{"url":"https://nivawealth.com/firms/dean-jacobson-financial-services-115879","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/115879","regulatoryAum":519412773,"crd":"115879","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6485821","suffix":null,"lastName":"ADKINS","firstName":"CHRISTOPHER","middleName":"DANIEL"},{"crd":"7738885","suffix":null,"lastName":"Craig","firstName":"Mattison","middleName":"Grace"},{"crd":"5614497","suffix":null,"lastName":"DUMAS","firstName":"JONATHAN","middleName":"EVAN"},{"crd":"3275381","suffix":null,"lastName":"LOWRY","firstName":"TIMOTHY","middleName":"CLARK"},{"crd":"2056563","suffix":null,"lastName":"SCHMELTEKOPF","firstName":"JEFFREY","middleName":"JAMES"},{"crd":"5742058","suffix":null,"lastName":"TAYLOR","firstName":"WILLIAM","middleName":"HAROLD"}],"total":6,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-26","regulatoryAum":345373359,"clients":371,"employees":7,"offices":1},{"filedOn":"2022-07-01","regulatoryAum":359420979,"clients":432,"employees":7,"offices":1},{"filedOn":"2023-03-20","regulatoryAum":347638859,"clients":394,"employees":7,"offices":1},{"filedOn":"2024-03-14","regulatoryAum":409549486,"clients":518,"employees":6,"offices":1},{"filedOn":"2025-03-14","regulatoryAum":467303622,"clients":544,"employees":6,"offices":1},{"filedOn":"2026-03-23","regulatoryAum":519412773,"clients":564,"employees":8,"offices":1}],"secFileNumber":"801-77262","legalName":"Dean, Jacobson Financial Services, LLC","displayName":"Dean, Jacobson Financial Services","slug":"dean-jacobson-financial-services-115879","website":"https://deanjacobson.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"1967","organization":"Texas limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3112 W. 4th St.","city":"Fort Worth","state":"TX","stateName":"Texas","country":"United States","postalCode":"76107"},"tradeNames":[],"registration":{"secApproved":"26 October 2012","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":805034.1447368421,"staff":{"employees":8,"advisory":7,"brokerDealerReps":6,"insuranceAgents":4,"promoters":0},"aum":{"regulatory":519412773,"discretionary":519412773,"discretionaryAccounts":917,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":519345219,"nonUsClientsPct":0,"nonAumClients":4},"clientTypes":[{"label":"Individuals (other than HNW)","clients":362,"regulatoryAum":126455969},{"label":"High-net-worth individuals","clients":170,"regulatoryAum":301822196},{"label":"Pension and profit-sharing plans","clients":7,"regulatoryAum":6841655},{"label":"Charitable organizations","clients":15,"regulatoryAum":46665023},{"label":"Corporations and other businesses","clients":10,"regulatoryAum":37627930}],"feePrograms":[{"role":"other","program":"Level A financial planning","summary":"Fixed fee of $1,500 to $20,000 for initial setup, with a 50% deposit; renewal fee up to $2,500 a year for retainer consulting.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023619","versionId":1023619,"submittedOn":"2026-03-23","documentName":"DEAN JACOBSON ADV PART 2A: FIRM BROCHURE"},{"role":"other","program":"Level B financial planning","summary":"Fixed fee of $500 to $5,000 for initial setup and written plan; renewal fee up to $1,500 a year.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023619","versionId":1023619,"submittedOn":"2026-03-23","documentName":"DEAN JACOBSON ADV PART 2A: FIRM BROCHURE"},{"role":"other","program":"Modular planning and consulting","summary":"Fixed fee or hourly rate of $75 to $350 for modular services not covered by a fixed-fee plan.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023619","versionId":1023619,"submittedOn":"2026-03-23","documentName":"DEAN JACOBSON ADV PART 2A: FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T08:36:44.059067+00:00","documents":[{"name":"DEAN JACOBSON ADV PART 2A: FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023619","versionId":1023619,"submittedOn":"2026-03-23"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023620","versionId":1023620,"submittedOn":null}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Boston, MA","smaAssets":519412773}],"custodyNote":"Dean, Jacobson Financial Services has custody of $454M in client assets for 437 clients.","leadership":[{"name":"Timothy Lowry","title":"Managing Member & Vice President","crd":"3275381"},{"name":"Jeffrey Schmeltekopf","title":"President & Chief Compliance Officer","crd":"2056563"},{"name":"Jonathan Dumas","title":"Managing Member","crd":"5614497"}],"ownership":[{"label":"Jeffrey Schmeltekopf","detail":"President & chief compliance officer in the 25% to 50% ownership band and a control person, since March 1996."