{"url":"https://nivawealth.com/firms/eagle-capital-management-110177","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110177","regulatoryAum":455167867,"crd":"110177","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5990050","suffix":null,"lastName":"MAXWELL","firstName":"ERIC","middleName":"V."},{"crd":"1043565","suffix":"MR.","lastName":"ROSS","firstName":"KENNETH","middleName":"NORMAN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-07","regulatoryAum":362000000,"clients":268,"employees":3,"offices":2},{"filedOn":"2022-02-20","regulatoryAum":443000000,"clients":273,"employees":3,"offices":2},{"filedOn":"2023-02-14","regulatoryAum":375000000,"clients":290,"employees":3,"offices":2},{"filedOn":"2024-03-07","regulatoryAum":396382558,"clients":321,"employees":3,"offices":2},{"filedOn":"2025-02-17","regulatoryAum":437682651,"clients":323,"employees":2,"offices":2},{"filedOn":"2026-02-14","regulatoryAum":455167867,"clients":312,"employees":3,"offices":2}],"secFileNumber":"801-57207","legalName":"Eagle Capital Management, LLC","displayName":"Eagle Capital Management","slug":"eagle-capital-management-110177","website":"https://eagle-capital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Louisiana limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1417 West Causeway Approach","city":"Mandeville","state":"LA","stateName":"Louisiana","country":"United States","postalCode":"70471"},"tradeNames":[],"registration":{"secApproved":"1 February 2000","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1179931.35395189,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":2,"promoters":0},"aum":{"regulatory":455167867,"discretionary":455167867,"discretionaryAccounts":804,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":204,"regulatoryAum":52997409},{"label":"High-net-worth individuals","clients":87,"regulatoryAum":290362615},{"label":"Banking or thrift institutions","clients":null,"fewerThan5":true,"regulatoryAum":79574437},{"label":"Pension and profit-sharing plans","clients":null,"fewerThan5":true,"regulatoryAum":16266762},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":4332583},{"label":"Corporations and other businesses","clients":21,"regulatoryAum":11634061}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T08:24:15.629432+00:00","documents":[{"name":"INVESTMENT ADVISORY SERVICES DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006546","versionId":1006546,"submittedOn":"2026-02-04"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":358754833},{"name":"Gulf Coast Bank & Trust Company","shortName":"Gulf Coast Bank & Trust","location":"New Orleans, LA","smaAssets":80146272}],"custodyNote":"Eagle Capital Management has custody of $6.11M for 4 clients.","otherCustodians":[],"leadership":[{"name":"Eric Maxwell","title":"Senior Vice President","crd":"5990050"},{"name":"Kenneth Ross","title":"President/Chief Compliance Officer/Chief Investment Officer","crd":"1043565"}],"ownership":[{"label":"Kenneth Ross","detail":"President/chief compliance officer/chief investment officer in the 50% to 75% ownership band and a control person, since May 2020."},{"label":"Eric Maxwell","detail":"Senior vice president in the 10% to 25% ownership band and a control person, since July 2019."},{"label":"Entourage Eagle Investments, LLC","detail":"Owner in the 5% to 10% ownership band, since July 2019."},{"label":"Entourage Eagle Investments #2, LLC","detail":"Owner in the 5% to 10% ownership band, since July 2019."},{"label":"Entourage Eagle Investments #3, LLC","detail":"Owner in the 5% to 10% ownership band, since July 2019."},{"label":"Derek Investments, LLC","detail":"Owner in the 10% to 25% ownership band, since July 2019."},{"label":"Acadiana Accounting, LLC","detail":"Owner in the 5% to 10% ownership band, since July 2019."},{"label":"MWR Investments LLC","detail":"Owner in the 10% to 25% ownership band, since June 2020."