{"url":"https://nivawealth.com/firms/dunn-capital-management-328632","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/328632","regulatoryAum":268989599,"crd":"328632","history":[{"filedOn":"2024-04-12","regulatoryAum":162766531,"clients":1,"employees":23,"offices":1},{"filedOn":"2025-03-27","regulatoryAum":187575148,"clients":1,"employees":23,"offices":1},{"filedOn":"2026-03-19","regulatoryAum":268989599,"clients":1,"employees":27,"offices":1}],"secFileNumber":"801-129466","legalName":"Dunn Capital Management, LLC","displayName":"Dunn Capital Management","slug":"dunn-capital-management-328632","website":"https://dunncapital.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/dunncapital/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"309 Se Osceola Street, Suite 350","city":"Stuart","state":"FL","stateName":"Florida","country":"United States","postalCode":"34994"},"tradeNames":[],"registration":{"secApproved":"16 February 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":27,"advisory":6,"brokerDealerReps":5,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":268989599,"discretionary":268989599,"discretionaryAccounts":1,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":268989599}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Dunn Capital Management has custody of $269M in client assets for 1 client.","otherCustodians":[],"leadership":[{"name":"Martin Bergin","title":"President","crd":"5820351"},{"name":"James Dailey","title":"CEO","crd":"5819683"},{"name":"David Dreyer","title":"General Counsel & CCO","crd":"7829306"},{"name":"David Kauppi","title":"CFO","crd":"7180217"}],"ownership":[{"label":"Martin H Bergin Dunn Interest Trust","detail":"Owner, trustee in the 75% or more ownership band and a control person, since January 2010."},{"label":"Martin Bergin","detail":"Indirect owner: a owner of Martin H Bergin Dunn Interest Trust in the 75% or more band and a control person, since January 2010.","parent":"Martin H Bergin Dunn Interest Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"309 Se Osceola Street, Suite 350","city":"Stuart","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"772-286-4777","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[],"privateFunds":0},"sources":{"adv1FilingDate":"19 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/328632/PDF/328632.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dunn Capital Management have?","answer":"Dunn Capital Management has 1 client and manages $269 million for them, as of March 2026. They include 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dunn Capital Management offer?","answer":"Dunn Capital Management provides portfolio management for pooled vehicles and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Dunn Capital Management have?","answer":"Dunn Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 27 employees, and 6 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 0 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dunn Capital Management?","answer":"Dunn Capital Management is owned through a trust by Martin Bergin. Its direct owner is Martin H Bergin Dunn Interest Trust (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dunn Capital Management get paid?","answer":"Dunn Capital Management is paid through other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Dunn Capital Management?","answer":"Dunn Capital Management’s main office is at 309 Se Osceola Street, Suite 350, Stuart, FL 34994. Its phone number is 772-286-4777. Its website is dunncapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 19 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}