{"url":"https://nivawealth.com/firms/cypress-investment-management-327810","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/327810","regulatoryAum":302200000,"crd":"327810","history":[{"filedOn":"2024-07-29","regulatoryAum":272300000,"clients":108,"employees":5,"offices":1},{"filedOn":"2025-07-10","regulatoryAum":292200000,"clients":117,"employees":5,"offices":1},{"filedOn":"2026-03-25","regulatoryAum":302200000,"clients":127,"employees":6,"offices":1}],"secFileNumber":"801-129079","legalName":"Cypress Investment Management, LLC","displayName":"Cypress Investment Management","slug":"cypress-investment-management-327810","website":"https://cypressholdings.com/","classification":{"segment":"private_funds","segmentLabel":"Private funds","type":"private_fund_manager","typeLabel":null,"feeDisclosure":"payment_only"},"founded":null,"organization":"Delaware limited liability company","fiscalYearEnd":"December","headquarters":{"street":"18w140 Butterfield RD, Suite 1110","city":"Oakbrook Terrace","state":"IL","stateName":"Illinois","country":"United States","postalCode":"60181"},"tradeNames":[],"registration":{"secApproved":"17 November 2023","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":null,"staff":{"employees":6,"advisory":2,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":302200000,"discretionary":302200000,"discretionaryAccounts":127,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":127,"regulatoryAum":302200000}],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"Cypress Investment Management has custody of $302M in client assets for 127 clients.","otherCustodians":[],"leadership":[{"name":"Kimberly Carlini","title":"Chief Compliance Officer","crd":"7575670"},{"name":"Christopher Hughes","title":"Managing Principal","crd":"3088559"},{"name":"John Staab","title":"Principal","crd":"2038015"}],"ownership":[{"label":"Wislim Investments LLC","detail":"Co-owner in the 50% to 75% ownership band and a control person, since December 2022."},{"label":"Mawo Capital I LLC","detail":"Co-owner in the 25% to 50% ownership band and a control person, since December 2022."},{"label":"Christopher Hughes","detail":"Indirect owner: a managing principal of Wislim Investments LLC in the 75% or more band and a control person, since January 2004.","parent":"Wislim Investments LLC"},{"label":"John Staab","detail":"Indirect owner: a principal of Mawo Capital I LLC in the 75% or more band and a control person, since February 2011.","parent":"Mawo Capital I LLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Illinois","offices":1,"addresses":[{"street":"18w140 Butterfield RD, Suite 1110","city":"Oakbrook Terrace","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"331-307-7444","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Performance-based fees"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":127},"sources":{"adv1FilingDate":"25 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/327810/PDF/327810.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-21","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Cypress Investment Management have?","answer":"Cypress Investment Management has 127 clients and manages $302 million for them, as of March 2026. They include 127 pooled investment vehicles.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cypress Investment Management offer?","answer":"Cypress Investment Management provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does Cypress Investment Management have?","answer":"Cypress Investment Management has 0 investment adviser representatives registered with state securities authorities, out of 6 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cypress Investment Management?","answer":"Cypress Investment Management is owned through holding companies by Christopher Hughes and John Staab. Its direct owners are Wislim Investments LLC (50% to 75%) and Mawo Capital I LLC (25% to 50%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cypress Investment Management get paid?","answer":"Cypress Investment Management is paid through a percentage of assets under management and performance-based fees. Its Form ADV lists no commissions among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Cypress Investment Management?","answer":"Cypress Investment Management’s main office is at 18w140 Butterfield RD, Suite 1110, Oakbrook Terrace, IL 60181. Its phone number is 331-307-7444. Its website is cypressholdings.com.","source":"Form ADV Part 1A, Item 1.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}