{"url":"https://nivawealth.com/firms/dimensions-wealth-management-298928","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/298928","regulatoryAum":152088347,"crd":"298928","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"4402629","suffix":null,"lastName":"CAROLAN","firstName":"CHRISTOPHER","middleName":"BRIAN"},{"crd":"4801059","suffix":null,"lastName":"GRANT","firstName":"KALI","middleName":"ALYSE"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-03-16","regulatoryAum":104743924,"clients":140,"employees":2,"offices":1},{"filedOn":"2023-04-19","regulatoryAum":98639501,"clients":99,"employees":2,"offices":1},{"filedOn":"2024-04-11","regulatoryAum":121601944,"clients":103,"employees":2,"offices":1},{"filedOn":"2025-02-28","regulatoryAum":139279096,"clients":124,"employees":2,"offices":1},{"filedOn":"2026-03-13","regulatoryAum":152088347,"clients":122,"employees":2,"offices":1}],"secFileNumber":"801-123725","legalName":"Dimensions Wealth Management, LLC","displayName":"Dimensions Wealth Management","slug":"dimensions-wealth-management-298928","website":"https://dimensionswm.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/298928/405e2058f54ac732-r1.webp","tone":"light","width":694,"height":200,"sourceUrl":"https://www.dimensionswm.com/","sourceLabel":"Dimensions Wealth Management, LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"915 Highland Point Drive, Ste. 250","city":"Roseville","state":"CA","stateName":"California","country":"United States","postalCode":"95678"},"tradeNames":[],"registration":{"secApproved":"19 April 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1246625.7950819673,"staff":{"employees":2,"advisory":1,"brokerDealerReps":1,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":152088347,"discretionary":120684409,"discretionaryAccounts":213,"nonDiscretionary":31403938,"nonDiscretionaryAccounts":162,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":51,"regulatoryAum":13886096},{"label":"High-net-worth individuals","clients":71,"regulatoryAum":138202251}],"feePrograms":[{"role":"other","program":"Retirement plan consulting","summary":"Retirement plan consulting fees are billed monthly or quarterly in advance and will not exceed 1.35% of plan assets.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018544","versionId":1018544,"submittedOn":"2026-03-13","documentName":"FORM ADV PART 2A - FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:10:42.564344+00:00","documents":[{"name":"FORM ADV PART 2A - FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018544","versionId":1018544,"submittedOn":"2026-03-13"}]},"custodians":[{"name":"Raymond James & Associates, Inc.","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":152088347}],"custodyNote":"Dimensions Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Kali Grant","title":"Chief Compliance Officer","crd":"4801059"},{"name":"Christopher Carolan","title":"Managing Member","crd":"4402629"}],"ownership":[{"label":"Christopher Carolan","detail":"Managing member in the 75% or more ownership band and a control person, since November 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"915 Highland Point Drive, Ste. 250","city":"Roseville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"916-330-4108","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":12},{"label":"Non-exchange-traded equity securities","percent":1},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":73},{"label":"Cash and cash equivalents","percent":12},{"label":"Other","percent":1,"detail":"Reit, Annuities & Other Alternatives"}],"privateFunds":0},"sources":{"adv1FilingDate":"13 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/298928/PDF/298928.pdf","brochureDate":"13 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1018544","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dimensions Wealth Management have?","answer":"Dimensions Wealth Management has 122 clients and manages $152 million for them, as of March 2026. They include 71 high-net-worth individuals and 51 individual clients.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dimensions Wealth Management offer?","answer":"Dimensions Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Dimensions Wealth Management use?","answer":"Dimensions Wealth Management’s separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $152M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Dimensions Wealth Management have?","answer":"Dimensions Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dimensions Wealth Management invest in?","answer":"At the end of its last fiscal year, Dimensions Wealth Management’s separately managed accounts held 73% registered funds (mutual funds, ETFs, BDCs), 12% exchange-traded equities, 12% cash and equivalents, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% investment grade corporate bonds and 1% other. The 1% other category is described as: Reit, Annuities & Other Alternatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dimensions Wealth Management?","answer":"Dimensions Wealth Management’s direct owner is Christopher Carolan (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dimensions Wealth Management get paid?","answer":"Dimensions Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Dimensions Wealth Management?","answer":"Dimensions Wealth Management’s main office is at 915 Highland Point Drive, Ste. 250, Roseville, CA 95678. Its phone number is 916-330-4108. Its website is dimensionswm.com.","source":"Form ADV Part 1A, Item 1.F, filed 13 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}