{"url":"https://nivawealth.com/firms/demeter-tactical-investments-329512","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/329512","regulatoryAum":265266889,"crd":"329512","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6734669","suffix":null,"lastName":"BRADLEY","firstName":"JONATHAN","middleName":"T"},{"crd":"2962292","suffix":null,"lastName":"SEXTON","firstName":"JEFFREY","middleName":"ALLAN"},{"crd":"7983774","suffix":null,"lastName":"Steele","firstName":"Philip","middleName":"John"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2024-07-03","regulatoryAum":100980698,"clients":543,"employees":1,"offices":3},{"filedOn":"2025-06-04","regulatoryAum":185027885,"clients":404,"employees":7,"offices":3},{"filedOn":"2026-07-15","regulatoryAum":265266889,"clients":396,"employees":10,"offices":1}],"secFileNumber":"801-129609","legalName":"Demeter Tactical Investments Corp.","displayName":"Demeter Tactical Investments","slug":"demeter-tactical-investments-329512","website":"https://demetertacticalinvestments.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"6225  St. Bernadette Ave","city":"Prospect","state":"KY","stateName":"Kentucky","country":"United States","postalCode":"40059"},"tradeNames":[],"registration":{"secApproved":"4 March 2024","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":526629.7205128205,"staff":{"employees":10,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":265266889,"discretionary":265266889,"discretionaryAccounts":1079,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":383,"regulatoryAum":182793176},{"label":"High-net-worth individuals","clients":7,"regulatoryAum":22592415},{"label":"Pooled investment vehicles","clients":6,"regulatoryAum":59881298}],"feePrograms":[],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T17:39:28.802043+00:00","documents":[{"name":"FORM ADV PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035270","versionId":1035270,"submittedOn":"2026-03-31"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"San Francisco, CA","smaAssets":158073478}],"custodyNote":"Demeter Tactical Investments has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Jeffrey Sexton","title":"Chief Executive Officer, Chief Investment Officer & Chief Compliance Officer","crd":"2962292"},{"name":"Jonathan Bradley","title":"Chief Options Strategist","crd":"6734669"},{"name":"Philip Steele","title":"Chief Techonolgy Officer","crd":"7983774"}],"ownership":[{"label":"Jeffrey Sexton","detail":"Chief executive officer, chief investment officer & chief compliance officer in the 75% or more ownership band and a control person, since November 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Kentucky","offices":1,"addresses":[{"street":"6225  St. Bernadette Ave","city":"Prospect","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"212-518-4444","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for individuals and/or small businesses","Portfolio management for pooled investment vehicles (other than investment companies)","Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"U.S. government/agency bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":82},{"label":"Cash and cash equivalents","percent":9}],"privateFunds":5},"sources":{"adv1FilingDate":"15 July 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/329512/PDF/329512.pdf","brochureDate":"31 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1035270","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Demeter Tactical Investments have?","answer":"Demeter Tactical Investments has 396 clients and manages $265 million for them, as of July 2026. They include 383 individual clients, 7 high-net-worth individuals and 6 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 15 July 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Demeter Tactical Investments offer?","answer":"Demeter Tactical Investments provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, and portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Demeter Tactical Investments use?","answer":"Demeter Tactical Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $158M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 15 July 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Demeter Tactical Investments have?","answer":"Demeter Tactical Investments has 2 investment adviser representatives registered with state securities authorities, out of 10 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Demeter Tactical Investments invest in?","answer":"At the end of its last fiscal year, Demeter Tactical Investments’ separately managed accounts held 82% registered funds (mutual funds, ETFs, BDCs), 9% cash and equivalents, 7% exchange-traded equities and 2% U.S. government and agency bonds. It advises 5 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Demeter Tactical Investments?","answer":"Demeter Tactical Investments’ direct owner is Jeffrey Sexton (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 15 July 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Demeter Tactical Investments get paid?","answer":"Demeter Tactical Investments is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Demeter Tactical Investments?","answer":"Demeter Tactical Investments’ main office is at 6225  St. Bernadette Ave, Prospect, KY 40059. Its phone number is 212-518-4444. Its website is demetertacticalinvestments.com.","source":"Form ADV Part 1A, Item 1.F, filed 15 July 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}