{"url":"https://nivawealth.com/firms/dynamic-wealth-advisors-169792","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/169792","regulatoryAum":193346000,"crd":"169792","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1857827","suffix":null,"lastName":"CARLINI","firstName":"ADAM","middleName":"CHARLES"},{"crd":"6034466","suffix":null,"lastName":"HADDEN","firstName":"GRANT","middleName":"STEPHEN"},{"crd":"5006571","suffix":null,"lastName":"LUNA","firstName":"GARY","middleName":"LYNN"},{"crd":"5687413","suffix":null,"lastName":"SPERRY","firstName":"JOHN","middleName":"REED"}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-07-06","regulatoryAum":108803058,"clients":270,"employees":3,"offices":1},{"filedOn":"2024-06-27","regulatoryAum":125897568,"clients":266,"employees":3,"offices":1},{"filedOn":"2025-06-30","regulatoryAum":140084956,"clients":304,"employees":4,"offices":1},{"filedOn":"2026-08-26","regulatoryAum":193346000,"clients":315,"employees":4,"offices":1}],"secFileNumber":"801-126979","legalName":"Dynamic Wealth Advisors","displayName":"Dynamic Wealth Advisors","slug":"dynamic-wealth-advisors-169792","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Arizona corporation","fiscalYearEnd":"March","headquarters":{"street":"14749 W. Mountain View BLVD., Suite 144","city":"Surprise","state":"AZ","stateName":"Arizona","country":"United States","postalCode":"85374"},"tradeNames":["Dynamic Wealth Management"],"registration":{"secApproved":"2 December 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":613796.8253968254,"staff":{"employees":4,"advisory":4,"brokerDealerReps":0,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":193346000,"discretionary":193346000,"discretionaryAccounts":792,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":266,"regulatoryAum":70682000},{"label":"High-net-worth individuals","clients":49,"regulatoryAum":122664000}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"marginal","fee_tiers":[{"to":250000,"pct":2,"from":0},{"to":500000,"pct":1.75,"from":250000},{"to":750000,"pct":1.5,"from":500000},{"to":1000000,"pct":1.25,"from":750000},{"to":3000000,"pct":1,"from":1000000},{"to":null,"pct":0.75,"from":3000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056161","versionId":1056161,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-08-26","documentName":"DYNAMIC WEALTH ADVISORS FORM ADV PART 2A FIRM BROCHURE","fee_rate_low":0.75,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Retirement Plan Consulting","summary":"Retirement plan consulting is billed hourly up to $250, as a flat fee of $750 to $10,000, or as a percentage of plan assets not exceeding 1.00%; fees are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056161","versionId":1056161,"submittedOn":"2026-08-26","documentName":"DYNAMIC WEALTH ADVISORS FORM ADV PART 2A FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T14:51:00.28363+00:00","documents":[{"name":"DYNAMIC WEALTH ADVISORS FORM ADV PART 2A FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056161","versionId":1056161,"submittedOn":"2026-08-26"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":193346000}],"custodyNote":"Dynamic Wealth Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Adam Carlini","title":"President, Treasurer, Chief Investment Officer, Chief Compliance Officer","crd":"1857827"}],"ownership":[{"label":"Adam Carlini","detail":"President, treasurer, chief investment officer, chief compliance officer in the 75% or more ownership band and a control person, since June 2012."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Arizona","offices":1,"addresses":[{"street":"14749 W. Mountain View BLVD., Suite 144","city":"Surprise","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"623-466-6060","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":15},{"label":"Securities issued by registered investment companies or business development companies","percent":83},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"26 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/169792/PDF/169792.pdf","brochureDate":"26 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1056161","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dynamic Wealth Advisors have?","answer":"Dynamic Wealth Advisors has 315 clients and manages $193 million for them, as of August 2026. They include 266 individual clients and 49 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dynamic Wealth Advisors offer?","answer":"Dynamic Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Dynamic Wealth Advisors charge?","answer":"Dynamic Wealth Advisors charges 0.75%–2.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"DYNAMIC WEALTH ADVISORS FORM ADV PART 2A FIRM BROCHURE, filed 26 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Dynamic Wealth Advisors use?","answer":"Dynamic Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $193M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Dynamic Wealth Advisors have?","answer":"Dynamic Wealth Advisors has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dynamic Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Dynamic Wealth Advisors’ separately managed accounts held 83% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dynamic Wealth Advisors?","answer":"Dynamic Wealth Advisors’ direct owner is Adam Carlini (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dynamic Wealth Advisors get paid?","answer":"Dynamic Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Dynamic Wealth Advisors?","answer":"Dynamic Wealth Advisors’ main office is at 14749 W. Mountain View BLVD., Suite 144, Surprise, AZ 85374. Its phone number is 623-466-6060.","source":"Form ADV Part 1A, Item 1.F, filed 26 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}