{"url":"https://nivawealth.com/firms/donato-wealth-management-pllc-305031","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/305031","regulatoryAum":349336470,"crd":"305031","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6483131","suffix":null,"lastName":"CAPRIOTTI","firstName":"LISA","middleName":"ANN"},{"crd":"6694357","suffix":"Sr","lastName":"Capriotti","firstName":"Philip","middleName":"Donato"},{"crd":"7181143","suffix":"JR.","lastName":"CAPRIOTTI","firstName":"PHILIP","middleName":"DONATO"},{"crd":"8328224","suffix":null,"lastName":"Gouthro","firstName":"Robert","middleName":"Lawrence"},{"crd":"7166083","suffix":null,"lastName":"Hope","firstName":"Stuart","middleName":null},{"crd":"7168981","suffix":null,"lastName":"LANDE","firstName":"HENRY","middleName":"GEORGE"},{"crd":"7151902","suffix":null,"lastName":"SOLYMAN","firstName":"JOHN","middleName":null},{"crd":"6366332","suffix":null,"lastName":"Tipps","firstName":"William","middleName":"Robson"}],"total":8,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-07-14","regulatoryAum":104076255,"clients":170,"employees":2,"offices":1},{"filedOn":"2022-03-24","regulatoryAum":158869189,"clients":384,"employees":2,"offices":1},{"filedOn":"2023-03-24","regulatoryAum":116298081,"clients":517,"employees":3,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":146263447,"clients":370,"employees":2,"offices":2},{"filedOn":"2025-04-22","regulatoryAum":200249875,"clients":418,"employees":2,"offices":2},{"filedOn":"2026-08-27","regulatoryAum":349336470,"clients":551,"employees":8,"offices":4}],"secFileNumber":"801-119813","legalName":"Donato 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Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":262895796},{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":86440675}],"custodyNote":"Donato Wealth Management, PLLC has custody of $526K in client assets for 310 clients.","otherCustodians":[],"leadership":[{"name":"Philip Capriotti","title":"Managing Member/CEO/Chief Compliance Officer","crd":"6694357"}],"ownership":[{"label":"Philip Capriotti","detail":"Managing member/ceo/chief compliance officer in the 75% or more ownership band and a control person, since February 2016."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":4,"addresses":[{"street":"715 Discovery BLVD, Suite 205","city":"Cedar Park","headquarters":true},{"street":"9000 Ranch to Market RD 2147","city":"Horseshoe Bay"},{"street":"4873 Williams 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They include 350 individual clients and 201 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Donato Wealth Management, PLLC offer?","answer":"Donato Wealth Management, PLLC provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Donato Wealth Management, PLLC charge?","answer":"Donato Wealth Management, PLLC charges up to 2.00% a year for its Portfolio management services. The fee is billed in arrears and is negotiable.","source":"DONATO WEALTH MANAGEMENT, PLLC BROCHURE, filed 27 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Donato Wealth Management, PLLC use?","answer":"Donato Wealth Management, PLLC’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $263M and Fidelity Brokerage Services LLC (Smithfield, RI), with $86.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 August 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Donato Wealth Management, PLLC have?","answer":"Donato Wealth Management, PLLC has 8 investment adviser representatives registered with state securities authorities, out of 8 employees, and 8 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 8 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Donato Wealth Management, PLLC invest in?","answer":"At the end of its last fiscal year, Donato Wealth Management, PLLC’s separately managed accounts held 47% exchange-traded equities, 42% registered funds (mutual funds, ETFs, BDCs) and 11% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Donato Wealth Management, PLLC?","answer":"Donato Wealth Management, PLLC’s direct owner is Philip Capriotti (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Donato Wealth Management, PLLC get paid?","answer":"Donato Wealth Management, PLLC is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Donato Wealth Management, PLLC?","answer":"Donato Wealth Management, PLLC’s main office is at 715 Discovery BLVD, Suite 205, Cedar Park, TX 78613. Its phone number is 512-833-6557. Its website is empoweringretirement.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}