{"url":"https://nivawealth.com/firms/deerpath-capital-management-160791","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160791","regulatoryAum":9033072653,"crd":"160791","history":[{"filedOn":"2021-03-31","regulatoryAum":2260540949,"clients":23,"employees":38,"offices":6},{"filedOn":"2022-03-30","regulatoryAum":3897077412,"clients":29,"employees":61,"offices":4},{"filedOn":"2023-03-30","regulatoryAum":5632464746,"clients":30,"employees":81,"offices":4},{"filedOn":"2024-03-28","regulatoryAum":7238820450,"clients":35,"employees":88,"offices":4},{"filedOn":"2025-03-28","regulatoryAum":8050662035,"clients":40,"employees":96,"offices":4},{"filedOn":"2026-03-30","regulatoryAum":9033072653,"clients":42,"employees":100,"offices":4}],"secFileNumber":"801-76599","legalName":"Deerpath Capital Management, LP","displayName":"Deerpath Capital Management","slug":"deerpath-capital-management-160791","website":"https://deerpathcapital.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/160791/6d3cec50b39f2aae-r1.webp","tone":"light","width":614,"height":200,"sourceUrl":"https://www.deerpathcapital.com/","sourceLabel":"Deerpath Capital Management, LP, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_private_markets_manager","typeLabel":"Private markets","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/deerpath-capital","founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"500 East Broward Boulevard, Suite 2300","city":"Fort Lauderdale","state":"FL","stateName":"Florida","country":"United States","postalCode":"33394"},"tradeNames":[],"registration":{"secApproved":"7 May 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":100,"advisory":100,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":9033072653,"discretionary":3768740443,"discretionaryAccounts":30,"nonDiscretionary":5264332210,"nonDiscretionaryAccounts":12,"wrapProgram":null,"nonUsClientsPct":60,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":30,"regulatoryAum":3768740443},{"label":"Corporations and other businesses","clients":3,"regulatoryAum":1091971722},{"label":"Other","clients":9,"regulatoryAum":4172360488}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Northern Trust Investments, Incorporated","shortName":"Northern Trust Investments","location":"Chicago, IL","smaAssets":31674568},{"name":"J.P. Morgan Chase & Co.","shortName":"J.P. Morgan","location":"New York, NY","smaAssets":1060297154}],"custodyNote":"Deerpath Capital Management has custody of $3.77B in client assets for 30 clients.","otherCustodians":[],"leadership":[{"name":"James Kirby","title":"President, Chief Executive Officer","crd":"2001489"},{"name":"Anish Bahl","title":"Chief Compliance Officer, Chief Financial Officer","crd":"5079516"},{"name":"Tasabbur Hasan","title":"Partner, Chief Operating Officer","crd":"4429389"},{"name":"Derek Dubois","title":"Managing Director, Treasurer","crd":"7891046"}],"ownership":[{"label":"Prospect Street, LLC","detail":"Limited partner in the 10% to 25% ownership band and a control person, since May 2007."},{"label":"Kaomi, LLC","detail":"Limited partner in the 5% to 10% ownership band, since December 2023."},{"label":"PGIM Deerpath Partners, LLC","detail":"General partner in the 75% or more ownership band and a control person, since December 2023."},{"label":"James Kirby","detail":"Indirect owner: a managing member of Prospect Street, LLC in the 75% or more band and a control person, since May 2007. Also a managing member of Deerpath Capital Management, LLC in the 75% or more band and a control person, since May 2007. Also trustee of The James H. Kirby 2022 Irrevocable Family Trust and a control person, since May 2022.","parent":"Prospect Street, LLC"},{"label":"The James H. Kirby 2022 Irrevocable Family Trust","detail":"Indirect owner: assignee of Prospect Street, LLC and a control person, since May 2022.","parent":"Prospect Street, LLC"},{"label":"Tasabbur Hasan","detail":"Indirect owner: a sole member of Kaomi, LLC in the 75% or more band and a control person, since December 2022.","parent":"Kaomi, LLC"},{"label":"PGIM, Inc.","detail":"Indirect owner: a sole member of PGIM Deerpath Partners, LLC in the 75% or more band and a control person, since December 2023.","parent":"PGIM Deerpath Partners, LLC"},{"label":"PGIM Holding Company LLC","detail":"Indirect owner: a sole shareholder of PGIM, Inc. in the 75% or more band and a control person, since December 2023.","parent":"PGIM, Inc."},{"label":"Prudential Financial, Inc.","detail":"Indirect owner: a sole member of PGIM Holding Company LLC in the 75% or more band and a control person, since December 2023.","parent":"PGIM Holding Company LLC"},{"label":"Scott Perekslis","detail":"Indirect owner: trustee of The James H. Kirby 2022 Irrevocable Family Trust and a control person, since March 2023.","parent":"The James H. Kirby 2022 Irrevocable Family Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":3,"privateResidences":0},"listedOfficeAddresses":4,"foreignOffices":[],"officesByState":[{"state":"Florida","offices":1,"addresses":[{"street":"500 East Broward Boulevard, Suite 2300","city":"Fort Lauderdale","headquarters":true}]},{"state":"Illinois","offices":1,"addresses":[{"street":"190 S. Lasalle Street","city":"Chicago"}]},{"state":"Massachusetts","offices":1,"addresses":[{"street":"2 Liberty Square","city":"Boston"}]},{"state":"New York","offices":1,"addresses":[{"street":"140 East 45th Street","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"617-703-0653","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)","Other"],"financialPlanningClients":null,"assetMix":[{"label":"Other","percent":100,"detail":"Directly Originated Term Loans Made to Lower Middle Market Companies and Non-Controlling Equity Interests of Lower Middle Market Companies."}],"privateFunds":20},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/160791/PDF/160791.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Deerpath Capital Management have?","answer":"Deerpath Capital Management has 42 clients and manages $9.03 billion for them, as of March 2026. They include 30 pooled investment vehicles, 9 other clients, and 3 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Deerpath Capital Management offer?","answer":"Deerpath Capital Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Deerpath Capital Management use?","answer":"Deerpath Capital Management’s separately managed account assets are held at J.P. Morgan Chase & Co. (New York, NY), with $1.06B and Northern Trust Investments, Incorporated (Chicago, IL), with $31.7M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Deerpath Capital Management have?","answer":"Deerpath Capital Management has 0 investment adviser representatives registered with state securities authorities, out of 100 employees, and 100 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Deerpath Capital Management invest in?","answer":"At the end of its last fiscal year, Deerpath Capital Management’s separately managed accounts held 100% other. The 100% other category is described as: Directly Originated Term Loans Made to Lower Middle Market Companies and Non-Controlling Equity Interests of Lower Middle Market Companies. It advises 20 private funds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Deerpath Capital Management?","answer":"Deerpath Capital Management is owned through a chain of holding companies by James Kirby, Tasabbur Hasan and Prudential Financial, Inc. Its direct owners are Prospect Street, LLC (10% to 25%), Kaomi, LLC (5% to 10%) and PGIM Deerpath Partners, LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Deerpath Capital Management get paid?","answer":"Deerpath Capital Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Deerpath Capital Management?","answer":"Deerpath Capital Management’s main office is at 500 East Broward Boulevard, Suite 2300, Fort Lauderdale, FL 33394. Its phone number is 617-703-0653. Its website is deerpathcapital.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}