{"url":"https://nivawealth.com/firms/crossgate-wealth-advisors-121856","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/121856","regulatoryAum":271873742,"crd":"121856","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1394178","suffix":null,"lastName":"REA","firstName":"JOHN","middleName":"DAVID"},{"crd":"7006364","suffix":null,"lastName":"von Dohlen","firstName":"Nickolaus","middleName":"Christopher"},{"crd":"7755841","suffix":null,"lastName":"Zahal","firstName":"Brandon","middleName":"Tyler"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-03-20","regulatoryAum":188383635,"clients":140,"employees":4,"offices":1},{"filedOn":"2022-07-13","regulatoryAum":216232993,"clients":163,"employees":5,"offices":1},{"filedOn":"2023-04-26","regulatoryAum":186058849,"clients":173,"employees":6,"offices":1},{"filedOn":"2024-07-29","regulatoryAum":209020527,"clients":182,"employees":3,"offices":1},{"filedOn":"2025-02-18","regulatoryAum":236163322,"clients":177,"employees":6,"offices":1},{"filedOn":"2026-03-11","regulatoryAum":271873742,"clients":183,"employees":6,"offices":1}],"secFileNumber":"801-80475","legalName":"Crossgate Wealth Advisors, LLC","displayName":"Crossgate Wealth Advisors","slug":"crossgate-wealth-advisors-121856","website":null,"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"linkedinUrl":"https://www.linkedin.com/company/crossgate-wealth-advisors-llc","founded":"2001","organization":"Pennsylvania limited liability company","fiscalYearEnd":"December","headquarters":{"street":"125 Pheasant Run, Suite 100","city":"Newtown","state":"PA","stateName":"Pennsylvania","country":"United States","postalCode":"18940"},"tradeNames":[],"registration":{"secApproved":"27 October 2014","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1484035.5956284152,"staff":{"employees":6,"advisory":3,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":271873742,"discretionary":269436540,"discretionaryAccounts":752,"nonDiscretionary":2437202,"nonDiscretionaryAccounts":6,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":0},"clientTypes":[{"label":"Individuals (other than HNW)","clients":113,"regulatoryAum":36025960},{"label":"High-net-worth individuals","clients":70,"regulatoryAum":235552554},{"label":"Charitable organizations","clients":null,"fewerThan5":true,"regulatoryAum":295228}],"feePrograms":[{"role":"main","program":"Investment Advisory Services","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016920","versionId":1016920,"ratePeriod":"annual","fee_billing":null,"submittedOn":"2026-03-10","documentName":"FORM ADV PART 2A","fee_rate_low":0.2,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Stand-alone financial planning","summary":"Financial planning is billed at $250 an hour; a typical plan costs $2,500 to $5,000, and additional services are also $250 an hour.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016920","versionId":1016920,"submittedOn":"2026-03-10","documentName":"FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T12:36:25.204111+00:00","documents":[{"name":"FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016920","versionId":1016920,"submittedOn":"2026-03-10"}]},"custodians":[{"name":"Fidelity Brokerage Services LLC","shortName":"Fidelity","location":"Smithfield, RI","smaAssets":234792954}],"custodyNote":"Crossgate Wealth Advisors has custody of $20.9M for 37 clients.","otherCustodians":[],"leadership":[{"name":"Barbara Rea","title":"Member, Vice President, Secretary and Treasurer","crd":"6709679"},{"name":"John Rea","title":"Managing Member, President and Chief Compliance Officer","crd":"1394178"},{"name":"Nickolaus Von Dohlen","title":"Member","crd":"7006364"}],"ownership":[{"label":"John Rea","detail":"Managing member, president and chief compliance officer in the 25% to 50% ownership band and a control person, since August 2005."},{"label":"Barbara Rea","detail":"Member, vice president, secretary and treasurer in the 25% to 50% ownership band and a control person, since August 2016."},{"label":"Nickolaus Von Dohlen","detail":"Member in the 25% to 50% ownership band and a control person, since February 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Pennsylvania","offices":1,"addresses":[{"street":"125 Pheasant Run, Suite 100","city":"Newtown","headquarters":true}]}],"brochureServices":["education planning","estate planning","insurance","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"215-860-2234","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"101-250","assetMix":[{"label":"Exchange-traded equity securities","percent":2},{"label":"Securities issued by registered investment companies or business development companies","percent":96},{"label":"Cash and cash equivalents","percent":2}],"privateFunds":0},"sources":{"adv1FilingDate":"11 March 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/121856/PDF/121856.pdf","brochureDate":"10 March 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1016920","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Crossgate Wealth Advisors have?","answer":"Crossgate Wealth Advisors has 183 clients and manages $272 million for them, as of March 2026. They include 113 individual clients and 70 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Crossgate Wealth Advisors offer?","answer":"Crossgate Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Crossgate Wealth Advisors charge?","answer":"Crossgate Wealth Advisors charges 0.20%–1.00% a year for its Investment Advisory Services. The fee is negotiable.","source":"FORM ADV PART 2A, filed 10 March 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Crossgate Wealth Advisors use?","answer":"Crossgate Wealth Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $235M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Crossgate Wealth Advisors have?","answer":"Crossgate Wealth Advisors has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Crossgate Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Crossgate Wealth Advisors’ separately managed accounts held 96% registered funds (mutual funds, ETFs, BDCs), 2% exchange-traded equities and 2% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Crossgate Wealth Advisors?","answer":"Crossgate Wealth Advisors’ direct owners are John Rea, Barbara Rea and Nickolaus Von Dohlen, each holding 50% or less.","source":"Form ADV Part 1A, Schedules A and B, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Crossgate Wealth Advisors get paid?","answer":"Crossgate Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Crossgate Wealth Advisors?","answer":"Crossgate Wealth Advisors’ main office is at 125 Pheasant Run, Suite 100, Newtown, PA 18940. Its phone number is 215-860-2234.","source":"Form ADV Part 1A, Item 1.F, filed 11 March 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}