{"url":"https://nivawealth.com/firms/cvc-advisors-u-s-174050","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/174050","regulatoryAum":25560740629,"crd":"174050","secFileNumber":"801-100495","legalName":"CVC Advisors (u.s.) Inc.","displayName":"CVC Advisors (u.s.)","website":null,"founded":null,"organization":"Delaware corporation","fiscalYearEnd":"December","headquarters":{"street":"767 Fifth Avenue, 14th Floor","city":"New York","state":"NY","stateName":"New York","country":"United States","postalCode":"10153"},"tradeNames":[],"registration":{"secApproved":"10 July 2015","noticeFilings":1,"latestNoticeFiling":"25 April 2017","inventory":{"sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_FIRM_SEC_Feed_10_15_2026.xml.gz","sourceAsOf":"2026-10-15","retrievedAt":"2026-10-16T03:16:53.781384+00:00","noticeFilings":[{"status":"Notice Filed","jurisdiction":"Massachusetts","effectiveDate":"2017-04-25"}],"registrationStatus":[{"status":"Approved","jurisdiction":"SEC","effectiveDate":"2015-07-10"}]}},"staff":{"employees":70,"advisory":54,"brokerDealerReps":3,"insuranceAgents":0,"promoters":0},"aum":{"discretionary":0,"discretionaryAccounts":0,"nonDiscretionary":25560740629,"nonDiscretionaryAccounts":20,"wrapProgram":null,"nonUsClientsPct":100,"nonAumClients":0},"clientTypes":[{"label":"Pooled investment vehicles","clients":20,"regulatoryAum":25560740629}],"fees":[],"feeNotes":[],"feePrograms":[],"brochureCoverage":{"scope":"known_documents","status":"not_processed","checkedAt":null,"documents":[]},"custodians":[],"custodyNote":"CVC Advisors (u.s.) has custody of client assets.","otherCustodians":[],"leadership":[{"name":"Raju Hussain","title":"Director & Chief Compliance Officer","crd":"6420231"},{"name":"Christopher Baldwin","title":"Director","crd":"7411046"},{"name":"Huwaida Hassan","title":"Managing Director, Compliance","crd":"4991095"},{"name":"Cathrin Petty","title":"Director","crd":"8031176"},{"name":"Lorne Somerville","title":"Director","crd":"8031188"},{"name":"Christopher Stadler","title":"Director","crd":"1970390"}],"ownership":[{"label":"CVC Advisers (luxembourg) S.a R.L.","detail":"Shareholder in the 75% or more ownership band and a control person, since January 2016."},{"label":"CVC Capital Partners Advisory Group Holding Foundation","detail":"Indirect owner: a sole shareholder of CVC Capital Partners Advisory Holdings Limited in the 75% or more band and a control person, since January 2016.","parent":"CVC Capital Partners Advisory Holdings Limited"},{"label":"CVC Capital Partners Advisory Holdings Limited","detail":"Indirect owner: a sole shareholder of CVC Capital Partners Advisory Holdings II Limited in the 75% or more band and a control person, since January 2016.","parent":"CVC Capital Partners Advisory Holdings II Limited"},{"label":"CVC Management Holdings II Limited","detail":"Indirect owner: a founder, guardian & council member of CVC Capital Partners Advisory Group Holding Foundation in the 75% or more band and a control person, since April 2024.","parent":"CVC Capital Partners Advisory Group Holding Foundation"},{"label":"CVC Capital Partners Advisory Holdings II Limited","detail":"Indirect owner: a sole shareholder of CVC Advisers (luxembourg) S.a R.L. in the 75% or more band and a control person, since December 2015.","parent":"CVC Advisers (luxembourg) S.a R.L."},{"label":"CVC Capital Partners PLC","detail":"Indirect owner: a sole shareholder of CVC Management Holdings II Limited in the 75% or more band and a control person, since April 2024.","parent":"CVC Management Holdings II Limited"},{"label":"CVC Nominees Limited","detail":"Indirect owner: a shareholder of CVC Capital Partners PLC in the 25% to 50% band and a control person, since April 2024.","parent":"CVC Capital Partners PLC"}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":5,"privateResidences":2},"listedOfficeAddresses":4,"foreignOffices":[{"city":"LONDON","country":"United Kingdom","postalCode":"WC2R 0AG","street":"111 STRAND","display":{"city":"LONDON","region":null,"postalCode":"WC2R 0AG","ruleVersion":"office-display-1"}}],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"39 Mesa Street","city":"San Francisco"}]},{"state":"Florida","offices":1,"addresses":[{"street":"Brickell Bayview Center","city":"Miami"}]},{"state":"New York","offices":1,"addresses":[{"street":"767 Fifth Avenue, 14th Floor","city":"New York","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"12122656222","stateRegisteredReps":0,"otherAdviserReps":0,"compensation":["Other"],"activities":["Portfolio management for pooled investment vehicles (other than investment companies)"],"financialPlanningClients":null,"assetMix":[],"privateFunds":1},"sources":{"adv1FilingDate":"14 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/174050/PDF/174050.pdf","brochureDate":null,"brochureUrl":null,"iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does CVC Advisors (u.s.) have?","answer":"CVC Advisors (u.s.) has 20 clients and manages $25.6 billion for them, as of September 2026.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does CVC Advisors (u.s.) offer?","answer":"CVC Advisors (u.s.) provides portfolio management for pooled vehicles.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How many financial advisors does CVC Advisors (u.s.) have?","answer":"CVC Advisors (u.s.) has 0 investment adviser representatives registered with state securities authorities, out of 70 employees, and 54 perform investment advisory functions. 3 are registered representatives of a broker-dealer and 0 are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns CVC Advisors (u.s.)?","answer":"CVC Advisors (u.s.) is owned through a chain of holding companies by CVC Nominees Limited. Its direct owner is CVC Advisers (luxembourg) S.a R.L. (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 14 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does CVC Advisors (u.s.) get paid?","answer":"CVC Advisors (u.s.) is paid through other arrangements. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva Wealth is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}