{"url":"https://nivawealth.com/firms/eagle-point-credit-management-166370","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/166370","regulatoryAum":13243794410,"crd":"166370","secFileNumber":"801-77721","legalName":"Eagle Point Credit Management LLC","displayName":"Eagle Point Credit Management","website":"http://eaglepointcredit.com/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"600 Steamboat Road, Suite 202","city":"Greenwich","state":"CT","stateName":"Connecticut","country":"United States","postalCode":"06830"},"tradeNames":[],"registration":{"secApproved":"28 March 2013","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":120,"advisory":34,"brokerDealerReps":8,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":13243794410,"discretionaryAccounts":97,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":32,"nonAumClients":0},"clientTypes":[{"label":"Investment companies","clients":3,"regulatoryAum":1854608053},{"label":"Business development companies","clients":1,"regulatoryAum":126258890},{"label":"Pooled investment vehicles","clients":32,"regulatoryAum":4920521727},{"label":"Pension and profit-sharing plans","clients":null,"regulatoryAum":108029506},{"label":"Charitable organizations","clients":null,"regulatoryAum":6307413},{"label":"Insurance companies","clients":50,"regulatoryAum":5871461282},{"label":"Corporations and other businesses","clients":null,"regulatoryAum":224414500},{"label":"Other","clients":5,"regulatoryAum":132193039}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":1288986408},{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":2915253765},{"name":"U.S. Bank National Association","shortName":"U.S. Bank National Association","location":"Washington, DC","smaAssets":701753369},{"name":"Citibank NA","shortName":"Citibank NA","location":"New York, NY","smaAssets":691765453}],"custodyNote":"Eagle Point Credit Management has custody of $4.71B for 25 clients.","otherCustodians":[],"leadership":[{"name":"Kenneth Onorio","title":"Senior Principal, Chief Financial Officer and Chief Operating Officer","crd":"5275815"},{"name":"Courtney Fandrick","title":"Principal and Chief Compliance Officer","crd":"7240342"},{"name":"Daniel Ko","title":"Senior Principal","crd":"4971298"},{"name":"Thomas Majewski","title":"Managing Partner","crd":"4257897"},{"name":"Nauman Malik","title":"Senior Principal and General Counsel","crd":"5755270"},{"name":"Kyle McGrady","title":"Senior Principal","crd":"4981243"},{"name":"Daniel Spinner","title":"Senior Principal","crd":"3224962"}],"ownership":[{"label":"Eagle Point Parent LLC","detail":"Sole member in the 75% or more ownership band and a control person, since March 2023."},{"label":"Trident EP-I Holdings LLC","detail":"Indirect owner: a member of Trident EP-II Holdings LLC in the 25% to 50% band and a control person, since December 2012.","parent":"Trident EP-II Holdings LLC"},{"label":"Eagle Point Holdings GP LLC","detail":"Indirect owner: general partner of Eagle Point Holdings LP and a control person, since May 2018.","parent":"Eagle Point Holdings LP"},{"label":"Eagle Point Holdings Intermediate LLC","detail":"Indirect owner: a sole member of Eagle Point Parent LLC in the 75% or more band and a control person, since March 2023.","parent":"Eagle Point Parent LLC"},{"label":"Eagle Point Holdings Topco LLC","detail":"Indirect owner: a sole member of Eagle Point Holdings Intermediate LLC in the 75% or more band and a control person, since March 2023.","parent":"Eagle Point Holdings Intermediate LLC"},{"label":"Eagle Point Holdings LP","detail":"Indirect owner: a sole member of Eagle Point Holdings Topco LLC in the 75% or more band and a control person, since March 2023.","parent":"Eagle Point Holdings Topco LLC"},{"label":"Trident EP-II Holdings LLC","detail":"Indirect owner: a shareholder of Eagle Point Holdings LP in the 50% to 75% band and a control person, since May 2018.","parent":"Eagle Point Holdings LP"},{"label":"Stone Point Fund IX, L.P.","detail":"Indirect owner: a member of Trident EP-II Holdings LLC in the 