},{"label":"Timothy Lowry","detail":"Managing member & vice president in the 25% to 50% ownership band and a control person, since January 2008."},{"label":"Jonathan Dumas","detail":"Managing member in the 10% to 25% ownership band and a control person, since January 2021."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Texas","offices":1,"addresses":[{"street":"3112 W. 4th St.","city":"Fort Worth","headquarters":true}]}],"brochureServices":["business succession planning","estate planning","insurance","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"817-335-3214","stateRegisteredReps":6,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Pension consulting services","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":39},{"label":"U.S. state and local bonds","percent":3},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":55},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"23 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/115879/PDF/115879.pdf","brochureDate":"23 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1023619","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dean, Jacobson Financial Services have?","answer":"Dean, Jacobson Financial Services has 564 clients and manages $519 million for them, as of March 2026. They include 362 individual clients, 170 high-net-worth individuals and 15 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dean, Jacobson Financial Services offer?","answer":"Dean, Jacobson Financial Services provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, business succession planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Dean, Jacobson Financial Services use?","answer":"Dean, Jacobson Financial Services’ separately managed account assets are held at LPL Financial LLC (Boston, MA), with $519M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Dean, Jacobson Financial Services have?","answer":"Dean, Jacobson Financial Services has 6 investment adviser representatives registered with state securities authorities, out of 8 employees, and 7 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dean, Jacobson Financial Services invest in?","answer":"At the end of its last fiscal year, Dean, Jacobson Financial Services’ separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 39% exchange-traded equities, 3% state and local bonds, 2% cash and equivalents and 1% investment grade corporate bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dean, Jacobson Financial Services?","answer":"Dean, Jacobson Financial Services’ direct owners are Jeffrey Schmeltekopf, Timothy Lowry and Jonathan Dumas, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dean, Jacobson Financial Services get paid?","answer":"Dean, Jacobson Financial Services is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Dean, Jacobson Financial Services registered with the SEC?","answer":"Yes, Dean, Jacobson Financial Services has been registered with the SEC as an investment adviser since 26 October 2012. Its CRD number is 115879 and its SEC file number is 801-77262.","source":"Form ADV Part 1A, Item 1, filed 23 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Dean, Jacobson Financial Services?","answer":"Dean, Jacobson Financial Services’ main office is at 3112 W. 4th St., Fort Worth, TX 76107. Its phone number is 817-335-3214. Its website is deanjacobson.com.","source":"Form ADV Part 1A, Item 1.F, filed 23 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":{"url":"https://nivawealth.com/firms/dean-jacobson-financial-services-115879/holdings","form":"13F-HR","periodOfReport":"2026-06-30","filedOn":"2026-07-29","filingIndexUrl":"https://www.sec.gov/Archives/edgar/data/1869456/000186945626000004/0001869456-26-000004-index.html","totalValue":181723966,"positionCount":22,"top10Share":0.9839862508833865,"top10":[{"issuer":"STATE STR SPDR S&P 500 ETF T","titleOfClass":"TR UNIT","cusip":"78462F103","value":61330477,"shares":82128,"shareType":"SH","priorValue":53741024,"priorShares":82635},{"issuer":"SPDR SERIES TRUST","titleOfClass":"ST STR SP600SM C","cusip":"78464A300","value":31470068,"shares":288425,"shareType":"SH","priorValue":27494933,"priorShares":290705},{"issuer":"ISHARES TR","titleOfClass":"CORE MSCI 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}