{"url":"https://nivawealth.com/firms/crawford-gregory-jason-134936","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/134936","regulatoryAum":171551397,"crd":"134936","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"1101280","suffix":null,"lastName":"CRAWFORD","firstName":"GREGORY","middleName":"JASON"}],"total":1,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2022-04-28","regulatoryAum":108950510,"clients":137,"employees":2,"offices":1},{"filedOn":"2023-04-28","regulatoryAum":111037490,"clients":146,"employees":2,"offices":1},{"filedOn":"2024-03-05","regulatoryAum":132262821,"clients":146,"employees":2,"offices":1},{"filedOn":"2025-02-21","regulatoryAum":165293125,"clients":141,"employees":2,"offices":1},{"filedOn":"2026-02-18","regulatoryAum":171551397,"clients":140,"employees":2,"offices":1}],"secFileNumber":"801-123570","legalName":"Crawford, Gregory Jason","displayName":"Crawford, Gregory Jason","slug":"crawford-gregory-jason-134936","website":"https://crawfordfp.com/","classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":null,"organization":"California sole proprietorship","fiscalYearEnd":"December","headquarters":{"street":"3501 Coffee Road, Suite 6","city":"Modesto","state":"CA","stateName":"California","country":"United States","postalCode":"95355"},"tradeNames":[],"registration":{"secApproved":"31 March 2022","noticeFilings":null,"latestNoticeFiling":null},"wealthAumPerClient":1225367.1214285714,"staff":{"employees":2,"advisory":1,"brokerDealerReps":0,"insuranceAgents":0,"promoters":0},"aum":{"regulatory":171551397,"discretionary":171551397,"discretionaryAccounts":378,"nonDiscretionary":0,"nonDiscretionaryAccounts":0,"wrapProgram":null,"nonUsClientsPct":0,"nonAumClients":3},"clientTypes":[{"label":"Individuals (other than HNW)","clients":97,"regulatoryAum":35442048},{"label":"High-net-worth individuals","clients":43,"regulatoryAum":136109349}],"feePrograms":[{"role":"main","program":"Portfolio Management Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009957","versionId":1009957,"ratePeriod":"annual","fee_billing":"advance","submittedOn":"2026-02-18","documentName":"ADV2A","fee_rate_low":0.8,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Annual flat fee retainer","summary":"An annual flat fee retainer of $2,000 to $4,000, based on the client needs, billed quarterly in advance and negotiable.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009957","versionId":1009957,"submittedOn":"2026-02-18","documentName":"ADV2A"},{"role":"other","program":"Financial planning","summary":"Hourly financial planning fees are $220 an hour, paid in arrears on completion.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009957","versionId":1009957,"submittedOn":"2026-02-18","documentName":"ADV2A"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T13:15:13.228309+00:00","documents":[{"name":"ADV2A","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009957","versionId":1009957,"submittedOn":"2026-02-18"}]},"custodians":[{"name":"Charles Schwab & Co., Inc.","shortName":"Charles Schwab","location":"Westlake, TX","smaAssets":171551397}],"custodyNote":"Crawford, Gregory Jason does not have custody of client assets.","otherCustodians":[],"leadership":[{"name":"Gregory Crawford","title":"Owner & Chief Compliance Officer","crd":"1101280"}],"ownership":[{"label":"Gregory Crawford","detail":"Owner & chief compliance officer in the 75% or more ownership band and a control person, since October 1984."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"California","offices":1,"addresses":[{"street":"3501 Coffee Road, Suite 6","city":"Modesto","headquarters":true}]}],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"209-571-0111","stateRegisteredReps":1,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges","Fixed fees (other than subscription fees)"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Other"],"financialPlanningClients":"1-10","assetMix":[{"label":"Exchange-traded equity securities","percent":7},{"label":"Securities issued by registered investment companies or business development companies","percent":86},{"label":"Cash and cash equivalents","percent":7}],"privateFunds":0},"sources":{"adv1FilingDate":"18 February 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/134936/PDF/134936.pdf","brochureDate":"18 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1009957","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Crawford, Gregory Jason have?","answer":"Crawford, Gregory Jason has 140 clients and manages $172 million for them, as of February 2026. They include 97 individual clients and 43 high-net-worth individuals.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Crawford, Gregory Jason offer?","answer":"Crawford, Gregory Jason provides financial planning and portfolio management for individuals and small businesses.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Crawford, Gregory Jason charge?","answer":"Crawford, Gregory Jason charges 0.80%–1.00% a year for its Portfolio Management Fees. The fee is billed in advance and is negotiable.","source":"ADV2A, filed 18 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Crawford, Gregory Jason use?","answer":"Crawford, Gregory Jason’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $172M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 February 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Crawford, Gregory Jason have?","answer":"Crawford, Gregory Jason has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Crawford, Gregory Jason invest in?","answer":"At the end of its last fiscal year, Crawford, Gregory Jason’s separately managed accounts held 86% registered funds (mutual funds, ETFs, BDCs), 7% exchange-traded equities and 7% cash and equivalents.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Crawford, Gregory Jason?","answer":"Crawford, Gregory Jason’s direct owner is Gregory Crawford (75% or more).","source":"Form ADV Part 1A, Schedules A and B, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Crawford, Gregory Jason get paid?","answer":"Crawford, Gregory Jason is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Crawford, Gregory Jason?","answer":"Crawford, Gregory Jason’s main office is at 3501 Coffee Road, Suite 6, Modesto, CA 95355. Its phone number is 209-571-0111. Its website is crawfordfp.com.","source":"Form ADV Part 1A, Item 1.F, filed 18 February 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}