{"url":"https://nivawealth.com/firms/dynamic-market-advantage-323540","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/323540","regulatoryAum":361877303,"crd":"323540","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6015760","suffix":null,"lastName":"HANDY","firstName":"BEAU","middleName":"JUSTIN"},{"crd":"6916710","suffix":null,"lastName":"STEINBOCK","firstName":"JOHN","middleName":"EDMUND UNGER"},{"crd":"8034726","suffix":null,"lastName":"Stubbs","firstName":"Klein","middleName":"Stewart"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-03-30","regulatoryAum":201076739,"clients":1,"employees":2,"offices":1},{"filedOn":"2024-03-20","regulatoryAum":243615261,"clients":2,"employees":4,"offices":1},{"filedOn":"2025-03-05","regulatoryAum":288840789,"clients":2,"employees":4,"offices":1},{"filedOn":"2026-02-12","regulatoryAum":361877303,"clients":2,"employees":4,"offices":1}],"secFileNumber":"801-126816","legalName":"Dynamic Market Advantage, LLC","displayName":"Dynamic Market Advantage","slug":"dynamic-market-advantage-323540","website":null,"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Kentucky limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2020 High Wickham Place, Suite 200","city":"Louisville","state":"KY","stateName":"Kentucky","country":"United States","postalCode":"40245"},"tradeNames":[],"registration":{"secApproved":"2 November 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":4,"advisory":3,"brokerDealerReps":1,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":361877303,"discretionary":361877303,"discretionaryAccounts":1302,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Other investment advisers","clients":2,"regulatoryAum":361877303}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":361877303}],"custodyNote":"Dynamic Market Advantage does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Beau Handy","title":"Managing Member and Chief Compliance Officer","crd":"6015760"},{"name":"Stephen Gibson","title":"Member","crd":"5557258"},{"name":"John Steinbock","title":"Member / Analyst","crd":"6916710"}],"ownership":[{"label":"Beau Handy","detail":"Managing member and chief compliance officer in the 50% to 75% ownership band and a control person, since September 2022."},{"label":"John Steinbock","detail":"Member / analyst in the 5% to 10% ownership band and a control person, since September 2022."},{"label":"Stephen Gibson","detail":"Member in the 25% to 50% ownership band and a control person, since September 2022."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Kentucky","offices":1,"addresses":[{"street":"2020 High Wickham Place, Suite 200","city":"Louisville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"502-813-2100","stateRegisteredReps":3,"otherAdviserReps":2,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":98},{"label":"Securities issued by registered investment companies or business development companies","percent":1},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"12 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/323540/PDF/323540.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dynamic Market Advantage have?","answer":"Dynamic Market Advantage has 2 clients and manages $362 million for them, as of February 2026. They include 2 other investment advisers.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dynamic Market Advantage offer?","answer":"Dynamic Market Advantage provides portfolio management for individuals and small businesses and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Dynamic Market Advantage use?","answer":"Dynamic Market Advantage’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $362M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Dynamic Market Advantage have?","answer":"Dynamic Market Advantage has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dynamic Market Advantage invest in?","answer":"At the end of its last fiscal year, Dynamic Market Advantage’s separately managed accounts held 98% exchange-traded equities, 1% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dynamic Market Advantage?","answer":"Dynamic Market Advantage’s direct owners are Beau Handy (50% to 75%), John Steinbock (5% to 10%) and Stephen Gibson (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dynamic Market Advantage get paid?","answer":"Dynamic Market Advantage is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Dynamic Market Advantage?","answer":"Dynamic Market Advantage’s main office is at 2020 High Wickham Place, Suite 200, Louisville, KY 40245. Its phone number is 502-813-2100.","source":"Form ADV Part 1A, Item 1.F, filed 12 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}