{"url":"https://nivawealth.com/firms/dst-wealth-management-302110","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/302110","regulatoryAum":532112090,"crd":"302110","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4569902","suffix":null,"lastName":"BALMER","firstName":"JOHN","middleName":"B"},{"crd":"2393598","suffix":null,"lastName":"BINKELE","firstName":"ROBERT","middleName":"JOSEPH"},{"crd":"7428870","suffix":null,"lastName":"Boden","firstName":"Michael","middleName":"Joseph"},{"crd":"2114648","suffix":null,"lastName":"MOORE","firstName":"CHRISTOPHER","middleName":"MARK"},{"crd":"6064191","suffix":null,"lastName":"WOOLERY","firstName":"EDWARD","middleName":"RICHARD"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-09","regulatoryAum":234754274,"clients":395,"employees":7,"offices":1},{"filedOn":"2022-04-02","regulatoryAum":314526410,"clients":513,"employees":8,"offices":1},{"filedOn":"2023-07-25","regulatoryAum":427661631,"clients":514,"employees":8,"offices":2},{"filedOn":"2024-04-15","regulatoryAum":405195546,"clients":171,"employees":7,"offices":2},{"filedOn":"2025-03-26","regulatoryAum":446886560,"clients":191,"employees":12,"offices":1},{"filedOn":"2026-02-23","regulatoryAum":532112090,"clients":197,"employees":10,"offices":1}],"secFileNumber":"801-118242","legalName":"DST Wealth Management LLC","displayName":"DST Wealth Management","slug":"dst-wealth-management-302110","website":"https://dstwm.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2019","organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"45110 Club Drive, Suite B","city":"Indian Wells","state":"CA","stateName":"California","country":"United States","postalCode":"92210"},"tradeNames":[],"registration":{"secApproved":"16 March 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2701076.5989847714,"staff":{"employees":10,"advisory":5,"brokerDealerReps":3,"insuranceAgents":4,"promoters":4},"aum":{"regulatory":532112090,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":532112090,"nonDiscretionaryAccounts":703,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":148,"regulatoryAum":129383333},{"label":"High-net-worth individuals","clients":49,"regulatoryAum":402728757}],"feePrograms":[{"role":"main","program":"Adviser Managed Account","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011213","versionId":1011213,"ratePeriod":"not_stated","fee_billing":"arrears","submittedOn":"2026-02-23","documentName":"DST BROCHURE","fee_rate_low":null,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T10:37:42.30216+00:00","documents":[{"name":"DST BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011213","versionId":1011213,"submittedOn":"2026-02-23"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":529671026}],"custodyNote":"DST Wealth Management does not have custody of client assets.","leadership":[{"name":"Edward Woolery","title":"President / Chief Compliance Officer","crd":"6064191"}],"ownership":[{"label":"Edward Woolery","detail":"President / chief compliance officer in the 75% or more ownership band and a control person, since April 2019."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"45110 Club Drive, Suite B","city":"Indian Wells","headquarters":true}]}],"brochureServices":["insurance"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"760-340-1448","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":22},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":8},{"label":"U.S. state and local bonds","percent":4},{"label":"Derivatives","percent":6},{"label":"Securities issued by registered investment companies or business development companies","percent":53},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":3,"detail":"Alternative Investments Outside Those Categories Listed Above."}],"privateFunds":0},"sources":{"adv1FilingDate":"23 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/302110/PDF/302110.pdf","brochureDate":"23 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1011213","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does DST Wealth Management have?","answer":"DST Wealth Management has 197 clients and manages $532 million for them, as of February 2026. They include 148 individual clients and 49 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does DST Wealth Management offer?","answer":"DST Wealth Management provides portfolio management for individuals and small businesses and insurance.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does DST Wealth Management charge?","answer":"DST Wealth Management charges up to 2.00% for its Adviser Managed Account. The brochure does not state whether the rate is annual. The fee is billed in arrears and is negotiable.","source":"DST BROCHURE, filed 23 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does DST Wealth Management use?","answer":"DST Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $530M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does DST Wealth Management have?","answer":"DST Wealth Management has 5 investment adviser representatives registered with state securities authorities, out of 10 employees, and 5 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does DST Wealth Management invest in?","answer":"At the end of its last fiscal year, DST Wealth Management’s separately managed accounts held 53% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities, 8% U.S. government and agency bonds, 6% derivatives, 4% state and local bonds, 3% cash and equivalents, 3% other and 1% non-exchange-traded equities. The 3% other category is described as: Alternative Investments Outside Those Categories Listed Above.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns DST Wealth Management?","answer":"DST Wealth Management’s direct owner is Edward Woolery (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does DST Wealth Management get paid?","answer":"DST Wealth Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is DST Wealth Management registered with the SEC?","answer":"Yes, DST Wealth Management has been registered with the SEC as an investment adviser since 16 March 2020. Its CRD number is 302110 and its SEC file number is 801-118242.","source":"Form ADV Part 1A, Item 1, filed 23 February 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact DST Wealth Management?","answer":"DST Wealth Management’s main office is at 45110 Club Drive, Suite B, Indian Wells, CA 92210. Its phone number is 760-340-1448. Its website is dstwm.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}