{"url":"https://nivawealth.com/firms/decagon-asset-management-us-322135","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/322135","regulatoryAum":720804987,"crd":"322135","history":[{"filedOn":"2022-06-09","regulatoryAum":0,"clients":0,"employees":2,"offices":1},{"filedOn":"2023-07-31","regulatoryAum":213255617,"clients":3,"employees":2,"offices":1},{"filedOn":"2024-03-18","regulatoryAum":220910179,"clients":3,"employees":2,"offices":1},{"filedOn":"2025-03-21","regulatoryAum":304349536,"clients":3,"employees":2,"offices":1},{"filedOn":"2026-06-26","regulatoryAum":720804987,"clients":5,"employees":2,"offices":1}],"secFileNumber":"801-125991","legalName":"Decagon Asset Management (US) LP","displayName":"Decagon Asset Management (US)","slug":"decagon-asset-management-us-322135","website":"https://decagonam.com/","classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited partnership","fiscalYearEnd":"December","headquarters":{"street":"4 World Trade Center, 2937, 150 Greenwich Street, 29th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10007"},"tradeNames":[],"registration":{"secApproved":"30 June 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":720804987,"discretionary":720804987,"discretionaryAccounts":5,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":2},"clientTypes":[{"label":"Pooled investment vehicles","clients":1,"regulatoryAum":32590524},{"label":"Other","clients":4,"regulatoryAum":688214463}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[{"name":"Goldman Sachs & Co. LLC","shortName":"Goldman Sachs & Co.","location":"New York, NY","smaAssets":328628326},{"name":"UBS Ag","shortName":"UBS Ag","location":"London","smaAssets":257669490},{"name":"J.P. Morgan Securities PLC","shortName":"J.P. Morgan","location":"London","smaAssets":101916647}],"custodyNote":"Decagon Asset Management (US) does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Olivia Cooper","title":"Chief Compliance Officer / Owner","crd":"7087956"},{"name":"Benjamin Durham","title":"CEO/CIO/Owner/Partner","crd":"7525156"},{"name":"Lloyd Tomlin","title":"Partner","crd":"7642792"}],"ownership":[{"label":"Decagon Asset Management US (GP) LLC","detail":"Limited liability company and general partner in the 75% or more ownership band and a control person, since May 2022."},{"label":"Decagon Asset Management (Uk) LTD","detail":"Indirect owner: a limited company of Decagon Asset Management US (GP) LLC in the 75% or more band and a control person, since May 2022.","parent":"Decagon Asset Management US (GP) LLC"},{"label":"Nikola Kroepfl","detail":"Indirect owner: a shareholder of Decagon Asset Management (Uk) LTD in the 25% to 50% band and a control person, since May 2022.","parent":"Decagon Asset Management (Uk) LTD"},{"label":"Benjamin Durham","detail":"Indirect owner: a shareholder of Decagon Asset Management (Uk) LTD in the 50% to 75% band and a control person, since May 2022.","parent":"Decagon Asset Management (Uk) LTD"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"4 World Trade Center, 2937, 150 Greenwich Street, 29th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"646-485-6430","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients"],"financialPlanningClients":null,"assetMix":[{"label":"Exchange-traded equity securities","percent":99},{"label":"Derivatives","percent":1}],"privateFunds":0},"sources":{"adv1FilingDate":"26 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/322135/PDF/322135.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Decagon Asset Management (US) have?","answer":"Decagon Asset Management (US) has 5 clients and manages $721 million for them, as of June 2026. They include 4 other clients and 1 pooled investment vehicle.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Decagon Asset Management (US) offer?","answer":"Decagon Asset Management (US) provides portfolio management for institutions.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Decagon Asset Management (US) use?","answer":"Decagon Asset Management (US)’s separately managed account assets are held at Goldman Sachs & Co. LLC (New York, NY), with $329M, UBS Ag (London), with $258M and J.P. Morgan Securities PLC (London), with $102M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 June 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Decagon Asset Management (US) have?","answer":"Decagon Asset Management (US) has 0 investment adviser representatives registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Decagon Asset Management (US) invest in?","answer":"At the end of its last fiscal year, Decagon Asset Management (US)’s separately managed accounts held 99% exchange-traded equities and 1% derivatives.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Decagon Asset Management (US)?","answer":"Decagon Asset Management (US) is owned through a chain of holding companies by Nikola Kroepfl and Benjamin Durham. Its direct owner is Decagon Asset Management US (GP) LLC (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Decagon Asset Management (US) get paid?","answer":"Decagon Asset Management (US) is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Decagon Asset Management (US)?","answer":"Decagon Asset Management (US)’s main office is at 4 World Trade Center, 2937, 150 Greenwich Street, 29th Floor, New York, NY 10007. Its phone number is 646-485-6430. Its website is decagonam.com.","source":"Form ADV Part 1A, Item 1.F, filed 26 June 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}