},{"label":"Phillip Breaux","detail":"Indirect owner: a managing member of Entourage Eagle Investments, LLC in the 75% or more band and a control person, since July 2019.","parent":"Entourage Eagle Investments, LLC"},{"label":"Glen Ross","detail":"Indirect owner: a managing member of Entourage Eagle Investments #2, LLC in the 75% or more band and a control person, since July 2019.","parent":"Entourage Eagle Investments #2, LLC"},{"label":"Gerald Heap","detail":"Indirect owner: a managing member of Entourage Eagle Investments #3, LLC in the 75% or more band and a control person, since July 2019.","parent":"Entourage Eagle Investments #3, LLC"},{"label":"Derek Curry","detail":"Indirect owner: a managing member of Derek Investments, LLC in the 75% or more band and a control person, since July 2019.","parent":"Derek Investments, LLC"},{"label":"Robert Rowe","detail":"Indirect owner: a managing member of Acadiana Accounting, LLC in the 75% or more band and a control person, since February 2019.","parent":"Acadiana Accounting, LLC"},{"label":"Michael Rohm","detail":"Indirect owner: managing member of MWR Investments LLC and a control person, since June 2020.","parent":"MWR Investments LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Louisiana","offices":2,"addresses":[{"street":"1417 West Causeway Approach","city":"Mandeville","headquarters":true},{"street":"113 Oil Center Drive","city":"Lafayette"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"985-778-0987","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":34},{"label":"Investment grade corporate bonds","percent":30},{"label":"Securities issued by registered investment companies or business development companies","percent":29},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"14 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110177/PDF/110177.pdf","brochureDate":"4 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1006546","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Eagle Capital Management have?","answer":"Eagle Capital Management has 312 clients and manages $455 million for them, as of February 2026. They include 204 individual clients, 87 high-net-worth individuals, and 21 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Eagle Capital Management offer?","answer":"Eagle Capital Management provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Eagle Capital Management use?","answer":"Eagle Capital Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $359M and Gulf Coast Bank & Trust Company (New Orleans, LA), with $80.1M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Eagle Capital Management have?","answer":"Eagle Capital Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Eagle Capital Management invest in?","answer":"At the end of its last fiscal year, Eagle Capital Management’s separately managed accounts held 34% exchange-traded equities, 30% investment grade corporate bonds, 29% registered funds (mutual funds, ETFs, BDCs) and 7% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Eagle Capital Management?","answer":"Eagle Capital Management is owned through holding companies by Phillip Breaux, Glen Ross, Gerald Heap, Derek Curry and Robert Rowe. Its direct owners are Kenneth Ross (50% to 75%), Eric Maxwell (10% to 25%), Entourage Eagle Investments, LLC (5% to 10%), Entourage Eagle Investments #2, LLC (5% to 10%), Entourage Eagle Investments #3, LLC (5% to 10%), Derek Investments, LLC (10% to 25%), Acadiana Accounting, LLC (5% to 10%) and MWR Investments LLC (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 14 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Eagle Capital Management get paid?","answer":"Eagle Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Eagle Capital Management?","answer":"Eagle Capital Management’s main office is at 1417 West Causeway Approach, Mandeville, LA 70471. Its phone number is 985-778-0987. Its website is eagle-capital.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/eagle-capital-management-110177/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-13","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1600746/000160074626000003/0001600746-26-000003-index.html","totalValue":292907,"positionCount":50,"top10Share":0.642203839443919,"top10":[{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US DIVIDEND EQ","cusip":"808524797","value":29630,"shares":934410,"shareType":"SH","priorValue":28509,"priorShares":929233},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":28480,"shares":38138,"shareType":"SH","priorValue":24866,"priorShares":38235},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":25795,"shares":35028,"shareType":"SH","priorValue":20234,"priorShares":35057},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":19969,"shares":52864,"shareType":"SH","priorValue":16894,"priorShares":54583},{"issuer":"VANGUARD BD