{"url":"https://nivawealth.com/firms/dachtler-wealth-advisors-335863","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/335863","regulatoryAum":120350195,"crd":"335863","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"5775602","suffix":null,"lastName":"HUPPE","firstName":"HEATHER","middleName":"DACHTLER"},{"crd":"6495241","suffix":null,"lastName":"ROUSE","firstName":"RICHARD","middleName":"ALAN"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2025-05-19","regulatoryAum":0,"clients":0,"employees":1,"offices":1},{"filedOn":"2026-03-11","regulatoryAum":120350195,"clients":198,"employees":4,"offices":1}],"secFileNumber":"801-132853","legalName":"Dachtler Wealth Advisors, LLC","displayName":"Dachtler Wealth Advisors","slug":"dachtler-wealth-advisors-335863","website":"https://dachtlerwealth.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California limited liability company","fiscalYearEnd":"December","headquarters":{"street":"2130 E Bidwell Street, Suite 100","city":"Folsom","state":"CA","stateName":"California","country":"United States","postalCode":"95630"},"tradeNames":[],"registration":{"secApproved":"28 May 2025","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":607829.2676767677,"staff":{"employees":4,"advisory":4,"brokerDealerReps":1,"insuranceAgents":3,"promoters":0},"aum":{"regulatory":120350195,"discretionary":120350195,"discretionaryAccounts":387,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":134,"regulatoryAum":33414741},{"label":"High-net-worth individuals","clients":64,"regulatoryAum":86935454}],"feePrograms":[{"role":"main","program":"Portfolio Management Services","feeBasis":"ceiling","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017649","versionId":1017649,"ratePeriod":"annual","fee_billing":"arrears","submittedOn":"2026-03-11","documentName":"DACHLER WEALTH ADV PART 2","fee_rate_low":null,"fee_rate_high":1.2,"fee_negotiable":true,"minimum_account":100000,"feeMinimumPeriod":null,"fee_minimum_annual":null}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T18:01:32.351314+00:00","documents":[{"name":"DACHLER WEALTH ADV PART 2","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017649","versionId":1017649,"submittedOn":"2026-03-11"}]},"custodians":[{"name":"SEI Investments Distribution Co.","shortName":"SEI Investments Distribution","location":"Oaks, PA","smaAssets":120350195}],"custodyNote":"Dachtler Wealth Advisors does not have custody of client assets.","leadership":[{"name":"Dennis Dachtler","title":"Member","crd":"1348432"},{"name":"Heather Huppe","title":"CCO, COO, Member","crd":"5775602"},{"name":"Richard Rouse","title":"Member","crd":"6495241"}],"ownership":[{"label":"Heather Huppe","detail":"Cco, coo, member in the 25% to 50% ownership band and a control person, since February 2025."},{"label":"Richard Rouse","detail":"Member in the 25% to 50% ownership band and a control person, since February 2025."},{"label":"Dennis Dachtler","detail":"Member in the 25% to 50% ownership band and a control person, since February 2025."}],"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"2130 E Bidwell Street, Suite 100","city":"Folsom","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"916-933-3076","stateRegisteredReps":3,"otherAdviserReps":1,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Selection of other advisers (including private fund managers)"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":10},{"label":"U.S. government/agency bonds","percent":8},{"label":"U.S. state and local bonds","percent":8},{"label":"Sovereign bonds","percent":1},{"label":"Investment grade corporate bonds","percent":14},{"label":"Securities issued by registered investment companies or business development companies","percent":52},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"11 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/335863/PDF/335863.pdf","brochureDate":"11 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1017649","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Dachtler Wealth Advisors have?","answer":"Dachtler Wealth Advisors has 198 clients and manages $120 million for them, as of March 2026. They include 134 individual clients and 64 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Dachtler Wealth Advisors offer?","answer":"Dachtler Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and selecting other managers.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Dachtler Wealth Advisors charge?","answer":"Dachtler Wealth Advisors charges up to 1.20% a year for its Portfolio Management Services. The fee is billed in arrears, is negotiable and requires an account of at least $100,000.","source":"DACHLER WEALTH ADV PART 2, filed 11 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Dachtler Wealth Advisors use?","answer":"Dachtler Wealth Advisors’ separately managed account assets are held at SEI Investments Distribution Co. (Oaks, PA), with $120M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Dachtler Wealth Advisors have?","answer":"Dachtler Wealth Advisors has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Dachtler Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Dachtler Wealth Advisors’ separately managed accounts held 52% registered funds (mutual funds, ETFs, BDCs), 14% investment grade corporate bonds, 10% exchange-traded equities, 8% U.S. government and agency bonds, 8% state and local bonds, 7% cash and equivalents and 1% sovereign bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Does Dachtler Wealth Advisors have a minimum investment?","answer":"Yes, Dachtler Wealth Advisors’ minimum account size for its Portfolio Management Services is $100K.","source":"DACHLER WEALTH ADV PART 2, filed 11 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Who owns Dachtler Wealth Advisors?","answer":"Dachtler Wealth Advisors’ direct owners are Heather Huppe, Richard Rouse and Dennis Dachtler, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Dachtler Wealth Advisors get paid?","answer":"Dachtler Wealth Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Dachtler Wealth Advisors registered with the SEC?","answer":"Yes, Dachtler Wealth Advisors has been registered with the SEC as an investment adviser since 28 May 2025. Its CRD number is 335863 and its SEC file number is 801-132853.","source":"Form ADV Part 1A, Item 1, filed 11 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Dachtler Wealth Advisors?","answer":"Dachtler Wealth Advisors’ main office is at 2130 E Bidwell Street, Suite 100, Folsom, CA 95630. Its phone number is 916-933-3076. Its website is dachtlerwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}