{"url":"https://nivawealth.com/firms/douglass-investment-group-331223","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/331223","regulatoryAum":173600000,"crd":"331223","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5130770","suffix":null,"lastName":"DOUGLASS","firstName":"JASON","middleName":"ANDREW"},{"crd":"3084341","suffix":null,"lastName":"DOUGLASS","firstName":"THOMAS","middleName":"MARK"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-06-20","regulatoryAum":0,"clients":0,"employees":3,"offices":1},{"filedOn":"2025-03-10","regulatoryAum":165000000,"clients":118,"employees":3,"offices":1},{"filedOn":"2026-03-10","regulatoryAum":173600000,"clients":142,"employees":3,"offices":1}],"secFileNumber":"801-130445","legalName":"Douglass Investment Group LLC","displayName":"Douglass Investment 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2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016771","versionId":1016771,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"Raymond James","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":173600000}],"custodyNote":"Douglass Investment Group has custody of $100M for 50 clients.","otherCustodians":[],"leadership":[{"name":"Thomas Douglass","title":"Managing Member / CCO","crd":"3084341"},{"name":"Jason Douglass","title":"Managing Member","crd":"5130770"}],"ownership":[{"label":"Thomas Douglass","detail":"Managing member / cco in the 75% or more ownership band and a control person, since June 2024."},{"label":"Jason Douglass","detail":"Managing member in the 25% to 50% ownership band and a control person, since June 2024."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Kansas","offices":1,"addresses":[{"street":"9412 East Central Avenue","city":"Wichita","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"316-854-8495","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":15},{"label":"U.S. government/agency bonds","percent":5},{"label":"U.S. state and local bonds","percent":5},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":65},{"label":"Cash and cash equivalents","percent":2},{"label":"Other","percent":7,"detail":"Variable Annuities"}],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/331223/PDF/331223.pdf","brochureDate":"10 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016771","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Douglass Investment Group have?","answer":"Douglass Investment Group has 142 clients and manages $174 million for them, as of March 2026. They include 87 individual clients and 55 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Douglass Investment Group offer?","answer":"Douglass Investment Group provides portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Douglass Investment Group charge?","answer":"Douglass Investment Group charges 1.00% a year for its Asset Management. The fee is billed in advance, is negotiable and requires an account of at least $500,000.","source":"DIG ADV 2A, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Douglass Investment Group use?","answer":"Douglass Investment Group’s separately managed account assets are held at Raymond James (St. Petersburg, FL), with $174M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Douglass Investment Group have?","answer":"Douglass Investment Group has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Douglass Investment Group invest in?","answer":"At the end of its last fiscal year, Douglass Investment Group’s separately managed accounts held 65% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 7% other, 5% U.S. government and agency bonds, 5% state and local bonds, 2% cash and equivalents and 1% investment grade corporate bonds. The 7% other category is described as: Variable Annuities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Douglass Investment Group have a minimum investment?","answer":"Yes, Douglass Investment Group’s minimum account size for its Asset Management is $500K.","source":"DIG ADV 2A, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Douglass Investment Group?","answer":"Douglass Investment Group’s direct owners are Thomas Douglass (75% or more) and Jason Douglass (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Douglass Investment Group get paid?","answer":"Douglass Investment Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Douglass Investment Group?","answer":"Douglass Investment Group’s main office is at 9412 East Central Avenue, Wichita, KS 67206. Its phone number is 316-854-8495. Its website is douglassgroup.net.","source":"Form ADV Part 1A, Item 1.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}