{"url":"https://nivawealth.com/firms/dupont-capital-management-107145","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/107145","regulatoryAum":10091951000,"crd":"107145","secFileNumber":"801-44730","legalName":"Dupont Capital Management Corp","displayName":"Dupont Capital Management","website":null,"linkedinUrl":"https://www.linkedin.com/company/dupont_capital_management/mycompany/","founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"1000 N. West Street, Suite 900","city":"Wilmington","state":"DE","stateName":"Delaware","country":"United States","postalCode":"19801"},"tradeNames":[],"registration":{"secApproved":"14 October 1993","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":33,"advisory":16,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":10091951000,"discretionaryAccounts":3,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":2,"regulatoryAum":130100000},{"label":"Pension and profit-sharing plans","clients":1,"regulatoryAum":9961851000}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"State Street Corporation","shortName":"State Street","location":"Quincy, MA","smaAssets":10091951}],"custodyNote":"Dupont Capital Management has custody of $10.09B for 3 clients.","otherCustodians":[],"leadership":[{"name":"Valerie Sill","title":"President and CEO, Chief Investment Officer, Director","crd":"4788445"},{"name":"Robin Sachs","title":"Chief Operating Officer","crd":"4930644"},{"name":"William Flores","title":"Chief Compliance Officer","crd":"4500780"},{"name":"Laurie Conslato","title":"Director","crd":"7129080"},{"name":"Lode Devlaminck","title":"Managing Director, Global Equities","crd":"5719700"},{"name":"Dana Eddis","title":"Secretary","crd":"7437573"},{"name":"Eric Eppehimer","title":"VP & Treasurer and Chief Administrative Officer","crd":"6799755"},{"name":"Krzysztof Kowal","title":"Managing Director and CIO, Fixed Income","crd":"4811346"},{"name":"Antonios Mistras","title":"Managing Director, Alternative Investments","crd":"6933277"},{"name":"Robert Tuinstra","title":"Assistant Treasurer","crd":"7350748"}],"ownership":[{"label":"Pioneer Hi-Bred International, Inc.","detail":"Stockholder in the 75% or more ownership band and a control person, since May 2021."},{"label":"Corteva, Inc.","detail":"Indirect owner: a stockholder of Eidp Inc. in the 75% or more band and a control person, since June 2019.","parent":"Eidp Inc."},{"label":"Eidp Inc.","detail":"Indirect owner: a stockholder of Pioneer Hi-Bred International, Inc. in the 75% or more band and a control person, since May 2021.","parent":"Pioneer Hi-Bred International, Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"officesByState":[{"state":"Delaware","offices":1,"addresses":[{"street":"1000 N. West Street, Suite 900","city":"Wilmington","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"302-477-6099","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees","Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":13},{"label":"U.S. government/agency bonds","percent":16},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":36},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":24},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":2},"sources":{"adv1FilingDate":"28 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/107145/PDF/107145.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dupont Capital Management have?","answer":"Dupont Capital Management has 3 clients and manages $10.1 billion for them, as of January 2026. They include 2 pooled investment vehicles and 1 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 28 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dupont Capital Management offer?","answer":"Dupont Capital Management provides portfolio management for pooled vehicles and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Dupont Capital Management use?","answer":"Dupont Capital Management’s separately managed account assets are held at State Street Corporation (Quincy, MA), with $10,091,951. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 January 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Dupont Capital Management have?","answer":"Dupont Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 33 employees, and 16 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dupont Capital Management invest in?","answer":"At the end of its last fiscal year, Dupont Capital Management’s separately managed accounts held 36% investment grade corporate bonds, 24% pooled vehicles (private funds and similar), 16% U.S. government and agency bonds, 13% exchange-traded equities, 7% cash and equivalents, 3% high-yield corporate bonds and 1% sovereign bonds. It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dupont Capital Management?","answer":"Dupont Capital Management is owned through a chain of holding companies by Corteva, Inc. Its direct owner is Pioneer Hi-Bred International, Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 28 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dupont Capital Management get paid?","answer":"Dupont Capital Management is paid through a percentage of assets under management, performance-based fees and other arrangements. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":{"url":"https://nivawealth.com/firms/dupont-capital-management-107145/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-29","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1128251/000114036126030030/0001140361-26-030030-index.html","totalValue":2179231,"positionCount":41,"top10Share":0.982684717682522,"top10":[{"issuer":"STONEX GROUP INC","titleOfClass":"COMMON STOCK USD.01","cusip":"861896108","value":1375193,"shares":11605,"shareType":"SH","priorValue":935984,"priorShares":11605},{"issuer":"NOBLE CORP PLC","titleOfClass":"COMMON STOCK USD.00001","cusip":"G65431127","value":277624,"shares":7443,"shareType":"SH","priorValue":365228,"priorShares":7443},{"issuer":"ABACUS GLOBAL MANAGEMENT INC","titleOfClass":"COMMON STOCK 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Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}