{"url":"https://nivawealth.com/firms/davinci-financial-designs-163362","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/163362","regulatoryAum":222823888,"crd":"163362","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"2596320","suffix":null,"lastName":"AGOSTINI","firstName":"JAMES","middleName":"STUART"},{"crd":"4039255","suffix":null,"lastName":"BURGESS","firstName":"PATRICK","middleName":"PAUL"},{"crd":"7208948","suffix":null,"lastName":"DOOTSON","firstName":"JONATHAN","middleName":"LAWRENCE"},{"crd":"6214639","suffix":null,"lastName":"KILE","firstName":"DEVIN","middleName":"ANDREW"},{"crd":"2679438","suffix":null,"lastName":"WELLS","firstName":"DAVID","middleName":"WALLACE"}],"total":5,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-04-30","regulatoryAum":221358660,"clients":1770,"employees":9,"offices":2},{"filedOn":"2022-03-31","regulatoryAum":257659169,"clients":874,"employees":8,"offices":2},{"filedOn":"2023-03-31","regulatoryAum":201029001,"clients":752,"employees":7,"offices":2},{"filedOn":"2024-03-28","regulatoryAum":246898164,"clients":906,"employees":9,"offices":2},{"filedOn":"2025-03-31","regulatoryAum":198331653,"clients":686,"employees":5,"offices":1},{"filedOn":"2026-04-29","regulatoryAum":222823888,"clients":353,"employees":5,"offices":1}],"secFileNumber":"801-80733","legalName":"Davinci Financial Designs LLC","displayName":"DaVinci Financial Designs","slug":"davinci-financial-designs-163362","website":"https://davincifinancialdesigns.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/22301049/admin/","founded":null,"organization":"South Carolina limited liability company","fiscalYearEnd":"December","headquarters":{"street":"5301 N. Trenholm Road, Suite A","city":"Columbia","state":"SC","stateName":"South Carolina","country":"United States","postalCode":"29206"},"tradeNames":[],"registration":{"secApproved":"25 February 2015","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":627289.0714285715,"staff":{"employees":5,"advisory":5,"brokerDealerReps":5,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":222823888,"discretionary":222823888,"discretionaryAccounts":1250,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":219551175,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":306,"regulatoryAum":87246576},{"label":"High-net-worth individuals","clients":44,"regulatoryAum":132304599},{"label":"Charitable organizations","clients":1,"fewerThan5":true,"regulatoryAum":3211660},{"label":"Corporations and other businesses","clients":2,"fewerThan5":true,"regulatoryAum":61053}],"feePrograms":[{"role":"other","program":"A La Carte Services","summary":"Flat fees generally from $1,500 to $20,000 for limited-scope engagements, or an hourly rate up to $300.00 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041462","versionId":1041462,"submittedOn":"2026-04-14","documentName":"DAVINCI 2026 ANNUAL FORM ADV FIRM BROCHURE"},{"role":"other","program":"Generational Design Services","summary":"Flat fee for immediate family members of clients, with a minimum of $1,200 per year, paid in prorated monthly installments.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041462","versionId":1041462,"submittedOn":"2026-04-14","documentName":"DAVINCI 2026 ANNUAL FORM ADV FIRM BROCHURE"},{"role":"other","program":"Life Design Planning","summary":"Flat annual fee of $1,500 to $20,000, paid monthly or quarterly in advance and never more than six months ahead; or an hourly rate up to $300.00 per hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041462","versionId":1041462,"submittedOn":"2026-04-14","documentName":"DAVINCI 2026 ANNUAL FORM ADV FIRM BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T14:31:30.742794+00:00","documents":[{"name":"DAVINCI 2026 ANNUAL FORM ADV FIRM BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041462","versionId":1041462,"submittedOn":"2026-04-14"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1043283","versionId":1043283,"submittedOn":null}]},"custodians":[{"name":"LPL Financial LLC","shortName":"LPL Financial","location":"Fort Mill, SC","smaAssets":219551175}],"custodyNote":"DaVinci Financial Designs does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"James Agostini","title":"Manager and Chief Compliance Officer","crd":"2596320"}],"ownership":[{"label":"James Agostini","detail":"Manager and chief compliance officer in the 75% or more ownership band and a control person, since May 2012. Also a owner of Agostini & Associates Inc. in the 75% or more band and a control person, since January 2003."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"South Carolina","offices":1,"addresses":[{"street":"5301 N. Trenholm Road, Suite A","city":"Columbia","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"803-741-0134","stateRegisteredReps":5,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Selection of other advisers (including private fund managers)","Publication of periodicals or newsletters"],"financialPlanningClients":"251-500","assetMix":[{"label":"Exchange-traded equity securities","percent":36},{"label":"U.S. government/agency bonds","percent":3},{"label":"Investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":55},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":2,"detail":"Structured Products"}],"privateFunds":0},"sources":{"adv1FilingDate":"29 April 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/163362/PDF/163362.pdf","brochureDate":"14 April 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1041462","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does DaVinci Financial Designs have?","answer":"DaVinci Financial Designs has 353 clients and manages $223 million for them, as of April 2026. They include 306 individual clients, 44 high-net-worth individuals, and 2 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does DaVinci Financial Designs offer?","answer":"DaVinci Financial Designs provides financial planning, portfolio management for individuals and small businesses, selecting other managers, and publishing newsletters.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does DaVinci Financial Designs use?","answer":"DaVinci Financial Designs’ separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $220M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 29 April 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does DaVinci Financial Designs have?","answer":"DaVinci Financial Designs has 5 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 5 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does DaVinci Financial Designs invest in?","answer":"At the end of its last fiscal year, DaVinci Financial Designs’ separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 36% exchange-traded equities, 3% U.S. government and agency bonds, 3% cash and equivalents, 2% other and 1% investment grade corporate bonds. The 2% other category is described as: Structured Products.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns DaVinci Financial Designs?","answer":"DaVinci Financial Designs’ direct owner is James Agostini (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does DaVinci Financial Designs get paid?","answer":"DaVinci Financial Designs is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact DaVinci Financial Designs?","answer":"DaVinci Financial Designs’ main office is at 5301 N. Trenholm Road, Suite A, Columbia, SC 29206. Its phone number is 803-741-0134. Its website is davincifinancialdesigns.com.","source":"Form ADV Part 1A, Item 1.F, filed 29 April 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}