{"url":"https://nivawealth.com/firms/dorato-capital-management-110097","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/110097","regulatoryAum":138742554,"crd":"110097","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7048904","suffix":null,"lastName":"Teselle","firstName":"Benjamin","middleName":null},{"crd":"7682698","suffix":null,"lastName":"TeSelle","firstName":"Jessica","middleName":"E"},{"crd":"2831330","suffix":null,"lastName":"TESELLE","firstName":"STEVEN","middleName":"DAVID"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"secFileNumber":"801-135310","legalName":"Dorato Capital Management","displayName":"Dorato Capital Management","slug":"dorato-capital-management-110097","website":"https://doratocapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Colorado corporation","fiscalYearEnd":"December","headquarters":{"street":"","city":"","state":"","stateName":"","country":"","postalCode":null},"tradeNames":[],"registration":{"secApproved":"10 February 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1475984.6170212766,"staff":{"employees":3,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":138742554,"discretionary":138742554,"discretionaryAccounts":235,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":94,"regulatoryAum":138742554}],"feePrograms":[{"role":"other","program":"Investment planning advice only","summary":"Investment planning advice for clients who do not have assets managed by the firm is billed at an hourly rate of $100.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001096","versionId":1001096,"submittedOn":"2026-01-10","documentName":"PLAIN LANGUAGE ADV 2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T12:05:20.717642+00:00","documents":[{"name":"PLAIN LANGUAGE ADV 2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001096","versionId":1001096,"submittedOn":"2026-01-10"}]},"custodians":[],"custodyNote":"Dorato Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Benjamin Teselle","title":"Owner","crd":"7048904"},{"name":"Jessica TeSelle","title":"Owner","crd":"7682698"},{"name":"Steven Teselle","title":"Owner, CCO","crd":"2831330"}],"ownership":[{"label":"Steven Teselle","detail":"Owner, cco in the 75% or more ownership band and a control person, since April 2000."},{"label":"Benjamin Teselle","detail":"Owner in the 10% to 25% ownership band, since January 2024."},{"label":"Jessica TeSelle","detail":"Owner in the 10% to 25% ownership band, since January 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"303-733-4999","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":80},{"label":"U.S. government/agency bonds","percent":12},{"label":"Cash and cash equivalents","percent":8}],"privateFunds":0},"sources":{"adv1FilingDate":"23 January 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/110097/PDF/110097.pdf","brochureDate":"10 January 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1001096","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dorato Capital Management have?","answer":"Dorato Capital Management has 94 clients and manages $139 million for them, as of January 2026. They include 94 individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 January 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dorato Capital Management offer?","answer":"Dorato Capital Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Dorato Capital Management have?","answer":"Dorato Capital Management has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dorato Capital Management invest in?","answer":"At the end of its last fiscal year, Dorato Capital Management’s separately managed accounts held 80% exchange-traded equities, 12% U.S. government and agency bonds and 8% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dorato Capital Management?","answer":"Dorato Capital Management’s direct owners are Steven Teselle (75% or more), Benjamin Teselle (10% to 25%) and Jessica TeSelle (10% to 25%).","source":"Form ADV Part 1A, Schedules A and B, filed 23 January 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dorato Capital Management get paid?","answer":"Dorato Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Dorato Capital Management?","answer":"Its phone number is 303-733-4999. Its website is doratocapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 January 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}