{"url":"https://nivawealth.com/firms/dawson-partners-281728","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/281728","regulatoryAum":22141360695,"crd":"281728","secFileNumber":"801-127412","legalName":"Dawson Partners Inc.","displayName":"Dawson Partners","website":"https://dawsonpartners.com/","linkedinUrl":"https://ca.linkedin.com/company/dawsonpartners","founded":null,"organization":"corporation organized in Canada","fiscalYearEnd":"December","headquarters":{"street":"79 Wellington ST. West, TD South Tower, Box 92, Suite 2100","city":"Toronto","state":"","stateName":"","country":"Canada","postalCode":"M5K 1G8"},"tradeNames":["Dawson"],"registration":{"secApproved":"2 March 2023","noticeFilings":null,"latestNoticeFiling":null},"staff":{"employees":231,"advisory":59,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":22141360695,"discretionaryAccounts":31,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":6,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":16,"regulatoryAum":22141360695}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Dawson Partners has custody of $3.62B for 3 clients.","otherCustodians":[],"leadership":[{"name":"Marilia Bothamley","title":"Chief Financial Officer","crd":"7244095"},{"name":"Jennifer McGoey","title":"Chief Compliance Officer","crd":"7529802"},{"name":"Matthew Kuchinsky","title":"General Counsel","crd":"7739780"},{"name":"Derek Miners","title":"Chief Operations Officer","crd":"7739775"},{"name":"Yann Robard","title":"Managing Partner, Secretary and Sole Director","crd":"6608638"}],"ownership":[{"label":"Dawson Partners Holdco Inc.","detail":"Shareholder in the 75% or more ownership band and a control person, since October 2021."},{"label":"Yann Robard","detail":"Indirect owner: a managing partner, secretary and sole director; shareholder of Kluane WH Holdings Inc. in the 75% or more band and a control person, since August 2015.","parent":"Kluane WH Holdings Inc."},{"label":"Kluane WH Holdings Inc.","detail":"Indirect owner: a shareholder of Dawson Partners Holdco Inc. in the 75% or more band and a control person, since October 2021.","parent":"Dawson Partners Holdco Inc."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":2,"privateResidences":0},"listedOfficeAddresses":2,"officesByState":[{"state":"New York","offices":1,"addresses":[{"street":"10 Bryant Park","city":"New York"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"647-925-1284","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":15},"sources":{"adv1FilingDate":"9 June 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/281728/PDF/281728.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dawson Partners have?","answer":"Dawson Partners has 16 clients and manages $22.1 billion for them, as of June 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 9 June 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dawson Partners offer?","answer":"Dawson Partners provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Dawson Partners have?","answer":"Dawson Partners has 0 investment adviser representatives registered with state securities authorities, out of 231 employees, and 59 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Dawson Partners?","answer":"Dawson Partners is owned through a chain of holding companies by Yann Robard. Its direct owner is Dawson Partners Holdco Inc. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 9 June 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dawson Partners get paid?","answer":"Dawson Partners is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}