25% to 50% band and a control person, since March 2023. Also a limited partner of Trident EP Blocker Aiv, L.P. in the 50% to 75% band and a control person, since March 2023.","parent":"Trident EP-II Holdings LLC"},{"label":"Trident EP Blocker Aiv, L.P.","detail":"Indirect owner: a member of Trident EP-I Holdings LLC in the 75% or more band and a control person, since March 2023.","parent":"Trident EP-I Holdings LLC"},{"label":"Stone Point GP IX, L.P.","detail":"Indirect owner: general partner of Trident EP Blocker Aiv, L.P. and a control person, since March 2023. Also general partner of Stone Point Fund IX, L.P. and a control person, since April 2021. Also general partner of Stone Point Parallel Fund IX, L.P. and a control person, since April 2021.","parent":"Trident EP Blocker Aiv, L.P."},{"label":"Stone Point Parallel Fund IX, L.P.","detail":"Indirect owner: a limited partner of Trident EP Blocker Aiv, L.P. in the 25% to 50% band and a control person, since March 2023.","parent":"Trident EP Blocker Aiv, L.P."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Connecticut","offices":1,"addresses":[{"street":"600 Steamboat Road, Suite 202","city":"Greenwich","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"203-340-8500","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":12},{"label":"Securities issued by registered investment companies or business development companies","percent":25},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":45},{"label":"Cash and cash equivalents","percent":4},{"label":"Other","percent":14,"detail":"Loan Assets"}],"privateFunds":21},"sources":{"adv1FilingDate":"14 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/166370/PDF/166370.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Eagle Point Credit Management have?","answer":"Eagle Point Credit Management has 91 clients and manages $13.2 billion for them, as of July 2026. They include 50 insurance companies, 32 pooled investment vehicles and 5 other clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Eagle Point Credit Management offer?","answer":"Eagle Point Credit Management provides portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Eagle Point Credit Management use?","answer":"Eagle Point Credit Management’s separately managed account assets are held at The Bank of New York Mellon (New York, NY), with $2,915,253,765, The Northern Trust Company (Chicago, IL), with $1,288,986,408, U.S. Bank National Association (Washington, DC), with $701,753,369 and Citibank NA (New York, NY), with $691,765,453. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Eagle Point Credit Management have?","answer":"Eagle Point Credit Management has 0 investment adviser representatives registered with state securities authorities, out of 120 employees, and 34 perform investment advisory functions. 8 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Eagle Point Credit Management invest in?","answer":"At the end of its last fiscal year, Eagle Point Credit Management’s separately managed accounts held 45% pooled vehicles (private funds and similar), 25% registered funds (mutual funds, ETFs, BDCs), 14% loan assets, 12% exchange-traded equities and 4% cash and equivalents. It advises 21 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Eagle Point Credit Management?","answer":"Eagle Point Credit Management is owned through a chain of holding companies by Stone Point Fund IX, L.P. and Stone Point Parallel Fund IX, L.P. Its direct owner is Eagle Point Parent LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Eagle Point Credit Management get paid?","answer":"Eagle Point Credit Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/eagle-point-credit-management-166370/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-11","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1607203/000110465926093875/0001104659-26-093875-index.html","totalValue":66196325,"positionCount":13,"top10Share":0.9959768914664069,"top10":[{"issuer":"ACRES COMMERCIAL REALTY CORP","titleOfClass":"COM