{"url":"https://nivawealth.com/firms/deuterium-capital-management-294051","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/294051","regulatoryAum":603665900,"crd":"294051","history":[{"filedOn":"2021-03-30","regulatoryAum":926894949,"clients":4,"employees":7,"offices":2},{"filedOn":"2022-04-20","regulatoryAum":1061757356,"clients":4,"employees":15,"offices":3},{"filedOn":"2023-03-30","regulatoryAum":1041985506,"clients":9,"employees":15,"offices":3},{"filedOn":"2024-04-08","regulatoryAum":778298973,"clients":7,"employees":14,"offices":2},{"filedOn":"2025-04-30","regulatoryAum":692019949,"clients":6,"employees":8,"offices":2},{"filedOn":"2026-07-07","regulatoryAum":603665900,"clients":6,"employees":8,"offices":2}],"secFileNumber":"801-112932","legalName":"Deuterium Capital Management, LLC","displayName":"Deuterium Capital Management","slug":"deuterium-capital-management-294051","website":"https://deuterium.us/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/294051/b00aa0bc74de8fc5-r1.webp","tone":"light","width":2553,"height":200,"sourceUrl":"http://deuterium.us","sourceLabel":"Deuterium Capital Management, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_wealth_manager","typeLabel":"OCIO / institutional wealth","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/deuterium-capital","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"1150 Cleveland St, Suite 420","city":"Clearwater","state":"FL","stateName":"Florida","country":"United States","postalCode":"33755-4860"},"tradeNames":[],"registration":{"secApproved":"20 April 2018","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":8,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":603665900,"discretionary":284204171,"discretionaryAccounts":4,"nonDiscretionary":319461729,"nonDiscretionaryAccounts":2,"wrapProgram":null,"nonUsClientsPct":33,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":4,"regulatoryAum":284204171},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":88845174},{"label":"Other","clients":1,"fewerThan5":true,"regulatoryAum":230616555}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Morgan Stanley & Co. LLC","shortName":"Morgan Stanley","location":"New York, NY","smaAssets":86442202},{"name":"Bank of America (A.k.a. U.S. Trust)","shortName":"Bank of America (A.k.a. U.S. Trust)","location":"New York, NY","smaAssets":108226600},{"name":"Goldman Sachs & Co. LLC","shortName":"Goldman Sachs & Co.","location":"Miami, FL","smaAssets":50395650}],"custodyNote":"Deuterium Capital Management has custody of $26M in client assets for 1 client.","otherCustodians":[],"leadership":[{"name":"Osman Ozsan","title":"Chief Executive Officer/Chief Investment Officer/Managing Member","crd":"2865894"},{"name":"Paula Hayes","title":"Chief Financial Officer","crd":""},{"name":"Sondra Berman","title":"Chief Compliance Officer","crd":"2440029"}],"ownership":[{"label":"Osman Ozsan","detail":"Chief executive officer/chief investment officer/managing member in the 75% or more ownership band and a control person, since March 2018."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[{"city":"LONDON","country":"United Kingdom","postalCode":"EC4R 0AA","street":"CANNON GREEN","display":{"city":"LONDON","region":null,"postalCode":"EC4R 0AA","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"1150 Cleveland St, Suite 420","city":"Clearwater","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"727-204-7570","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"Non-exchange-traded equity securities","percent":13},{"label":"Securities issued by registered investment companies or business development companies","percent":22},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":28},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":24,"detail":"Hedge Funds and Other Similar Alternative Investments, Crypto-Currency Holdings"}],"privateFunds":2},"sources":{"adv1FilingDate":"7 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/294051/PDF/294051.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Deuterium Capital Management have?","answer":"Deuterium Capital Management has 6 clients and manages $604 million for them, as of July 2026. They include 4 pooled investment vehicles, 1 charitable organization and 1 other client.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Deuterium Capital Management offer?","answer":"Deuterium Capital Management provides portfolio management for pooled vehicles and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Deuterium Capital Management use?","answer":"Deuterium Capital Management’s separately managed account assets are held at Bank of America (A.k.a. U.S. Trust) (New York, NY), with $108M, Morgan Stanley & Co. LLC (New York, NY), with $86.4M and Goldman Sachs & Co. LLC (Miami, FL), with $50.4M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Deuterium Capital Management have?","answer":"Deuterium Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 8 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Deuterium Capital Management invest in?","answer":"At the end of its last fiscal year, Deuterium Capital Management’s separately managed accounts held 28% pooled vehicles (private funds and similar), 24% other, 22% registered funds (mutual funds, ETFs, BDCs), 13% non-exchange-traded equities, 10% exchange-traded equities and 3% cash and equivalents. The 24% other category is described as: Hedge Funds and Other Similar Alternative Investments, Crypto-Currency Holdings. It advises 2 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Deuterium Capital Management?","answer":"Deuterium Capital Management’s direct owner is Osman Ozsan (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Deuterium Capital Management get paid?","answer":"Deuterium Capital Management is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Deuterium Capital Management?","answer":"Deuterium Capital Management’s main office is at 1150 Cleveland St, Suite 420, Clearwater, FL 33755-4860. Its phone number is 727-204-7570. Its website is deuterium.us.","source":"Form ADV Part 1A, Item 1.F, filed 7 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/deuterium-capital-management-294051/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-08-05","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1860487/000121465926009606/0001214659-26-009606-index.html","totalValue":92392730,"positionCount":24,"top10Share":0.839169434651406,"top10":[{"issuer":"ALPHABET INC","titleOfClass":"CAP STK CL C","cusip":"02079K107","value":22078010,"shares":61812,"shareType":"SH","priorValue":15490440,"priorShares":54000},{"issuer":"AMAZON COM INC","titleOfClass":"COM","cusip":"023135106","value":12870360,"shares":54000,"shareType":"SH","priorValue":11246580,"priorShares":54000},{"issuer":"INTUITIVE SURGICAL INC","titleOfClass":"COM 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}