{"url":"https://nivawealth.com/firms/dolan-mceniry-capital-management-108658","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108658","regulatoryAum":13758579052,"crd":"108658","secFileNumber":"801-54756","legalName":"Dolan McEniry Capital Management LLC","displayName":"Dolan McEniry Capital Management","website":"http://www.dolanmceniry.com","linkedinUrl":"https://www.linkedin.com/company/dolan-mceniry-capital-management-llc/about/","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"120 North Lasalle Street, Suite 1510","city":"Chicago","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60602-2457"},"tradeNames":[],"registration":{"secApproved":"15 August 1997","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":26,"advisory":11,"brokerDealerReps":0,"insuranceAgents":0,"promoters":1},"aum":{"discretionary":13758579052,"discretionaryAccounts":6403,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":8958231025,"nonUsClientsPct":17,"nonAumClients":0},"clientTypes":[{"label":"High-net-worth individuals","clients":24,"regulatoryAum":212382986},{"label":"Investment companies","clients":1,"regulatoryAum":486408948},{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":311801507},{"label":"Charitable organizations","clients":26,"regulatoryAum":1714759682},{"label":"State or municipal government entities","clients":3,"regulatoryAum":650677045},{"label":"Sovereign wealth funds and foreign official institutions","clients":6,"regulatoryAum":313727991},{"label":"Corporations and other businesses","clients":14,"regulatoryAum":144203541},{"label":"Other","clients":6325,"regulatoryAum":9924617352}],"fees":[],"feeNotes":[],"custodians":[{"name":"Morgan Stanley Smith Barney LLC","shortName":"Morgan Stanley","location":"Purchase, NY","smaAssets":2981670270},{"name":"UBS Financial Services Inc.","shortName":"UBS Financial Services","location":"Weehawken, NJ","smaAssets":2732063883}],"custodyNote":"Dolan McEniry Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Chantal Heckman","title":"Chief Compliance Officer","crd":"6366812"},{"name":"Daniel Dolan","title":"Managing Member","crd":"1748752"},{"name":"Roger McEniry","title":"Managing Member","crd":"4640602"}],"ownership":[{"label":"Im Square Holding 2 LLC","detail":"Member in the 25% to 50% ownership band and a control person, since November 2016."},{"label":"Daniel Dolan","detail":"Managing member in the 25% to 50% ownership band and a control person, since August 1997."},{"label":"Roger McEniry","detail":"Managing member in the 25% to 50% ownership band and a control person, since January 2003."},{"label":"Im Square Sas","detail":"Indirect owner: a parent of Im Square Partners Holding in the 75% or more band and a control person, since May 2021.","parent":"Im Square Partners Holding"},{"label":"Legendre Holding 36","detail":"Indirect owner: a holding company of Im Square Sas in the 50% to 75% band and a control person, since June 2015.","parent":"Im Square Sas"},{"label":"Eurazeo Sa","detail":"Indirect owner: a parent of Legendre Holding 36 in the 75% or more band and a control person, since April 2014.","parent":"Legendre Holding 36"},{"label":"Im Square Partners Holding","detail":"Indirect owner: a parent of Im Square Holding 2 LLC in the 75% or more band and a control person, since May 2021.","parent":"Im Square Holding 2 LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":3,"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"4445 North A1a","city":"Vero Beach"}]},{"state":"Illinois","offices":2,"addresses":[{"street":"120 North Lasalle Street, Suite 1510","city":"Chicago","headquarters":true},{"street":"272 East Deerpath Road","city":"Lake Forest"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"312-345-4800","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for investment companies","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"U.S. government/agency bonds","percent":5},{"label":"Investment grade corporate bonds","percent":72},{"label":"Non-investment grade corporate bonds","percent":21},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"10 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108658/PDF/108658.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dolan McEniry Capital Management have?","answer":"Dolan McEniry Capital Management has 6,403 clients and manages $13.8 billion for them, as of March 2026. They include 6,325 other clients, 26 charitable organizations and 24 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dolan McEniry Capital Management offer?","answer":"Dolan McEniry Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Dolan McEniry Capital Management use?","answer":"Dolan McEniry Capital Management’s separately managed account assets are held at Morgan Stanley Smith Barney LLC (Purchase, NY), with $2,981,670,270 and UBS Financial Services Inc. (Weehawken, NJ), with $2,732,063,883. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Dolan McEniry Capital Management have?","answer":"Dolan McEniry Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 26 employees, and 11 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dolan McEniry Capital Management invest in?","answer":"At the end of its last fiscal year, Dolan McEniry Capital Management’s separately managed accounts held 72% investment grade corporate bonds, 21% high-yield corporate bonds, 5% U.S. government and agency bonds and 2% cash and equivalents. It advises no private funds of its own.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dolan McEniry Capital Management?","answer":"Dolan McEniry Capital Management is owned through a chain of holding companies by Eurazeo Sa. Its direct owners are Im Square Holding 2 LLC, Daniel Dolan and Roger McEniry, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 10 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dolan McEniry Capital Management get paid?","answer":"Dolan McEniry Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}