{"url":"https://nivawealth.com/firms/e-fund-management-hong-kong-co-limited-169726","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/169726","regulatoryAum":15715594984,"crd":"169726","secFileNumber":"801-78973","legalName":"E Fund Management (hong Kong) Co., Limited","displayName":"E Fund Management (hong Kong) Co., Limited","website":null,"founded":null,"organization":"corporation organized in Hong Kong","fiscalYearEnd":"December","headquarters":{"street":"Suites 3501-02, 35/F, Two International, Finance Centre, 8 Finance Street, Central","city":"Hong Kong","state":"","stateName":"","country":"Hong Kong","postalCode":null},"tradeNames":[],"registration":{"secApproved":"6 January 2014","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":99,"advisory":22,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":15715594984,"discretionaryAccounts":67,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":1,"regulatoryAum":444439},{"label":"Banking or thrift institutions","clients":7,"regulatoryAum":2296131804},{"label":"Pooled investment vehicles","clients":34,"regulatoryAum":10910823388},{"label":"Insurance companies","clients":8,"regulatoryAum":845069713},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":1463736304},{"label":"Corporations and other businesses","clients":16,"regulatoryAum":199389336}],"fees":[],"feeNotes":[],"custodians":[{"name":"Icbc (asia) Trustee Company Limited","shortName":"Icbc (asia) Trustee Company Limited","location":"HK","smaAssets":2087842196},{"name":"J.P. Morgan Chase Bank","shortName":"J.P. Morgan","location":"Hong Kong","smaAssets":1463736304},{"name":"Standard Chartered Bank (hong Kong) Limited","shortName":"Standard Chartered Bank (hong Kong) Limited","location":"Hong Kong","smaAssets":687723100}],"custodyNote":"E Fund Management (hong Kong) Co., Limited does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Yue Fan","title":"Director","crd":"7892513"},{"name":"Gaohui Huang","title":"Deputy Chairman","crd":"6271127"},{"name":"Shuo Ling Liu","title":"Director","crd":"8245841"},{"name":"LiZhou LOU","title":"Director","crd":"7335896"},{"name":"Jun Ma","title":"Chairman","crd":"6271126"},{"name":"Yi Hua Qiu","title":"Director","crd":"8064687"},{"name":"Feng Shi","title":"Chief Sales and Marketing Officer","crd":"7893927"},{"name":"Wan Pan TONG","title":"Managing Director, Legal and Compliance","crd":"7704413"},{"name":"Xue WANG","title":"Director , CEO","crd":"7892512"},{"name":"XinRong WU","title":"Director","crd":"7335898"},{"name":"Di Wu","title":"Director","crd":"8065433"}],"ownership":[{"label":"E Fund International Holdings Limited","detail":"Shareholder in the 75% or more ownership band and a control person, since July 2015."},{"label":"E Fund Management Co., Limited","detail":"Indirect owner: a shareholder of E Fund International Holdings Limited in the 75% or more band and a control person, since August 2008.","parent":"E Fund International Holdings Limited"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"85239290988","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients","Publication of periodicals or newsletters","Educational seminars/workshops"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":33},{"label":"Investment grade corporate bonds","percent":65},{"label":"Other","percent":1,"detail":"Pe"}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/169726/PDF/169726.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does E Fund Management (hong Kong) Co., Limited have?","answer":"E Fund Management (hong Kong) Co., Limited has 67 clients and manages $15.7 billion for them, as of March 2026. They include 34 pooled investment vehicles, 16 corporations and other businesses and 8 insurance companies.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does E Fund Management (hong Kong) Co., Limited offer?","answer":"E Fund Management (hong Kong) Co., Limited provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, publishing newsletters and educational seminars.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does E Fund Management (hong Kong) Co., Limited use?","answer":"E Fund Management (hong Kong) Co., Limited’s separately managed account assets are held at Icbc (asia) Trustee Company Limited (HK), with $2,087,842,196, J.P. Morgan Chase Bank (Hong Kong), with $1,463,736,304 and Standard Chartered Bank (hong Kong) Limited (Hong Kong), with $687,723,100. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does E Fund Management (hong Kong) Co., Limited have?","answer":"E Fund Management (hong Kong) Co., Limited has 0 investment adviser representatives registered with state securities authorities, out of 99 employees, and 22 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does E Fund Management (hong Kong) Co., Limited invest in?","answer":"At the end of its last fiscal year, E Fund Management (hong Kong) Co., Limited’s separately managed accounts held 65% investment grade corporate bonds, 33% exchange-traded equities and 1% pe. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns E Fund Management (hong Kong) Co., Limited?","answer":"E Fund Management (hong Kong) Co., Limited is owned through a holding company by E Fund Management Co., Limited. Its direct owner is E Fund International Holdings Limited (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does E Fund Management (hong Kong) Co., Limited get paid?","answer":"E Fund Management (hong Kong) Co., Limited is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}