{"url":"https://nivawealth.com/firms/dca-family-office-322047","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/322047","regulatoryAum":119914111,"crd":"322047","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7736122","suffix":null,"lastName":"MULDERRIG","firstName":"KHOLT","middleName":"T."},{"crd":"6126152","suffix":"III","lastName":"ROCCA","firstName":"CURTIS","middleName":"MITCHELL"},{"crd":"7794574","suffix":null,"lastName":"Stephenson","firstName":"Christopher","middleName":"Bruce"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2023-05-09","regulatoryAum":0,"clients":0,"employees":15,"offices":1},{"filedOn":"2024-03-26","regulatoryAum":138510973,"clients":1,"employees":18,"offices":1},{"filedOn":"2025-03-31","regulatoryAum":161651521,"clients":0,"employees":16,"offices":1},{"filedOn":"2026-03-30","regulatoryAum":119914111,"clients":0,"employees":16,"offices":1}],"secFileNumber":"801-128127","legalName":"Dca Family Office, LLC","displayName":"DCA Family Office","slug":"dca-family-office-322047","website":"https://dcafamilyoffice.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/322047/65c491a3cdef6e8e-r1.webp","tone":"light","width":888,"height":200,"sourceUrl":"https://dcafamilyoffice.com","sourceLabel":"DCA Family Office, LLC, website"},"classification":{"segment":"institutions","segmentLabel":"Institutional","type":"institutional_asset_manager","typeLabel":"Asset manager","feeDisclosure":"payment_only"},"linkedinUrl":"https://www.linkedin.com/company/dca-family-office","founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"3721 Douglas BLVD, Suite 350","city":"Roseville","state":"CA","stateName":"California","country":"United States","postalCode":"95661"},"tradeNames":["Dca Private Markets"],"registration":{"secApproved":"8 June 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":16,"advisory":7,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":119914111,"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":119914111,"nonDiscretionaryAccounts":1,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":2},"clientTypes":[{"label":"Corporations and other businesses","clients":null,"fewerThan5":true,"regulatoryAum":119914111}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"DCA Family Office has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Casey Layton","title":"Chief Financial Officer, Chief Compliance Officer, and Member","crd":"6126162"},{"name":"Steven Mills","title":"Member","crd":"6126157"},{"name":"Craig Mitchell","title":"Member","crd":"5011205"},{"name":"Kholt Mulderrig","title":"Member","crd":"7736122"},{"name":"Curtis Rocca","title":"Managing Partner","crd":"6126152"},{"name":"Christopher Stephenson","title":"Chief Operations Officer","crd":"7794574"}],"ownership":[{"label":"Dcaroccas, LLC","detail":"Member in the 10% to 25% ownership band and a control person, since January 2022."},{"label":"The Rocca Family Trust","detail":"Member in the 25% to 50% ownership band and a control person, since December 2021. Also a trust of Dcaroccas, LLC in the 75% or more band and a control person, since January 2022."},{"label":"Casey Layton","detail":"Chief financial officer, chief compliance officer, and member in the 5% to 10% ownership band, since December 2021."},{"label":"Steven Mills","detail":"Member in the 10% to 25% ownership band, since December 2021."},{"label":"Craig Mitchell","detail":"Member in the 5% to 10% ownership band, since December 2021."},{"label":"Kholt Mulderrig","detail":"Member in the 5% to 10% ownership band, since December 2021."},{"label":"Jennifer Rocca","detail":"Indirect owner: a trustee of The Rocca Family Trust in the 50% to 75% band and a control person, since December 2021.","parent":"The Rocca Family Trust"},{"label":"Curtis Rocca","detail":"Indirect owner: a trustee of The Rocca Family Trust in the 50% to 75% band and a control person, since December 2021.","parent":"The Rocca Family Trust"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"3721 Douglas BLVD, Suite 350","city":"Roseville","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"279-221-2144","stateRegisteredReps":7,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Fixed fees (other than subscription fees)","Performance-based fees"],"activities":["Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":100}],"privateFunds":0},"sources":{"adv1FilingDate":"30 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/322047/PDF/322047.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"What services does DCA Family Office offer?","answer":"DCA Family Office provides portfolio management for institutions and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does DCA Family Office have?","answer":"DCA Family Office has 7 investment adviser representatives registered with state securities authorities, out of 16 employees, and 7 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does DCA Family Office invest in?","answer":"At the end of its last fiscal year, DCA Family Office’s separately managed accounts held 100% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns DCA Family Office?","answer":"DCA Family Office is owned through a trust by Jennifer and Curtis Rocca. Its direct owners are Dcaroccas, LLC, the Rocca Family Trust, Casey Layton, Steven Mills, Craig Mitchell and Kholt Mulderrig, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does DCA Family Office get paid?","answer":"DCA Family Office is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact DCA Family Office?","answer":"DCA Family Office’s main office is at 3721 Douglas BLVD, Suite 350, Roseville, CA 95661. Its phone number is 279-221-2144. Its website is dcafamilyoffice.com.","source":"Form ADV Part 1A, Item 1.F, filed 30 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}