{"url":"https://nivawealth.com/firms/credentialed-wealth-advisors-312517","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/312517","regulatoryAum":139848519,"crd":"312517","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"6080257","suffix":"III","lastName":"Heron","firstName":"Julian","middleName":"Briscoe"},{"crd":"5681858","suffix":null,"lastName":"Hucke","firstName":"Roy","middleName":"Adam"},{"crd":"5847266","suffix":null,"lastName":"SHERLOCK","firstName":"BENJAMIN","middleName":"PATRICK"}],"total":3,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-06-15","regulatoryAum":105276714,"clients":265,"employees":3,"offices":1},{"filedOn":"2022-07-15","regulatoryAum":155789368,"clients":376,"employees":6,"offices":1},{"filedOn":"2023-06-05","regulatoryAum":149140857,"clients":423,"employees":5,"offices":2},{"filedOn":"2024-06-25","regulatoryAum":135908810,"clients":330,"employees":2,"offices":2},{"filedOn":"2025-02-04","regulatoryAum":135475625,"clients":296,"employees":3,"offices":2},{"filedOn":"2026-02-06","regulatoryAum":139848519,"clients":302,"employees":4,"offices":2}],"secFileNumber":"801-120355","legalName":"Credentialed 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situation.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007206","versionId":1007206,"submittedOn":"2026-02-06","documentName":"CWA FORM ADV PART 2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed_no_numerical_schedule","checkedAt":"2026-10-22T16:52:18.181393+00:00","documents":[{"name":"CWA FORM ADV PART 2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007206","versionId":1007206,"submittedOn":"2026-02-06"}]},"custodians":[{"name":"Raymond James & Associates, Inc.","shortName":"Raymond James","location":"St. Petersburg, FL","smaAssets":134788290}],"custodyNote":"Credentialed Wealth Advisors does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Julian Heron","title":"Managing Member","crd":"6080257"},{"name":"Roy Hucke","title":"Managing Member / CCO","crd":"5681858"}],"ownership":[{"label":"Roy Hucke","detail":"Managing member / cco in the 50% to 75% ownership band and a control person, since January 2021."},{"label":"Julian Heron","detail":"Managing member in the 50% to 75% ownership band and a control person, since January 2021."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":1,"privateResidences":0},"listedOfficeAddresses":2,"foreignOffices":[],"officesByState":[{"state":"Colorado","offices":2,"addresses":[{"street":"3 South Parish Avenue","city":"Johnstown","headquarters":true},{"street":"5550 Tech Center Drive","city":"Colorado Springs"}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"970-400-0117","stateRegisteredReps":3,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Other"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":4},{"label":"Securities issued by registered investment companies or business development companies","percent":90},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":3},{"label":"Other","percent":1,"detail":"Preferred Stock/Convertibles"}],"privateFunds":0},"sources":{"adv1FilingDate":"6 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/312517/PDF/312517.pdf","brochureDate":"6 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1007206","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Credentialed Wealth Advisors have?","answer":"Credentialed Wealth Advisors has 302 clients and manages $140 million for them, as of February 2026. They include 257 individual clients, 40 high-net-worth individuals, and 5 corporations and other businesses.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 6 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Credentialed Wealth Advisors offer?","answer":"Credentialed Wealth Advisors provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Which custodians does Credentialed Wealth Advisors use?","answer":"Credentialed Wealth Advisors’ separately managed account assets are held at Raymond James & Associates, Inc. (St. Petersburg, FL), with $135M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Credentialed Wealth Advisors have?","answer":"Credentialed Wealth Advisors has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 3 employees are licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Credentialed Wealth Advisors invest in?","answer":"At the end of its last fiscal year, Credentialed Wealth Advisors’ separately managed accounts held 90% registered funds (mutual funds, ETFs, BDCs), 4% exchange-traded equities, 3% cash and equivalents, 2% pooled vehicles (private funds and similar) and 1% other. The 1% other category is described as: Preferred Stock/Convertibles.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Credentialed Wealth Advisors?","answer":"Credentialed Wealth Advisors’ direct owners are Roy Hucke (50% to 75%) and Julian Heron (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 6 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Credentialed Wealth Advisors get paid?","answer":"Credentialed Wealth Advisors is paid through a percentage of assets under management, hourly charges and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Credentialed Wealth Advisors?","answer":"Credentialed Wealth Advisors’ main office is at 3 South Parish Avenue, Johnstown, CO 80534. Its phone number is 970-400-0117. Its website is credentialedwealth.com.","source":"Form ADV Part 1A, Item 1.F, filed 6 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}