{"url":"https://nivawealth.com/firms/driven-investments-310095","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/310095","regulatoryAum":239188627,"crd":"310095","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7662008","suffix":null,"lastName":"Ballard","firstName":"Brigham","middleName":"Taylor"},{"crd":"7887486","suffix":null,"lastName":"Holmes","firstName":"Jack","middleName":"Douglas"},{"crd":"7636025","suffix":null,"lastName":"Payne","firstName":"Brock","middleName":"A"},{"crd":"6124844","suffix":null,"lastName":"PUGH","firstName":"AARON","middleName":"DANIEL"},{"crd":"8035195","suffix":null,"lastName":"Sanches","firstName":"Sadie","middleName":null},{"crd":"7523777","suffix":null,"lastName":"Tuohy","firstName":"Thomas","middleName":"Stephen"},{"crd":"8124383","suffix":null,"lastName":"Velazco","firstName":"Ivanna","middleName":"Sofia"},{"crd":"6913862","suffix":null,"lastName":"WEIR","firstName":"JOSHUA","middleName":"COLE"},{"crd":"6871979","suffix":null,"lastName":"WILLIAMS","firstName":"CHRISTIAN","middleName":"ALEXANDER"}],"total":9,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-07-11","regulatoryAum":39180909,"clients":367,"employees":3,"offices":1},{"filedOn":"2023-04-10","regulatoryAum":63168752,"clients":841,"employees":4,"offices":1},{"filedOn":"2024-07-08","regulatoryAum":109282711,"clients":737,"employees":6,"offices":1},{"filedOn":"2025-03-17","regulatoryAum":168621441,"clients":1152,"employees":5,"offices":1},{"filedOn":"2026-03-03","regulatoryAum":239188627,"clients":1192,"employees":8,"offices":1}],"secFileNumber":"801-123246","legalName":"Driven Investments LLC","displayName":"Driven Investments","slug":"driven-investments-310095","website":"https://thedriveninvestments.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/310095/d12129205cc196ee-r1.webp","tone":"dark","width":921,"height":200,"sourceUrl":"https://thedriveninvestments.com/","sourceLabel":"Driven Investments LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/driven-investments-llc","founded":null,"organization":"Idaho limited liability company","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"23 March 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":200661.59983221476,"staff":{"employees":8,"advisory":8,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":239188627,"discretionary":232530263,"discretionaryAccounts":1943,"nonDiscretionary":6658364,"nonDiscretionaryAccounts":35,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":1177,"regulatoryAum":206839632},{"label":"High-net-worth individuals","clients":15,"regulatoryAum":32348995}],"feePrograms":[{"role":"main","program":"Portfolio Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014113","versionId":1014113,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-03","documentName":"ADV PART 2A- DRIVEN INVESTMENTS LLC","fee_rate_low":1.7,"fee_rate_high":2,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"401(k) Self-Directed Brokerage Accounts","summary":"For plan participants whose 401(k) allows direct billing, the advisory fee is set with the client and is not to exceed 2%.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014113","versionId":1014113,"submittedOn":"2026-03-03","documentName":"ADV PART 2A- DRIVEN INVESTMENTS LLC"},{"role":"other","program":"Financial Planning","summary":"Custom financial planning carries a fixed fee of up to 2% of investable assets; one-time plans are a negotiated fixed fee.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014113","versionId":1014113,"submittedOn":"2026-03-03","documentName":"ADV PART 2A- DRIVEN INVESTMENTS LLC"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T16:40:56.65314+00:00","documents":[{"name":"ADV PART 2A- DRIVEN INVESTMENTS LLC","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014113","versionId":1014113,"submittedOn":"2026-03-03"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":145315269}],"custodyNote":"Driven Investments has custody of $9.17M in client assets for 265 clients.","otherCustodians":[],"leadership":[{"name":"Joshua Weir","title":"Managing Member, Partner & Chief Compliance Officer","crd":"6913862"},{"name":"Aaron Pugh","title":"Chief Investment Officer, Partner","crd":"6124844"},{"name":"Christian Williams","title":"Partner","crd":"6871979"}],"ownership":[{"label":"Joshua Weir","detail":"Managing member, partner & chief compliance officer in the 25% to 50% ownership band and a control person, since June 2020."},{"label":"The M&a Family Trust by Aaron Daniel Pugh","detail":"Owner in the 25% to 50% ownership band and a control person, since August 2020."},{"label":"Aaron Pugh","detail":"Indirect owner: trustee of The M&a Family Trust by Aaron Daniel Pugh and a control person, since August 2020.","parent":"The M&a Family Trust by Aaron Daniel Pugh"},{"label":"Madeleine Pugh","detail":"Indirect owner: trustee of The M&a Family Trust by Aaron Daniel Pugh and a control person, since August 2020.","parent":"The M&a Family Trust by Aaron Daniel Pugh"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"844-932-3272","stateRegisteredReps":8,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":80},{"label":"Investment grade corporate bonds","percent":19},{"label":"Cash and cash equivalents","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"3 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/310095/PDF/310095.pdf","brochureDate":"3 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1014113","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Driven Investments have?","answer":"Driven Investments has 1,192 clients and manages $239 million for them, as of March 2026. They include 1,177 individual clients and 15 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Driven Investments offer?","answer":"Driven Investments provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Driven Investments charge?","answer":"Driven Investments charges 1.70%–2.00% a year for its Portfolio Management Fees. The fee is billed in arrears and is negotiable.","source":"ADV PART 2A- DRIVEN INVESTMENTS LLC, filed 3 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Driven Investments use?","answer":"Driven Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $145M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Driven Investments have?","answer":"Driven Investments has 8 investment adviser representatives registered with state securities authorities, out of 8 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Driven Investments invest in?","answer":"At the end of its last fiscal year, Driven Investments’ separately managed accounts held 80% exchange-traded equities, 19% investment grade corporate bonds and 1% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Driven Investments?","answer":"Driven Investments’ direct owners are Joshua Weir and the M&a Family Trust by Aaron Daniel Pugh, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Driven Investments get paid?","answer":"Driven Investments is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Driven Investments?","answer":"Its phone number is 844-932-3272. Its website is thedriveninvestments.com.","source":"Form ADV Part 1A, Item 1.F, filed 3 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}