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None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does DWR Wealth Management invest in?","answer":"At the end of its last fiscal year, DWR Wealth Management’s separately managed accounts held 77% registered funds (mutual funds, ETFs, BDCs), 14% exchange-traded equities, 8% cash and equivalents and 1% U.S. government and agency bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does DWR Wealth Management have a minimum investment?","answer":"Yes, DWR Wealth Management’s minimum account size for its Standard investment management fee schedule is $250K.","source":"2026-07-08 DWR WEALTH MANAGEMENT FORM ADV PART 2A, filed 8 July 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns DWR Wealth Management?","answer":"DWR Wealth Management’s direct owners are David Rousselot (10% to 25%), Ricky Dunham (75% or more) and Tracy Newquist (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 8 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does DWR Wealth Management get paid?","answer":"DWR Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}