{"url":"https://nivawealth.com/firms/dynamic-trading-management-142638","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/142638","regulatoryAum":116593685,"crd":"142638","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2112300","suffix":"Jr","lastName":"BRADLEY","firstName":"TIMOTHY","middleName":"P"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-01","regulatoryAum":34800165,"clients":73,"employees":1,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":48208734,"clients":72,"employees":1,"offices":1},{"filedOn":"2023-04-18","regulatoryAum":49008000,"clients":102,"employees":2,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":53200000,"clients":77,"employees":2,"offices":1},{"filedOn":"2025-07-30","regulatoryAum":103213021,"clients":82,"employees":3,"offices":1},{"filedOn":"2026-03-16","regulatoryAum":116593685,"clients":82,"employees":3,"offices":1}],"secFileNumber":"801-67375","legalName":"Dynamic Trading Management, LLC.","displayName":"Dynamic Trading Management","slug":"dynamic-trading-management-142638","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"New York limited liability company","fiscalYearEnd":"December","headquarters":{"street":"245 Main Street 4th Floor","city":"White Plains","state":"NY","stateName":"New York","country":"United States","postalCode":"10601"},"tradeNames":[],"registration":{"secApproved":"11 December 2006","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":901432.493670886,"staff":{"employees":3,"advisory":1,"brokerDealerReps":1,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":116593685,"discretionary":74228822,"discretionaryAccounts":139,"nonDiscretionary":42364863,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":1,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":39,"regulatoryAum":12152393},{"label":"High-net-worth individuals","clients":40,"regulatoryAum":59060774},{"label":"Pension and profit-sharing plans","clients":2,"fewerThan5":true,"regulatoryAum":44629357},{"label":"Corporations and other businesses","clients":1,"fewerThan5":true,"regulatoryAum":751161}],"feePrograms":[{"role":"main","program":"Investment Management Services","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":3,"from":0},{"to":1000000,"pct":2.2,"from":500000},{"to":2000000,"pct":1.9,"from":1000000},{"to":null,"pct":1.7,"from":2000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019331","versionId":1019331,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-16","documentName":"DTM - ADV 2A2B - JULY 2025","fee_rate_low":1.7,"fee_rate_high":3,"fee_negotiable":null,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:30:54.622958+00:00","documents":[{"name":"DTM - ADV 2A2B - JULY 2025","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019331","versionId":1019331,"submittedOn":"2026-03-16"}]},"custodians":[{"name":"Interactive Brokers LLC","shortName":"Interactive Brokers","location":"Greenwich, CT","smaAssets":74228822},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":42364863}],"custodyNote":"Dynamic Trading Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Timothy Bradley","title":"Managing Member/President/Chief Compliance Officer","crd":"2112300"}],"ownership":[{"label":"Timothy Bradley","detail":"Managing member/president/chief compliance officer in the 75% or more ownership band and a control person, since November 2006."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"245 Main Street 4th Floor","city":"White Plains","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"914-220-9404","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":77},{"label":"Cash and cash equivalents","percent":23}],"privateFunds":0},"sources":{"adv1FilingDate":"16 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/142638/PDF/142638.pdf","brochureDate":"16 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1019331","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dynamic Trading Management have?","answer":"Dynamic Trading Management has 82 clients and manages $117 million for them, as of March 2026. They include 40 high-net-worth individuals, 39 individual clients, and 2 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dynamic Trading Management offer?","answer":"Dynamic Trading Management provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Dynamic Trading Management charge?","answer":"Dynamic Trading Management charges 1.70%–3.00% a year for its Investment Management Services. Each asset band is charged at its own rate. The fee is billed in advance.","source":"DTM - ADV 2A2B - JULY 2025, filed 16 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Dynamic Trading Management use?","answer":"Dynamic Trading Management’s separately managed account assets are held at Interactive Brokers LLC (Greenwich, CT), with $74.2M and Fidelity Brokerage Services LLC (Smithfield, RI), with $42.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Dynamic Trading Management have?","answer":"Dynamic Trading Management has 1 investment adviser representative registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dynamic Trading Management invest in?","answer":"At the end of its last fiscal year, Dynamic Trading Management’s separately managed accounts held 77% exchange-traded equities and 23% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dynamic Trading Management?","answer":"Dynamic Trading Management’s direct owner is Timothy Bradley (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dynamic Trading Management get paid?","answer":"Dynamic Trading Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Dynamic Trading Management?","answer":"Dynamic Trading Management’s main office is at 245 Main Street 4th Floor, White Plains, NY 10601. Its phone number is 914-220-9404.","source":"Form ADV Part 1A, Item 1.F, filed 16 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}