{"url":"https://nivawealth.com/firms/eagle-wealth-management-group-327052","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/327052","regulatoryAum":417512088,"crd":"327052","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5834052","suffix":null,"lastName":"AUDETTE","firstName":"JARED","middleName":"PAUL"},{"crd":"4157461","suffix":null,"lastName":"EAGLE","firstName":"DOUGLAS","middleName":"RAY"},{"crd":"6377787","suffix":null,"lastName":"EAGLE","firstName":"JORDAN","middleName":"DOUGLAS"},{"crd":"2849862","suffix":null,"lastName":"NEWTON","firstName":"RANDALL","middleName":"CARLISLE"},{"crd":"4326919","suffix":null,"lastName":"SNIVELY","firstName":"SHANE","middleName":"PATRICK"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-07-26","regulatoryAum":0,"clients":0,"employees":3,"offices":2},{"filedOn":"2024-07-04","regulatoryAum":310676152,"clients":428,"employees":12,"offices":4},{"filedOn":"2025-07-30","regulatoryAum":364262169,"clients":453,"employees":12,"offices":4},{"filedOn":"2026-04-22","regulatoryAum":417512088,"clients":480,"employees":8,"offices":3}],"secFileNumber":"801-128270","legalName":"Eagle Wealth Management Group Inc.","displayName":"Eagle Wealth Management Group","slug":"eagle-wealth-management-group-327052","website":"https://eaglewealthinc.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/327052/abe0fe971e4911ae-r1.webp","tone":"light","width":597,"height":200,"sourceUrl":"https://eaglewealthinc.com/","sourceLabel":"Eagle Wealth Management Group Inc., website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2023","organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"28212 Kelly Johnson Parkway, Suite 175","city":"Valencia","state":"CA","stateName":"California","country":"United States","postalCode":"91355"},"tradeNames":["Eagle Retirement Plans"],"registration":{"secApproved":"14 July 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":772329.0243362832,"staff":{"employees":8,"advisory":5,"brokerDealerReps":3,"insuranceAgents":5,"promoters":2},"aum":{"regulatory":417512088,"discretionary":417512088,"discretionaryAccounts":483,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":323,"regulatoryAum":98097969},{"label":"High-net-worth individuals","clients":129,"regulatoryAum":250994750},{"label":"Pension and profit-sharing plans","clients":20,"regulatoryAum":13969296},{"label":"Charitable organizations","clients":8,"regulatoryAum":44054282},{"label":"State or municipal government entities","clients":0,"fewerThan5":true,"regulatoryAum":9212312},{"label":"Corporations and other businesses","clients":0,"fewerThan5":true,"regulatoryAum":1183479}],"feePrograms":[{"role":"main","program":"Asset Management","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042321","versionId":1042321,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-04-22","documentName":"FORM ADV PART 2A - EAGLE WEALTH","fee_rate_low":1.25,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":25000,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Annual financial planning service","summary":"The annual financial planning service is a flat fee generally from $2,500 to $20,000 a year, payable quarterly in advance.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042321","versionId":1042321,"submittedOn":"2026-04-22","documentName":"FORM ADV PART 2A - EAGLE WEALTH"},{"role":"other","program":"Hourly financial planning","summary":"Hourly financial planning consultation is billed at $100 to $750 per hour, with an estimate of total hours given at the start.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042321","versionId":1042321,"submittedOn":"2026-04-22","documentName":"FORM ADV PART 2A - EAGLE WEALTH"},{"role":"other","program":"Retirement plan advisory","summary":"Retirement plan advisory is a flat fee set at 1.0% for tactical equities, 50 bps for models, or 75 bps for a blend of the two.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042321","versionId":1042321,"submittedOn":"2026-04-22","documentName":"FORM ADV PART 2A - EAGLE WEALTH"},{"role":"other","program":"Written financial plan","summary":"A written financial plan generally costs $1,000 to $25,000, payable half in advance and the balance on completion.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042321","versionId":1042321,"submittedOn":"2026-04-22","documentName":"FORM ADV PART 2A - EAGLE WEALTH"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:19:24.052712+00:00","documents":[{"name":"FORM ADV PART 2A - EAGLE WEALTH","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042321","versionId":1042321,"submittedOn":"2026-04-22"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":368343583}],"custodyNote":"Eagle Wealth Management Group does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Joann Eagle","title":"Chief Compliance Officer","crd":"5750218"}],"ownership":[{"label":"The Eagle Family Trust","detail":"Owner in the 75% or more ownership band and a control person, since June 2025."