{"url":"https://nivawealth.com/firms/doubleline-capital-152606","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/152606","regulatoryAum":93321790052,"crd":"152606","secFileNumber":"801-70942","legalName":"Doubleline Capital LP","displayName":"Doubleline Capital","website":"http://www.doubleline.com/","linkedinUrl":"https://www.linkedin.com/company/doubleline-capital/","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"2002 N. Tampa Street, 2nd Floor","city":"Tampa","state":"FL","stateName":"Florida","country":"United States","postalCode":"33602"},"tradeNames":["Doubleline"],"registration":{"secApproved":"23 December 2009","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":258,"advisory":89,"brokerDealerReps":38,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":93321790052,"discretionaryAccounts":133,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":14,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":4,"regulatoryAum":514134733},{"label":"Banking or thrift institutions","clients":2,"regulatoryAum":986620782},{"label":"Investment companies","clients":26,"regulatoryAum":65937506913},{"label":"Pooled investment vehicles","clients":27,"regulatoryAum":7820675845},{"label":"Pension and profit-sharing plans","clients":15,"regulatoryAum":3681318516},{"label":"Charitable organizations","clients":6,"regulatoryAum":2218987751},{"label":"State or municipal government entities","clients":14,"regulatoryAum":7445984240},{"label":"Insurance companies","clients":4,"regulatoryAum":1587872123},{"label":"Sovereign wealth funds and foreign official institutions","clients":1,"regulatoryAum":1094493674},{"label":"Corporations and other businesses","clients":3,"regulatoryAum":2034195475}],"fees":[],"feeNotes":[],"custodians":[{"name":"The Bank of New York Mellon","shortName":"The Bank of New York Mellon","location":"New York, NY","smaAssets":17549295210},{"name":"JP Morgan Chase Bank, N.A.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":1473282504},{"name":"The Northern Trust Company","shortName":"The Northern Trust","location":"Chicago, IL","smaAssets":18094067706},{"name":"State Street Bank and Trust Company","shortName":"State Street Bank and Trust","location":"Boston, MA","smaAssets":8955923109}],"custodyNote":"Doubleline Capital has custody of $450.3M for 3 clients.","otherCustodians":[],"leadership":[{"name":"Jeffrey Gundlach","title":"Chief Executive Officer; Chief Investment Officer; Director; Executive Committee Member","crd":"5743631"},{"name":"Ronald Redell","title":"President; Executive Committee Member","crd":"2426944"},{"name":"Henry Chase","title":"Chief Financial Officer; Executive Committee Member","crd":"6120395"},{"name":"Patrick Townzen","title":"Chief Operating Officer; Executive Committee Member","crd":"4232798"},{"name":"Youse Guia","title":"Chief Compliance Officer; Executive Committee Member","crd":"4219699"},{"name":"Joan Elam","title":"Chief Human Resources Officer; Executive Committee Member","crd":"2102330"},{"name":"Jonathan Kingery","title":"Chief Distribution Officer; Executive Committee Member","crd":"2768715"},{"name":"Earl Lariscy","title":"General Counsel; Executive Committee Member","crd":"5819564"},{"name":"Casey Moore","title":"Chief Technology Officer; Executive Committee Member","crd":"6037356"},{"name":"Cris Santa Ana III","title":"Chief Risk Officer; Executive Committee Member","crd":"5743633"},{"name":"Jeffrey Sherman","title":"Deputy Chief Investment Officer; Executive Committee Member","crd":"5757585"},{"name":"Barbara Van Every","title":"Chief Marketing Officer; Executive Committee Member","crd":"5743635"},{"name":"Ali Zaidi","title":"Chief International Client Business Officer; Executive Committee Member","crd":"8245611"}],"ownership":[{"label":"Doubleline Management LP","detail":"Limited partner in the 75% or more ownership band and a control person, since May 2023."},{"label":"Jeffrey Gundlach","detail":"Indirect owner: a limited partner of Doubleline Management LP in the 25% to 50% band and a control person, since May 2023.","parent":"Doubleline Management LP"},{"label":"Doubleline Capital GP LLC","detail":"Indirect owner: general partner of Doubleline Management LP and a control person, since May 2023.","parent":"Doubleline Management LP"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"333 South Grand Avenue","city":"Los Angeles"}]},{"state":"Florida","offices":1,"addresses":[{"street":"2002 N. Tampa Street, 2nd Floor","city":"Tampa","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"813-791-7333","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":"0","assetMix":[{"label":"U.S. government/agency bonds","percent":47},{"label":"Sovereign bonds","percent":7},{"label":"Investment grade corporate bonds","percent":7},{"label":"Non-investment grade corporate bonds","percent":3},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":38,"detail":"Assets That in Our Reasonable View Did Not Appear to Fit Into the Categories Listed Above Were Categorized As \"other.\" These Include Non-Agency RMBS and CMBS, Asset-Backed Securities, Clos, and Bank Loans."}],"privateFunds":8},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/152606/PDF/152606.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Doubleline Capital have?","answer":"Doubleline Capital has 102 clients and manages $93.3 billion for them, as of March 2026. They include 27 pooled investment vehicles, 26 investment companies and 15 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Doubleline Capital offer?","answer":"Doubleline Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Doubleline Capital use?","answer":"Doubleline Capital’s separately managed account assets are held at The Northern Trust Company (Chicago, IL), with $18,094,067,706, The Bank of New York Mellon (New York, NY), with $17,549,295,210, State Street Bank and Trust Company (Boston, MA), with $8,955,923,109 and JP Morgan Chase Bank, N.A. (New York, NY), with $1,473,282,504. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Doubleline Capital have?","answer":"Doubleline Capital has 0 investment adviser representatives registered with state securities authorities, out of 258 employees, and 89 perform investment advisory functions. 38 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Doubleline Capital invest in?","answer":"At the end of its last fiscal year, Doubleline Capital’s separately managed accounts held 47% U.S. government and agency bonds, 38% assets that in our reasonable view did not appear to fit into the categories listed above were categorized as \"other.\" these include non-agency rmbs and cmbs, asset-backed securities, clos, and bank loans., 7% sovereign bonds, 7% investment grade corporate bonds, 3% high-yield corporate bonds and 3% cash and equivalents. It advises 8 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Doubleline Capital?","answer":"Doubleline Capital is owned through a holding company by Jeffrey Gundlach. Its direct owner is Doubleline Management LP (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Doubleline Capital get paid?","answer":"Doubleline Capital is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}