{"url":"https://nivawealth.com/firms/cultivar-capital-160145","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/160145","regulatoryAum":375110347,"crd":"160145","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6516609","suffix":null,"lastName":"HENDERSON","firstName":"JEFFERSON","middleName":"KEITH"},{"crd":"3253193","suffix":null,"lastName":"MUIR","firstName":"THOMAS","middleName":"EARL"}],"total":2,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-24","regulatoryAum":285496935,"clients":285,"employees":4,"offices":2},{"filedOn":"2022-03-29","regulatoryAum":319112724,"clients":305,"employees":4,"offices":2},{"filedOn":"2023-03-24","regulatoryAum":284757233,"clients":320,"employees":4,"offices":2},{"filedOn":"2024-03-15","regulatoryAum":299238668,"clients":325,"employees":4,"offices":2},{"filedOn":"2025-03-20","regulatoryAum":304050370,"clients":346,"employees":4,"offices":2},{"filedOn":"2026-03-25","regulatoryAum":375110347,"clients":372,"employees":3,"offices":2}],"secFileNumber":"801-73055","legalName":"Cultivar Capital, Inc.","displayName":"Cultivar Capital","slug":"cultivar-capital-160145","website":"https://cultivarcapital.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"2011","organization":"Texas corporation","fiscalYearEnd":"December","headquarters":{"street":"421 E. 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They include 203 individual clients, 142 high-net-worth individuals and 20 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cultivar Capital offer?","answer":"Cultivar Capital provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, education planning, estate planning, retirement plan services, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Cultivar Capital charge?","answer":"Cultivar Capital charges 0.25%–1.00% a year for its Asset Management Fees. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.","source":"CULTIVAR ADV 2A, filed 25 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Cultivar Capital use?","answer":"Cultivar Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $336M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Cultivar Capital have?","answer":"Cultivar Capital has 2 investment adviser representatives registered with state securities authorities, out of 3 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Cultivar Capital invest in?","answer":"At the end of its last fiscal year, Cultivar Capital’s separately managed accounts held 74% registered funds (mutual funds, ETFs, BDCs), 14% cash and equivalents, 10% exchange-traded equities, 1% state and local bonds and 1% pooled vehicles (private funds and similar).","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cultivar Capital?","answer":"Cultivar Capital’s direct owners are Thomas Muir (75% or more) and Jefferson Henderson (5% to 10%).","source":"Form ADV Part 1A, Schedules A and B, filed 25 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cultivar Capital get paid?","answer":"Cultivar Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Is Cultivar Capital registered with the SEC?","answer":"Yes, Cultivar Capital has been registered with the SEC as an investment adviser since 17 January 2012. Its CRD number is 160145 and its SEC file number is 801-73055.","source":"Form ADV Part 1A, Item 1, filed 25 March 2026; IAPD firm record","sourceRef":{"doc":"adv1","section":"identity"}},{"question":"How do I contact Cultivar Capital?","answer":"Cultivar Capital’s main office is at 421 E. Hickory St., Ste. 103, Denton, TX 76201. Its phone number is 940-600-4553. 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Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}