INDEX FDS","titleOfClass":"VANGUARD ULTRA","cusip":"92203C303","value":18696,"shares":375569,"shareType":"SH","priorValue":19411,"priorShares":389904},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":15174,"shares":42460,"shareType":"SH","priorValue":12509,"priorShares":43502},{"issuer":"APPLIED MATLS INC","titleOfClass":"COM","cusip":"038222105","value":14411,"shares":19932,"shareType":"SH","priorValue":7028,"priorShares":20561},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":14302,"shares":49426,"shareType":"SH","priorValue":12722,"priorShares":50128},{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"S&P 500 MOMNTM","cusip":"46138E339","value":12208,"shares":75572,"shareType":"SH","priorValue":8421,"priorShares":75110},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":9441,"shares":39612,"shareType":"SH","priorValue":8543,"priorShares":41020}],"positionsListed":50,"positions":[{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US DIVIDEND EQ","cusip":"808524797","value":29630,"shares":934410,"shareType":"SH","priorValue":28509,"priorShares":929233},{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":28480,"shares":38138,"shareType":"SH","priorValue":24866,"priorShares":38235},{"issuer":"INVESCO QQQ TR","titleOfClass":"UNIT SER 1","cusip":"46090E103","value":25795,"shares":35028,"shareType":"SH","priorValue":20234,"priorShares":35057},{"issuer":"BROADCOM INC","titleOfClass":"COM","cusip":"11135F101","value":19969,"shares":52864,"shareType":"SH","priorValue":16894,"priorShares":54583},{"issuer":"VANGUARD BD INDEX FDS","titleOfClass":"VANGUARD ULTRA","cusip":"92203C303","value":18696,"shares":375569,"shareType":"SH","priorValue":19411,"priorShares":389904},{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL A","cusip":"02079K305","value":15174,"shares":42460,"shareType":"SH","priorValue":12509,"priorShares":43502},{"issuer":"APPLIED MATLS INC","titleOfClass":"COM","cusip":"038222105","value":14411,"shares":19932,"shareType":"SH","priorValue":7028,"priorShares":20561},{"issuer":"APPLE INC","titleOfClass":"COM","cusip":"037833100","value":14302,"shares":49426,"shareType":"SH","priorValue":12722,"priorShares":50128},{"issuer":"INVESCO EXCH TRADED FD TR II","titleOfClass":"S&P 500 MOMNTM","cusip":"46138E339","value":12208,"shares":75572,"shareType":"SH","priorValue":8421,"priorShares":75110},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":9441,"shares":39612,"shareType":"SH","priorValue":8543,"priorShares":41020},{"issuer":"MICROSOFT CORP","titleOfClass":"COM","cusip":"594918104","value":7947,"shares":21304,"shareType":"SH","priorValue":7916,"priorShares":21386},{"issuer":"TAIWAN SEMICONDUCTOR MFG LTD","titleOfClass":"SPONSORED ADS","cusip":"874039100","value":7185,"shares":15044,"shareType":"SH","priorValue":5123,"priorShares":15159},{"issuer":"VISA INC","titleOfClass":"92204A 90","cusip":"92826C839","value":7011,"shares":20434,"shareType":"SH","priorValue":6140,"priorShares":20315},{"issuer":"JPMORGAN CHASE & CO","titleOfClass":"COM","cusip":"46625H100","value":6976,"shares":21312,"shareType":"SH","priorValue":6357,"priorShares":21609},{"issuer":"VANGUARD INDEX FDS","titleOfClass":"EXTEND MKT ETF","cusip":"922908652","value":6839,"shares":27776,"shareType":"SH","priorValue":5698,"priorShares":27685},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LRG CAP ETF","cusip":"808524201","value":6512,"shares":221255,"shareType":"SH","priorValue":5625,"priorShares":219367},{"issuer":"HOME DEPOT INC","titleOfClass":"COM","cusip":"437076102","value":6062,"shares":17187,"shareType":"SH","priorValue":5650,"priorShares":17180},{"issuer":"BERKSHIRE HATHAWAY INC DEL","titleOfClass":"CL B NEW","cusip":"084670702","value":5565,"shares":11122,"shareType":"SH","priorValue":5322,"priorShares":11105},{"issuer":"CHEVRON CORPORATION","titleOfClass":"COM","cusip":"166764100","value":5450,"shares":32877,"shareType":"SH","priorValue":6856,"priorShares":33137},{"issuer":"SCHWAB STRATEGIC TR","titleOfClass":"US LCAP GR ETF","cusip":"808524300","value":5373,"shares":158776,"shareType":"SH","priorValue":4491,"priorShares":154159},{"issuer":"LOCKHEED MARTIN CORP","titleOfClass":"COM","cusip":"539830109","value":5250,"shares":10306,"shareType":"SH","priorValue":6277,"priorShares":10385},{"issuer":"FORTINET INC","titleOfClass":"COM","cusip":"34959E109","value":4044,"shares":26322,"shareType":"SH","priorValue":2166,"priorShares":26501},{"issuer":"PRUDENTIAL