{"url":"https://nivawealth.com/firms/diversified-partners-109570","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/109570","regulatoryAum":155110213,"crd":"109570","history":[{"filedOn":"2021-04-21","regulatoryAum":140257894,"clients":3,"employees":4,"offices":1},{"filedOn":"2022-07-29","regulatoryAum":159741245,"clients":3,"employees":4,"offices":1},{"filedOn":"2023-03-31","regulatoryAum":119464946,"clients":3,"employees":4,"offices":1},{"filedOn":"2024-03-27","regulatoryAum":131844154,"clients":3,"employees":4,"offices":1},{"filedOn":"2025-06-30","regulatoryAum":150460402,"clients":3,"employees":3,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":155110213,"clients":3,"employees":3,"offices":1}],"secFileNumber":"801-57543","legalName":"Diversified Partners Inc","displayName":"Diversified Partners","slug":"diversified-partners-109570","website":null,"classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Tennessee corporation","fiscalYearEnd":"December","headquarters":{"street":"5110 Maryland Way, Suite 300","city":"Brentwood","state":"TN","stateName":"Tennessee","country":"United States","postalCode":"37027"},"tradeNames":[],"registration":{"secApproved":"2 May 2000","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":3,"advisory":3,"brokerDealerReps":3,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":155110213,"discretionary":155110213,"discretionaryAccounts":3,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":3,"regulatoryAum":155110213}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Diversified Partners has custody of $155M in client assets for 3 clients.","otherCustodians":[],"leadership":[{"name":"Thomas Jenkins Parker","title":"President, Shareholder","crd":"356789"},{"name":"Heather Hale","title":"Chief Compliance Officer/ Secretary/ Treasurer","crd":"4470449"},{"name":"Daniel Parker","title":"Investment Officer","crd":"6160035"}],"ownership":[{"label":"Thomas Jenkins Parker","detail":"President, shareholder in the 75% or more ownership band and a control person, since May 1993."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Tennessee","offices":1,"addresses":[{"street":"5110 Maryland Way, Suite 300","city":"Brentwood","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"615-371-0001","stateRegisteredReps":3,"otherAdviserReps":3,"compensation":["Other"],"activities":["Selection of other advisers (including private fund managers)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":3},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/109570/PDF/109570.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Diversified Partners have?","answer":"Diversified Partners has 3 clients and manages $155 million for them, as of March 2026. They include 3 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Diversified Partners offer?","answer":"Diversified Partners provides selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Diversified Partners have?","answer":"Diversified Partners has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Diversified Partners?","answer":"Diversified Partners’ direct owner is Thomas Jenkins Parker (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Diversified Partners get paid?","answer":"Diversified Partners is paid through other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Diversified Partners?","answer":"Diversified Partners’ main office is at 5110 Maryland Way, Suite 300, Brentwood, TN 37027. Its phone number is 615-371-0001.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}