{"url":"https://nivawealth.com/firms/eagle-asset-management-110653","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110653","regulatoryAum":60652760758,"crd":"110653","secFileNumber":"801-21343","legalName":"Eagle Asset Management Inc","displayName":"Eagle Asset Management","website":"https://www.eagleasset.com","founded":null,"organization":"Florida corporation","fiscalYearEnd":"September","headquarters":{"street":"780 Carillon Pkwy","city":"ST. Petersburg","state":"FL","stateName":"Florida","country":"United States","postalCode":"33716"},"tradeNames":["Florida Asset Management, Inc."],"registration":{"secApproved":"1 April 1984","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":77,"advisory":44,"brokerDealerReps":3,"insuranceAgents":0,"promoters":3},"aum":{"discretionary":32387698456,"discretionaryAccounts":28643,"nonDiscretionary":28265062302,"nonDiscretionaryAccounts":50629,"wrapProgram":16827859302,"nonUsClientsPct":1,"nonAumClients":50629},"clientTypes":[{"label":"Individuals (other than HNW)","clients":21795,"regulatoryAum":13539056940},{"label":"High-net-worth individuals","clients":6250,"regulatoryAum":7260461479},{"label":"Investment companies","clients":3,"regulatoryAum":6830808174},{"label":"Pooled investment vehicles","clients":5,"regulatoryAum":2132109540},{"label":"Pension and profit-sharing plans","clients":6,"regulatoryAum":187961267},{"label":"State or municipal government entities","clients":30,"regulatoryAum":1037512634},{"label":"Corporations and other businesses","clients":554,"regulatoryAum":1399788422},{"label":"Other","clients":50629,"regulatoryAum":28265062302}],"fees":[],"feeNotes":[],"custodians":[],"custodyNote":"Eagle Asset Management has custody of $430.7M for 385 clients.","otherCustodians":[],"leadership":[{"name":"Edward Rick IV","title":"President","crd":"2536413"},{"name":"Elena McCurry","title":"Chief Compliance Officer","crd":"6743218"},{"name":"Edward Rick IV","title":"Director","crd":"2536413"},{"name":"Eric Wilwant","title":"Director Chief Admin Officer","crd":"2256062"}],"ownership":[{"label":"Carillon Tower Advisers, Inc.","detail":"Owner in the 75% or more ownership band and a control person, since November 2017."},{"label":"Thomas James","detail":"Indirect owner: a chairman ceo of Raymond James Financial, Inc. in the 25% to 50% band and a control person, since January 1971.","parent":"Raymond James Financial, Inc."},{"label":"Raymond James Financial, Inc.","detail":"Indirect owner: a owner of Carillon Tower Advisers, Inc. in the 75% or more band and a control person, since January 2015.","parent":"Carillon Tower Advisers, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":4,"privateResidences":0},"listedOfficeAddresses":5,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"3611 Valley Centre Drive","city":"San Diego"}]},{"state":"Colorado","offices":1,"addresses":[{"street":"7595 E. Technology Way","city":"Denver"}]},{"state":"Florida","offices":1,"addresses":[{"street":"780 Carillon Pkwy","city":"ST. Petersburg","headquarters":true}]},{"state":"Tennessee","offices":1,"addresses":[{"street":"1100 Ridgeway Loop RD","city":"Memphis"}]},{"state":"Vermont","offices":1,"addresses":[{"street":"998 South Main Street","city":"Stowe"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"727-573-2453","stateRegisteredReps":6,"otherAdviserReps":3,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":62},{"label":"U.S. government/agency bonds","percent":13},{"label":"U.S. state and local bonds","percent":12},{"label":"Investment grade corporate bonds","percent":11},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"2 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110653/PDF/110653.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Eagle Asset Management have?","answer":"Eagle Asset Management has 79,272 clients and manages $60.7 billion for them, as of June 2026. They include 50,629 other clients, 21,795 other individuals and 6,250 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 2 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Eagle Asset Management offer?","answer":"Eagle Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Eagle Asset Management have?","answer":"Eagle Asset Management has 6 investment adviser representatives registered with state securities authorities, out of 77 employees, and 44 perform investment advisory functions. 3 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Eagle Asset Management invest in?","answer":"At the end of its last fiscal year, Eagle Asset Management’s separately managed accounts held 62% exchange-traded equities, 13% U.S. government and agency bonds, 12% state and local bonds, 11% investment grade corporate bonds and 1% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Eagle Asset Management?","answer":"Eagle Asset Management is owned through a chain of holding companies by Thomas James. Its direct owner is Carillon Tower Advisers, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 2 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Eagle Asset Management get paid?","answer":"Eagle Asset Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}