FINL INC","titleOfClass":"COM","cusip":"744320102","value":3580,"shares":33171,"shareType":"SH","priorValue":3508,"priorShares":35909},{"issuer":"PFIZER INC","titleOfClass":"COM","cusip":"717081103","value":3048,"shares":126581,"shareType":"SH","priorValue":3554,"priorShares":126573},{"issuer":"NVIDIA CORPORATION","titleOfClass":"COM","cusip":"67066G104","value":2746,"shares":13722,"shareType":"SH","priorValue":2365,"priorShares":13563},{"issuer":"PEPSICO INC","titleOfClass":"COM","cusip":"713448108","value":2702,"shares":19953,"shareType":"SH","priorValue":3149,"priorShares":20275},{"issuer":"EATON CORP PLC","titleOfClass":"SHS","cusip":"G29183103","value":2301,"shares":5399,"shareType":"SH"},{"issuer":"AMERICAN EXPRESS CO","titleOfClass":"COM","cusip":"025816109","value":2281,"shares":6745,"shareType":"SH","priorValue":2024,"priorShares":6692},{"issuer":"VANECK ETF TRUST","titleOfClass":"SEMICONDUCTR ETF","cusip":"92189F676","value":2164,"shares":3299,"shareType":"SH","priorValue":1274,"priorShares":3324},{"issuer":"STATE STR SPDR DOW JONES IND","titleOfClass":"UT SER 1","cusip":"78467X109","value":1523,"shares":2915,"shareType":"SH","priorValue":1350,"priorShares":2915},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"FINANCIAL","cusip":"81369Y605","value":1286,"shares":23990,"shareType":"SH","priorValue":1137,"priorShares":23026},{"issuer":"VANGUARD WORLD FD","titleOfClass":"INDUSTRIAL ETF","cusip":"92204A603","value":1136,"shares":3153,"shareType":"SH","priorValue":960,"priorShares":3074},{"issuer":"CATERPILLAR INC","titleOfClass":"COM","cusip":"149123101","value":777,"shares":730,"shareType":"SH","priorValue":616,"priorShares":870},{"issuer":"SPDR GOLD TR","titleOfClass":"GOLD SHS","cusip":"78463V107","value":775,"shares":2104,"shareType":"SH","priorValue":871,"priorShares":2024},{"issuer":"SPDR SERIES TRUST","titleOfClass":"STATE STREET SPD","cusip":"78468R200","value":749,"shares":24278,"shareType":"SH","priorValue":747,"priorShares":24278},{"issuer":"HOME BANCORP INC","titleOfClass":"COM","cusip":"43689E107","value":569,"shares":8300,"shareType":"SH","priorValue":503,"priorShares":8300},{"issuer":"ARCHER DANIELS MIDLAND CO","titleOfClass":"COM","cusip":"039483102","value":559,"shares":7317,"shareType":"SH","priorValue":532,"priorShares":7317},{"issuer":"CISCO SYS INC","titleOfClass":"COM","cusip":"17275R102","value":531,"shares":4517,"shareType":"SH","priorValue":350,"priorShares":4517},{"issuer":"WALMART INC","titleOfClass":"COM","cusip":"931142103","value":472,"shares":4167,"shareType":"SH","priorValue":518,"priorShares":4167},{"issuer":"TESLA INC","titleOfClass":"COM","cusip":"88160R101","value":415,"shares":986,"shareType":"SH","priorValue":367,"priorShares":986},{"issuer":"ISHARES TR","titleOfClass":"0-5 YR TIPS ETF","cusip":"46429B747","value":389,"shares":3812,"shareType":"SH","priorValue":394,"priorShares":3812},{"issuer":"ISHARES TR","titleOfClass":"CORE S&P500 ETF","cusip":"464287200","value":362,"shares":484,"shareType":"SH","priorValue":351,"priorShares":538},{"issuer":"EXXON MOBIL CORP","titleOfClass":"COM","cusip":"30231G102","value":360,"shares":2632,"shareType":"SH","priorValue":447,"priorShares":2632},{"issuer":"FIDELITY COVINGTON TRUST","titleOfClass":"MSCI HLTH CARE I","cusip":"316092600","value":338,"shares":4370,"shareType":"SH","priorValue":307,"priorShares":4370},{"issuer":"SELECT SECTOR SPDR TR","titleOfClass":"ENERGY","cusip":"81369Y506","value":324,"shares":6106,"shareType":"SH","priorValue":374,"priorShares":6106},{"issuer":"JOHNSON & JOHNSON","titleOfClass":"COM","cusip":"478160104","value":260,"shares":1025,"shareType":"SH","priorValue":251,"priorShares":1025},{"issuer":"BUNGE GLOBAL SA","titleOfClass":"COM SHS","cusip":"H11356104","value":245,"shares":2300,"shareType":"SH","priorValue":308,"priorShares":2422},{"issuer":"TARGA RES CORP","titleOfClass":"COM","cusip":"87612G101","value":241,"shares":900,"shareType":"SH","priorValue":226,"priorShares":900},{"issuer":"ISHARES TR","titleOfClass":"US AER DEF ETF","cusip":"464288760","value":229,"shares":945,"shareType":"SH","priorValue":207,"priorShares":945},{"issuer":"DUKE ENERGY CORP NEW","titleOfClass":"COM NEW","cusip":"26441C204","value":225,"shares":1781,"shareType":"SH","priorValue":233,"priorShares":1781}]},"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}