{"url":"https://nivawealth.com/firms/dewitt-investment-research-and-management-108232","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/108232","regulatoryAum":123230422,"crd":"108232","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1055072","suffix":null,"lastName":"DEWITT","firstName":"DAVID","middleName":"TREAT"},{"crd":"6383079","suffix":null,"lastName":"DEWITT","firstName":"DAVID","middleName":"HUNTER"},{"crd":"4878066","suffix":null,"lastName":"FRANK","firstName":"SCOTT","middleName":"DAVID"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-25","regulatoryAum":92859994,"clients":54,"employees":4,"offices":1},{"filedOn":"2022-06-30","regulatoryAum":93326539,"clients":62,"employees":4,"offices":1},{"filedOn":"2023-06-22","regulatoryAum":78837461,"clients":91,"employees":4,"offices":2},{"filedOn":"2025-06-16","regulatoryAum":110932562,"clients":88,"employees":4,"offices":2},{"filedOn":"2026-04-14","regulatoryAum":123230422,"clients":85,"employees":4,"offices":2}],"secFileNumber":"801-133885","legalName":"Dewitt 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BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T11:58:52.716148+00:00","documents":[{"name":"ADV BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060359","versionId":1060359,"submittedOn":"2026-10-07"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":119058485}],"custodyNote":"Dewitt Investment Research & Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"David Dewitt","title":"President, Secretary, Treasurer, Director/Chief Compliance Officer","crd":"1055072"}],"ownership":[{"label":"David Dewitt","detail":"President, secretary, treasurer, director/chief compliance officer in the 75% or more ownership band and a control person, since February 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equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"14 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/108232/PDF/108232.pdf","brochureDate":"7 October 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1060359","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dewitt Investment Research & Management have?","answer":"Dewitt Investment Research & Management has 85 clients and manages $123 million for them, as of April 2026. They include 62 individual clients and 23 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dewitt Investment Research & Management offer?","answer":"Dewitt Investment Research & Management provides portfolio management for individuals and small businesses and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Dewitt Investment Research & Management charge?","answer":"Dewitt Investment Research & Management charges 1.00%–1.25% a year for its Portfolio management services. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and has a $2,000 annual minimum.","source":"ADV BROCHURE, filed 7 October 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Dewitt Investment Research & Management use?","answer":"Dewitt Investment Research & Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $119M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Dewitt Investment Research & Management have?","answer":"Dewitt Investment Research & Management has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dewitt Investment Research & Management invest in?","answer":"At the end of its last fiscal year, Dewitt Investment Research & Management’s separately managed accounts held 85% exchange-traded equities, 12% registered funds (mutual funds, ETFs, BDCs), 2% cash and equivalents and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dewitt Investment Research & Management?","answer":"Dewitt Investment Research & Management’s direct owner is David Dewitt (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dewitt Investment Research & Management get paid?","answer":"Dewitt Investment Research & Management is paid through a percentage of assets under management, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Dewitt Investment Research & Management?","answer":"Dewitt Investment Research & Management’s main office is at 3801 Germantown Pike, Suite 203, Collegeville, PA 19426. Its phone number is 610-910-9110. Its website is dewittcm.com.","source":"Form ADV Part 1A, Item 1.F, filed 14 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}