{"url":"https://nivawealth.com/firms/cs-tomasi-wealth-management-287561","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/287561","regulatoryAum":110265442,"crd":"287561","secFileNumber":"801-137293","legalName":"CS Tomasi Wealth Management","displayName":"CS Tomasi Wealth Management","slug":"cs-tomasi-wealth-management-287561","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California corporation","fiscalYearEnd":"December","headquarters":{"street":"949 South Coast Drive, Suite 500","city":"Costa Mesa","state":"CA","stateName":"California","country":"United States","postalCode":"92626"},"tradeNames":[],"registration":{"secApproved":"15 September 2026","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1312683.8333333333,"staff":{"employees":6,"advisory":6,"brokerDealerReps":3,"insuranceAgents":1,"promoters":0},"aum":{"regulatory":110265442,"discretionary":110265442,"discretionaryAccounts":86,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":52,"regulatoryAum":21767179},{"label":"High-net-worth individuals","clients":32,"regulatoryAum":88498263}],"feePrograms":[{"role":"main","program":"Wealth management services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054852","versionId":1054852,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-08-13","documentName":"CS TOMASI FORM ADV PART 2A DATED 08.13.2026","fee_rate_low":0.9,"fee_rate_high":1.5,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Tax preparation","summary":"Tax preparation fees range from $100 to $2,500, based on the complexity of the services, and are negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054852","versionId":1054852,"submittedOn":"2026-08-13","documentName":"CS TOMASI FORM ADV PART 2A DATED 08.13.2026"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T15:42:12.44935+00:00","documents":[{"name":"CS TOMASI FORM ADV PART 2A DATED 08.13.2026","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054852","versionId":1054852,"submittedOn":"2026-08-13"},{"name":null,"status":"not_downloaded","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054851","versionId":1054851,"submittedOn":null}]},"custodians":[],"custodyNote":"CS Tomasi Wealth Management does not have custody of client assets.","otherCustodians":[],"leadership":[],"ownership":[],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"949 South Coast Drive, Suite 500","city":"Costa Mesa","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"562-494-4668","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":74},{"label":"U.S. state and local bonds","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":24}],"privateFunds":0},"sources":{"adv1FilingDate":"13 August 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/287561/PDF/287561.pdf","brochureDate":"13 August 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1054852","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does CS Tomasi Wealth Management have?","answer":"CS Tomasi Wealth Management has 84 clients and manages $110 million for them, as of August 2026. They include 52 individual clients and 32 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 13 August 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does CS Tomasi Wealth Management offer?","answer":"CS Tomasi Wealth Management provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does CS Tomasi Wealth Management charge?","answer":"CS Tomasi Wealth Management charges 0.90%–1.50% a year for its Wealth management services. The fee is billed in advance and is negotiable.","source":"CS TOMASI FORM ADV PART 2A DATED 08.13.2026, filed 13 August 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"How many financial advisors does CS Tomasi Wealth Management have?","answer":"CS Tomasi Wealth Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. 3 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does CS Tomasi Wealth Management invest in?","answer":"At the end of its last fiscal year, CS Tomasi Wealth Management’s separately managed accounts held 74% exchange-traded equities, 24% registered funds (mutual funds, ETFs, BDCs) and 2% state and local bonds.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How does CS Tomasi Wealth Management get paid?","answer":"CS Tomasi Wealth Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact CS Tomasi Wealth Management?","answer":"CS Tomasi Wealth Management’s main office is at 949 South Coast Drive, Suite 500, Costa Mesa, CA 92626. Its phone number is 562-494-4668.","source":"Form ADV Part 1A, Item 1.F, filed 13 August 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}