secFileNumber":"801-68252","legalName":"Eastspring Investments (singapore) Limited","displayName":"Eastspring Investments (singapore) Limited","website":"http://www.eastspring.com/sg/","linkedinUrl":"https://www.linkedin.com/company/eastspring-investments","founded":null,"organization":"corporation organized in Singapore","fiscalYearEnd":"December","headquarters":{"street":"7 Straits View, #09-01 Marina One East Tower","city":"Singapore","state":"","stateName":"","country":"Singapore","postalCode":"018936"},"tradeNames":[],"registration":{"secApproved":"17 August 2007","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":365,"advisory":134,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":146037002039,"discretionaryAccounts":191,"nonDiscretionary":256197153,"nonDiscretionaryAccounts":9,"wrapProgram":null,"nonUsClientsPct":97,"nonAumClients":50},"clientTypes":[{"label":"Pooled investment vehicles","clients":180,"regulatoryAum":143788798194},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":892876519},{"label":"State or municipal government entities","clients":5,"regulatoryAum":365791611},{"label":"Other investment advisers","clients":null,"regulatoryAum":1089743743},{"label":"Insurance companies","clients":null,"regulatoryAum":104878450},{"label":"Other","clients":null,"regulatoryAum":51110675}],"fees":[],"feeNotes":[],"custodians":[{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":519265412},{"name":"Bank of New York Mellon N.A.","shortName":"Bank of New York Mellon N.A.","location":"New York, NY","smaAssets":826147982},{"name":"HSBC Continental Europe S.a., Germany","shortName":"HSBC Continental Europe S.a., Germany","location":"Dusseldorf","smaAssets":500804756},{"name":"The Master Trust Bank of Japan LTD","shortName":"The Master Trust Bank of Japan","location":"Japan","smaAssets":255867764}],"custodyNote":"Eastspring Investments (singapore) Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Salman Haider","title":"Chief Executive Officer","crd":"7891799"},{"name":"Lauren Wade","title":"Chief Financial Officer","crd":"8040760"},{"name":"Terence Lim","title":"Chief Compliance Officer","crd":"6764554"},{"name":"Christopher Fichardt","title":"Chief Technology and Operations Officer","crd":"8243922"},{"name":"Salman Haider","title":"Chief Distribution Officer","crd":"7891799"},{"name":"Salman Haider","title":"Director","crd":"7891799"},{"name":"Terence Lim","title":"Chief Risk Officer","crd":"6764554"},{"name":"Terence Lim","title":"Director","crd":"6764554"},{"name":"Viswanath Nayar","title":"Chief Investment Officer","crd":"7526810"},{"name":"Viswanath Nayar","title":"Director","crd":"7526810"},{"name":"Pang Yann Ong","title":"Head of Legal","crd":"7351867"},{"name":"Prudence Schneider","title":"Chief Human Resources Officer","crd":"7888622"}],"ownership":[{"label":"Eastspring Investments Group Pte. LTD.","detail":"Sole shareholder in the 75% or more ownership band and a control person, since December 2020."},{"label":"Prudential Corporation Holdings Limited","detail":"Indirect owner: a sole shareholder of Eastspring Investments Group Pte. LTD. in the 75% or more band and a control person, since July 2020.","parent":"Eastspring Investments Group Pte. LTD."},{"label":"Prudential Holdings Limited","detail":"Indirect owner: a sole shareholder of Prudential Corporation Holdings Limited in the 75% or more band and a control person, since August 2004.","parent":"Prudential Corporation Holdings Limited"},{"label":"Prudential PLC","detail":"Indirect owner: a sole shareholder of Prudential Corporation Asia Limited in the 75% or more band and a control person, since July 2011.","parent":"Prudential Corporation Asia Limited"},{"label":"Prudential Corporation Asia Limited","detail":"Indirect owner: a sole shareholder of Prudential Holdings Limited in the 75% or more band and a control person, since September 2013.","parent":"Prudential Holdings Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"656-349-9100","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Publication of periodicals or newsletters"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":79},{"label":"Sovereign bonds","percent":3},{"label":"Investment grade corporate bonds","percent":10},{"label":"Non-investment grade corporate bonds","percent":4},{"label":"Cash and cash equivalents","percent":4}],"privateFunds":0},"sources":{"adv1FilingDate":"5 May 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/144603/PDF/144603.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Eastspring Investments (singapore) Limited have?","answer":"Eastspring Investments (singapore) Limited has 185 clients and manages $146.3 billion for them, as of May 2026. They include 180 pooled investment vehicles and 5 state or municipal government entities.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Eastspring Investments (singapore) Limited offer?","answer":"Eastspring Investments (singapore) Limited provides portfolio management for pooled vehicles, portfolio management for institutions, pension consulting and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Eastspring Investments (singapore) Limited use?","answer":"Eastspring Investments (singapore) Limited’s separately managed account assets are held at Bank of New York Mellon N.A. (New York, NY), with $826,147,982, State Street Bank and Trust Company (Boston, MA), with $519,265,412, HSBC Continental Europe S.a., Germany (Dusseldorf), with $500,804,756 and The Master Trust Bank of Japan LTD (Japan), with $255,867,764. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 May 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Eastspring Investments (singapore) Limited have?","answer":"Eastspring Investments (singapore) Limited has 0 investment adviser representatives registered with state securities authorities, out of 365 employees, and 134 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Eastspring Investments (singapore) Limited invest in?","answer":"At the end of its last fiscal year, Eastspring Investments (singapore) Limited’s separately managed accounts held 79% exchange-traded equities, 10% investment grade corporate bonds, 4% high-yield corporate bonds, 4% cash and equivalents and 3% sovereign bonds. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Eastspring Investments (singapore) Limited?","answer":"Eastspring Investments (singapore) Limited is owned through a chain of holding companies by Prudential PLC. Its direct owner is Eastspring Investments Group Pte. LTD. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 5 May 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Eastspring Investments (singapore) Limited get paid?","answer":"Eastspring Investments (singapore) Limited is paid through a percentage of assets under management, fixed fees, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}