},{"label":"Douglas Eagle","detail":"Indirect owner: a trustee of The Eagle Family Trust in the 50% to 75% band and a control person, since June 2025.","parent":"The Eagle Family Trust"},{"label":"Joann Eagle","detail":"Indirect owner: a trustee of The Eagle Family Trust in the 50% to 75% band and a control person, since June 2025.","parent":"The Eagle Family Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"28212 Kelly Johnson Parkway, Suite 175","city":"Valencia","headquarters":true}]},{"state":"North Carolina","offices":2,"addresses":[{"street":"1930 Abbott St","city":"Charlotte"},{"street":"10815 Sikes Place","city":"Charlotte"}]}],"brochureServices":["business succession planning","estate planning","insurance","philanthropic planning","retirement plan services","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"661-257-9800","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Educational seminars/workshops"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":13},{"label":"Non-exchange-traded equity securities","percent":5},{"label":"U.S. government/agency bonds","percent":6},{"label":"U.S. state and local bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":60},{"label":"Cash and cash equivalents","percent":12},{"label":"Other","percent":1,"detail":"Fee Based Annuities"}],"privateFunds":0},"sources":{"adv1FilingDate":"22 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/327052/PDF/327052.pdf","brochureDate":"22 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1042321","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Eagle Wealth Management Group have?","answer":"Eagle Wealth Management Group has 480 clients and manages $418 million for them, as of April 2026. They include 323 individual clients, 129 high-net-worth individuals, and 20 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Eagle Wealth Management Group offer?","answer":"Eagle Wealth Management Group provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, educational seminars, business succession planning, estate planning, insurance, philanthropic planning, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Eagle Wealth Management Group charge?","answer":"Eagle Wealth Management Group charges 1.25%–2.00% a year for its Asset Management. The fee is billed in advance, is negotiable and requires an account of at least $25,000.","source":"FORM ADV PART 2A - EAGLE WEALTH, filed 22 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Eagle Wealth Management Group use?","answer":"Eagle Wealth Management Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $368M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Eagle Wealth Management Group have?","answer":"Eagle Wealth Management Group has 5 investment adviser representatives registered with state securities authorities, out of 8 employees, and 5 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Eagle Wealth Management Group invest in?","answer":"At the end of its last fiscal year, Eagle Wealth Management Group’s separately managed accounts held 60% registered funds (mutual funds, ETFs, BDCs), 13% exchange-traded equities, 12% cash and equivalents, 6% U.S. government and agency bonds, 5% non-exchange-traded equities, 2% state and local bonds and 1% other. The 1% other category is described as: Fee Based Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Eagle Wealth Management Group have a minimum investment?","answer":"Yes, Eagle Wealth Management Group’s minimum account size for its Asset Management is $25K.","source":"FORM ADV PART 2A - EAGLE WEALTH, filed 22 April 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Eagle Wealth Management Group?","answer":"Eagle Wealth Management Group is owned through a trust by Douglas and Joann Eagle. Its direct owner is the Eagle Family Trust (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Eagle Wealth Management Group get paid?","answer":"Eagle Wealth Management Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Eagle Wealth Management Group?","answer":"Eagle Wealth Management Group’s main office is at 28212 Kelly Johnson Parkway, Suite 175, Valencia, CA 91355. Its phone number is 661-257-9800. Its website is eaglewealthinc.com.","source":"Form ADV Part 1A, Item 1.F, filed 22 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}