{"url":"https://nivawealth.com/firms/dragus-capital-158122","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/158122","regulatoryAum":225942454,"crd":"158122","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7031302","suffix":null,"lastName":"Sanchez Diez","firstName":"Andres","middleName":null}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-31","regulatoryAum":210446883,"clients":85,"employees":2,"offices":1},{"filedOn":"2022-03-30","regulatoryAum":206651544,"clients":78,"employees":5,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":170438349,"clients":74,"employees":5,"offices":1},{"filedOn":"2024-03-14","regulatoryAum":209584781,"clients":84,"employees":5,"offices":1},{"filedOn":"2025-03-04","regulatoryAum":208870004,"clients":82,"employees":5,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":225942454,"clients":86,"employees":5,"offices":1}],"secFileNumber":"801-72521","legalName":"Dragus Capital, LLC","displayName":"Dragus Capital","slug":"dragus-capital-158122","website":"https://draguscapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2011","organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2121 Ponce De Leon Boulevard, Suite 720","city":"Coral Gables","state":"FL","stateName":"Florida","country":"United States","postalCode":"33134"},"tradeNames":[],"registration":{"secApproved":"24 June 2011","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2627237.8372093025,"staff":{"employees":5,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":225942454,"discretionary":198677932,"discretionaryAccounts":104,"nonDiscretionary":27264522,"nonDiscretionaryAccounts":4,"wrapProgram":null,"nonUsClientsPct":83,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":6,"regulatoryAum":761997},{"label":"High-net-worth individuals","clients":80,"regulatoryAum":225180457}],"feePrograms":[{"role":"other","program":"Wealth Planning and Consulting","summary":"Wealth planning and consulting are billed at $250 an hour; annual maintenance of an entity structure is a fixed fee of up to $3,000.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030974","versionId":1030974,"submittedOn":"2026-03-30","documentName":"DRAGUS CAPITAL, LLC 2026 ANNUAL REVISED DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T14:22:01.687648+00:00","documents":[{"name":"DRAGUS CAPITAL, LLC 2026 ANNUAL REVISED DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030974","versionId":1030974,"submittedOn":"2026-03-30"}]},"custodians":[{"name":"Merrill Lynch","shortName":"Merrill Lynch","location":"Miami, FL","smaAssets":50807871},{"name":"Banco Sabadell Miami Branch","shortName":"Banco Sabadell Miami Branch","location":"Miami, FL","smaAssets":133604091},{"name":"Banco Santander International Sa","shortName":"Banco Santander International Sa","location":"Geneve","smaAssets":21485465}],"custodyNote":"Dragus Capital does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Adriana Gutierrez","title":"Chief Compliance Officer","crd":"5971927"},{"name":"Francisco Madariaga","title":"Member","crd":"5971662"},{"name":"Antonio Polegre","title":"Member","crd":"5971426"},{"name":"Jorge Sanchez","title":"Member","crd":"4341320"},{"name":"Andres Sanchez Diez","title":"Chief Investment Officer","crd":"7031302"}],"ownership":[{"label":"Jorge Sanchez","detail":"Member in the 25% to 50% ownership band and a control person, since August 2011."},{"label":"Francisco Madariaga","detail":"Member in the 10% to 25% ownership band, since August 2011."},{"label":"Antonio Polegre","detail":"Member in the 25% to 50% ownership band, since June 2019."},{"label":"Alhambra Limited","detail":"Member in the 10% to 25% ownership band, since December 2020."},{"label":"The Alhambra Trust","detail":"Indirect owner: a owner of Alhambra Limited in the 75% or more band and a control person, since December 2020.","parent":"Alhambra Limited"},{"label":"Belmont Capital Ventures Inc.","detail":"Indirect owner: trustee of The Alhambra Trust and a control person, since December 2020.","parent":"The Alhambra Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"2121 Ponce De Leon Boulevard, Suite 720","city":"Coral Gables","headquarters":true}]}],"brochureServices":["estate planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"786-477-5777","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":6},{"label":"U.S. government/agency bonds","percent":7},{"label":"Sovereign bonds","percent":2},{"label":"Investment grade corporate bonds","percent":58},{"label":"Non-investment grade corporate bonds","percent":8},{"label":"Securities issued by registered investment companies or business development companies","percent":12},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":4,"detail":"Mutual Funds"}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/158122/PDF/158122.pdf","brochureDate":"30 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1030974","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dragus Capital have?","answer":"Dragus Capital has 86 clients and manages $226 million for them, as of March 2026. They include 80 high-net-worth individuals and 6 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dragus Capital offer?","answer":"Dragus Capital provides portfolio management for individuals and small businesses and estate planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Dragus Capital use?","answer":"Dragus Capital’s separately managed account assets are held at Banco Sabadell Miami Branch (Miami, FL), with $134M, Merrill Lynch (Miami, FL), with $50.8M and Banco Santander International Sa (Geneve), with $21.5M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Dragus Capital have?","answer":"Dragus Capital has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dragus Capital invest in?","answer":"At the end of its last fiscal year, Dragus Capital’s separately managed accounts held 58% investment grade corporate bonds, 12% registered funds (mutual funds, ETFs, BDCs), 8% high-yield corporate bonds, 7% U.S. government and agency bonds, 6% exchange-traded equities, 4% other, 3% cash and equivalents and 2% sovereign bonds. The 4% other category is described as: Mutual Funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dragus Capital?","answer":"Dragus Capital’s direct owners are Jorge Sanchez, Francisco Madariaga, Antonio Polegre and Alhambra Limited, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dragus Capital get paid?","answer":"Dragus Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Dragus Capital?","answer":"Dragus Capital’s main office is at 2121 Ponce De Leon Boulevard, Suite 720, Coral Gables, FL 33134. Its phone number is 786-477-5777. Its website is draguscapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}