{"url":"https://nivawealth.com/firms/delta-capital-management-128350","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/128350","regulatoryAum":277361855,"crd":"128350","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"8209700","suffix":null,"lastName":"Baker","firstName":"Madeline","middleName":"Grace"},{"crd":"7208553","suffix":null,"lastName":"DeLuca","firstName":"Anthony","middleName":"Alexander"},{"crd":"2036950","suffix":null,"lastName":"DEWAHL","firstName":"DUNCAN","middleName":"COMRIE"},{"crd":"1139046","suffix":null,"lastName":"MIRANDA","firstName":"ROY","middleName":"FRANCISCO"},{"crd":"6355555","suffix":null,"lastName":"PETSOS","firstName":"ALEXANDER","middleName":"PHILLIP"},{"crd":"4175844","suffix":null,"lastName":"TRUESDELL","firstName":"CHRISTOPHER","middleName":"ELLIOTT"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-02-26","regulatoryAum":173711254,"clients":442,"employees":13,"offices":1},{"filedOn":"2022-03-31","regulatoryAum":212237614,"clients":404,"employees":12,"offices":1},{"filedOn":"2023-05-01","regulatoryAum":202000000,"clients":130,"employees":7,"offices":1},{"filedOn":"2024-04-01","regulatoryAum":220000000,"clients":125,"employees":7,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":248375866,"clients":128,"employees":8,"offices":1},{"filedOn":"2026-03-31","regulatoryAum":277361855,"clients":108,"employees":9,"offices":1}],"secFileNumber":"801-118594","legalName":"Delta Capital Management, LLC","displayName":"Delta Capital Management","slug":"delta-capital-management-128350","website":"https://deltaadvisor.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/128350/9ba275874046d30a-r1.webp","tone":"dark","width":489,"height":200,"sourceUrl":"https://deltaadvisor.com/","sourceLabel":"Delta Capital Management, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Florida limited liability company","fiscalYearEnd":"December","headquarters":{"street":"698 N. Maitland Avenue, Suite 201","city":"Maitland","state":"FL","stateName":"Florida","country":"United States","postalCode":"32751"},"tradeNames":[],"registration":{"secApproved":"30 April 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":9,"advisory":6,"brokerDealerReps":0,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":277361855,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":277361855,"nonDiscretionaryAccounts":108,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pension and profit-sharing plans","clients":108,"regulatoryAum":277361855}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Delta Capital Management does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Christopher Truesdell","title":"President, Partner","crd":"4175844"},{"name":"Megan Johnson","title":"Chief Compliance Officer","crd":"6911479"},{"name":"Amy Casterline","title":"Owner","crd":"7734286"}],"ownership":[{"label":"Christopher Truesdell","detail":"President, partner in the 50% to 75% ownership band and a control person, since November 2021."},{"label":"Amy Casterline","detail":"Owner in the 75% or more ownership band and a control person, since January 2023."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"698 N. Maitland Avenue, Suite 201","city":"Maitland","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"407-422-2423","stateRegisteredReps":6,"otherAdviserReps":3,"compensation":["A percentage of assets under management"],"activities":["Pension consulting services"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"31 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/128350/PDF/128350.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Delta Capital Management have?","answer":"Delta Capital Management has 108 clients and manages $277 million for them, as of March 2026. They include 108 pension and profit-sharing plans.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Delta Capital Management offer?","answer":"Delta Capital Management provides pension consulting.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Delta Capital Management have?","answer":"Delta Capital Management has 6 investment adviser representatives registered with state securities authorities, out of 9 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Delta Capital Management invest in?","answer":"At the end of its last fiscal year, Delta Capital Management’s separately managed accounts held 100% exchange-traded equities.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Delta Capital Management?","answer":"Delta Capital Management’s direct owners are Christopher Truesdell (50% to 75%) and Amy Casterline (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Delta Capital Management get paid?","answer":"Delta Capital Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Delta Capital Management?","answer":"Delta Capital Management’s main office is at 698 N. Maitland Avenue, Suite 201, Maitland, FL 32751. Its phone number is 407-422-2423. Its website is deltaadvisor.com.","source":"Form ADV Part 1A, Item 1.F, filed 31 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}