{"url":"https://nivawealth.com/firms/del-mar-wealth-management-175022","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/175022","regulatoryAum":169858650,"crd":"175022","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2267352","suffix":null,"lastName":"JACKSON","firstName":"DAVID","middleName":"ALLEN"},{"crd":"6863017","suffix":null,"lastName":"Santibanez","firstName":"Sapphira","middleName":null}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-26","regulatoryAum":118303331,"clients":104,"employees":2,"offices":1},{"filedOn":"2022-06-29","regulatoryAum":130648207,"clients":81,"employees":2,"offices":1},{"filedOn":"2023-01-27","regulatoryAum":108281389,"clients":76,"employees":2,"offices":1},{"filedOn":"2024-02-11","regulatoryAum":129500463,"clients":79,"employees":2,"offices":1},{"filedOn":"2025-02-28","regulatoryAum":147517296,"clients":75,"employees":2,"offices":1},{"filedOn":"2026-03-27","regulatoryAum":169858650,"clients":73,"employees":3,"offices":1}],"secFileNumber":"801-119990","legalName":"Del Mar Wealth Management Inc","displayName":"Del Mar Wealth Management","slug":"del-mar-wealth-management-175022","website":"https://delmarwealthmanagement.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"1110 Camino Del Mar, Suite B","city":"Del Mar","state":"CA","stateName":"California","country":"United States","postalCode":"92014"},"tradeNames":[],"registration":{"secApproved":"17 December 2020","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":2339633.097222222,"staff":{"employees":3,"advisory":2,"brokerDealerReps":0,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":169858650,"discretionary":169858650,"discretionaryAccounts":263,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":14,"regulatoryAum":4925072},{"label":"High-net-worth individuals","clients":58,"regulatoryAum":163528511},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":1405067}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"marginal","fee_tiers":[{"to":500000,"pct":1.5,"from":0},{"to":5000000,"pct":1,"from":500000},{"to":null,"pct":0.9,"from":5000000}],"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029347","versionId":1029347,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-03-27","documentName":"DEL MAR WEALTH MGMT - PART 2 DISCLOSURE BROCHURE","fee_rate_low":0.9,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Financial Planning and Consulting","summary":"For clients not in portfolio management, planning and consulting is billed hourly at $300 or as a fixed fee of up to $10,000, negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029347","versionId":1029347,"submittedOn":"2026-03-27","documentName":"DEL MAR WEALTH MGMT - PART 2 DISCLOSURE BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:08:28.703949+00:00","documents":[{"name":"DEL MAR WEALTH MGMT - PART 2 DISCLOSURE BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029347","versionId":1029347,"submittedOn":"2026-03-27"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":162466111}],"custodyNote":"Del Mar Wealth Management does not have custody of client assets.","leadership":[{"name":"David Jackson","title":"President/Chief Compliance Officer","crd":"2267352"}],"ownership":[{"label":"David Jackson","detail":"President/chief compliance officer in the 75% or more ownership band and a control person, since November 2013."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"1110 Camino Del Mar, Suite B","city":"Del Mar","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"858-480-3818","stateRegisteredReps":2,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"51-100","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"U.S. government/agency bonds","percent":1},{"label":"U.S. state and local bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":93},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"27 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/175022/PDF/175022.pdf","brochureDate":"27 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1029347","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Del Mar Wealth Management have?","answer":"Del Mar Wealth Management has 73 clients and manages $170 million for them, as of March 2026. They include 58 high-net-worth individuals, 14 individual clients and 1 charitable organization.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Del Mar Wealth Management offer?","answer":"Del Mar Wealth Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Del Mar Wealth Management charge?","answer":"Del Mar Wealth Management charges 0.90%–1.50% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"DEL MAR WEALTH MGMT - PART 2 DISCLOSURE BROCHURE, filed 27 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Del Mar Wealth Management use?","answer":"Del Mar Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $162M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Del Mar Wealth Management have?","answer":"Del Mar Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Del Mar Wealth Management invest in?","answer":"At the end of its last fiscal year, Del Mar Wealth Management’s separately managed accounts held 93% registered funds (mutual funds, ETFs, BDCs), 2% exchange-traded equities, 2% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Del Mar Wealth Management?","answer":"Del Mar Wealth Management’s direct owner is David Jackson (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Del Mar Wealth Management get paid?","answer":"Del Mar Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Del Mar Wealth Management registered with the SEC?","answer":"Yes, Del Mar Wealth Management has been registered with the SEC as an investment adviser since 17 December 2020. Its CRD number is 175022 and its SEC file number is 801-119990.","source":"Form ADV Part 1A, Item 1, filed 27 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Del Mar Wealth Management?","answer":"Del Mar Wealth Management’s main office is at 1110 Camino Del Mar, Suite B, Del Mar, CA 92014. Its phone number is 858-480-3818. Its website is delmarwealthmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 27 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}