NEW","cusip":"00489Q102","value":20939897,"shares":1177060,"shareType":"SH","priorValue":22740799,"priorShares":1177060},{"issuer":"TRINITY CAP INC","titleOfClass":"COM","cusip":"896442308","value":13013884,"shares":727439,"shareType":"SH","priorValue":10700628,"priorShares":727439},{"issuer":"RITHM PPTY TR INC","titleOfClass":"9.875 FXD-FLT C","cusip":"38983D862","value":11028034,"shares":442804,"shareType":"SH","priorValue":12362384,"priorShares":496581},{"issuer":"XAI FLOATING RATE & ALTER IN","titleOfClass":"COM SHS BENF INT","cusip":"98400T304","value":7719403,"shares":439852,"shareType":"SH","priorValue":7556657,"priorShares":439852},{"issuer":"OXFORD LANE CAP CORP","titleOfClass":"COM","cusip":"691543847","value":7309861,"shares":834459,"shareType":"SH","priorValue":8161009,"priorShares":834459},{"issuer":"HORIZON TECHNOLOGY FIN CORP","titleOfClass":"COM","cusip":"44045A102","value":1732098,"shares":366194,"shareType":"SH","priorValue":1541677,"priorShares":366194},{"issuer":"CAPITAL SOUTHWEST CORP","titleOfClass":"NOTE  5.125%11/1","cusip":"140501AE7","value":1546600,"shares":1480000,"shareType":"PRN","priorValue":5046400,"priorShares":4980000},{"issuer":"BLACKSTONE MORTGAGE TRUST IN","titleOfClass":"NOTE  5.500% 3/1","cusip":"09257WAE0","value":1395000,"shares":1395000,"shareType":"PRN","priorValue":1388025,"priorShares":1395000},{"issuer":"BRAEMAR HOTELS & RESORTS INC","titleOfClass":"5.5 CUM CV PFD B","cusip":"10482B200","value":725702,"shares":52740,"shareType":"SH","priorValue":766840,"priorShares":52740},{"issuer":"CARLYLE CREDIT INCOME FUND","titleOfClass":"SHS BEN INT","cusip":"92535C104","value":519531,"shares":186212,"shareType":"SH","priorValue":498811,"priorShares":155393}],"positionsListed":13,"positions":[{"issuer":"ACRES COMMERCIAL REALTY CORP","titleOfClass":"COM NEW","cusip":"00489Q102","value":20939897,"shares":1177060,"shareType":"SH","priorValue":22740799,"priorShares":1177060},{"issuer":"TRINITY CAP INC","titleOfClass":"COM","cusip":"896442308","value":13013884,"shares":727439,"shareType":"SH","priorValue":10700628,"priorShares":727439},{"issuer":"RITHM PPTY TR INC","titleOfClass":"9.875 FXD-FLT C","cusip":"38983D862","value":11028034,"shares":442804,"shareType":"SH","priorValue":12362384,"priorShares":496581},{"issuer":"XAI FLOATING RATE & ALTER IN","titleOfClass":"COM SHS BENF INT","cusip":"98400T304","value":7719403,"shares":439852,"shareType":"SH","priorValue":7556657,"priorShares":439852},{"issuer":"OXFORD LANE CAP CORP","titleOfClass":"COM","cusip":"691543847","value":7309861,"shares":834459,"shareType":"SH","priorValue":8161009,"priorShares":834459},{"issuer":"HORIZON TECHNOLOGY FIN CORP","titleOfClass":"COM","cusip":"44045A102","value":1732098,"shares":366194,"shareType":"SH","priorValue":1541677,"priorShares":366194},{"issuer":"CAPITAL SOUTHWEST CORP","titleOfClass":"NOTE  5.125%11/1","cusip":"140501AE7","value":1546600,"shares":1480000,"shareType":"PRN","priorValue":5046400,"priorShares":4980000},{"issuer":"BLACKSTONE MORTGAGE TRUST IN","titleOfClass":"NOTE  5.500% 3/1","cusip":"09257WAE0","value":1395000,"shares":1395000,"shareType":"PRN","priorValue":1388025,"priorShares":1395000},{"issuer":"BRAEMAR HOTELS & RESORTS INC","titleOfClass":"5.5 CUM CV PFD B","cusip":"10482B200","value":725702,"shares":52740,"shareType":"SH","priorValue":766840,"priorShares":52740},{"issuer":"CARLYLE CREDIT INCOME FUND","titleOfClass":"SHS BEN INT","cusip":"92535C104","value":519531,"shares":186212,"shareType":"SH","priorValue":498811,"priorShares":155393},{"issuer":"GRANITE PT MTG TR INC","titleOfClass":"COM STK","cusip":"38741L107","value":120999,"shares":80666,"shareType":"SH","priorValue":116966,"priorShares":80666},{"issuer":"READY CAPITAL CORP","titleOfClass":"COM","cusip":"75574U101","value":118860,"shares":67920,"shareType":"SH","priorValue":110030,"priorShares":67920},{"issuer":"BCP INVESTMENT CORPORATION","titleOfClass":"COM NEW","cusip":"73688F201","value":26456,"shares":3634,"shareType":"SH","priorValue":27328,"priorShares":3634}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}