{"url":"https://nivawealth.com/firms/cox-capital-management-117593","iapdUrl":"https://adviserinfo.sec.gov/firm/summary/117593","regulatoryAum":360953558,"crd":"117593","adviserRoster":{"asOf":"2026-10-09","items":[{"crd":"7576586","suffix":null,"lastName":"Brooks","firstName":"Jillian","middleName":null},{"crd":"6202368","suffix":null,"lastName":"BROWN","firstName":"ETHAN","middleName":"THOMAS"},{"crd":"1251735","suffix":null,"lastName":"COX","firstName":"WILLIAM","middleName":"JOHN"},{"crd":"7345007","suffix":null,"lastName":"Oakes","firstName":"Harrison","middleName":null}],"total":4,"loadedAt":"2026-10-10T00:20:19.761928+00:00","sourceUrl":"https://reports.adviserinfo.sec.gov/reports/CompilationReports/IA_INDVL_Feed_10_09_2026.xml.zip"},"history":[{"filedOn":"2021-05-07","regulatoryAum":234511680,"clients":148,"employees":5,"offices":1},{"filedOn":"2022-06-27","regulatoryAum":286036701,"clients":164,"employees":3,"offices":1},{"filedOn":"2023-06-08","regulatoryAum":272831993,"clients":189,"employees":5,"offices":1},{"filedOn":"2024-04-30","regulatoryAum":304315354,"clients":199,"employees":4,"offices":1},{"filedOn":"2025-03-07","regulatoryAum":328704302,"clients":215,"employees":5,"offices":1},{"filedOn":"2026-09-24","regulatoryAum":360953558,"clients":216,"employees":4,"offices":1}],"secFileNumber":"801-78915","legalName":"Cox Capital Management LLC","displayName":"Cox Capital Management","slug":"cox-capital-management-117593","website":"https://coxcapitalmanagement.com/","logo":{"src":"https://rmkhnxnbeclogprvkfyl.supabase.co/storage/v1/object/public/firm-logos/117593/3157825729f827ed-r1.webp","tone":"dark","width":948,"height":200,"sourceUrl":"https://www.coxcapitalmanagement.com/","sourceLabel":"COX Capital Management LLC, website"},"classification":{"segment":"individuals","segmentLabel":"Wealth management","type":"independent_wealth_manager","typeLabel":"RIA","feeDisclosure":"full"},"founded":"1997","organization":"Massachusetts limited liability company","fiscalYearEnd":"December","headquarters":{"street":"10 New England Business Center Drive, Suite #102","city":"Andover","state":"MA","stateName":"Massachusetts","country":"United States","postalCode":"01810"},"tradeNames":[],"registration":{"secApproved":"2 January 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Fees","feeBasis":"range","fee_tiers":null,"sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012149","versionId":1012149,"ratePeriod":"not_stated","fee_billing":"arrears","submittedOn":"2026-02-25","documentName":"PART 2A BROCHURE","fee_rate_low":0.2,"fee_rate_high":1,"fee_negotiable":true,"minimum_account":null,"feeMinimumPeriod":null,"fee_minimum_annual":null},{"role":"other","program":"Consulting","summary":"Consulting is billed hourly, typically $150 to $350 per hour, payable as the services are performed, with a $150 minimum charge per engagement.","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012149","versionId":1012149,"submittedOn":"2026-02-25","documentName":"PART 2A BROCHURE"}],"brochureCoverage":{"scope":"sec_inventory","status":"reviewed","checkedAt":"2026-10-22T08:41:11.676013+00:00","documents":[{"name":"PART 2A BROCHURE","status":"read","sourceUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012149","versionId":1012149,"submittedOn":"2026-02-25"}]},"custodians":[{"name":"Fidelity Investment","shortName":"Fidelity","location":"Boston, MA","smaAssets":360953558}],"custodyNote":"Cox Capital Management has custody of $55.1M in client assets for 59 clients.","otherCustodians":[],"leadership":[{"name":"William Cox","title":"President/Member/CCO","crd":"1251735"},{"name":"Ethan Brown","title":"Partner","crd":"6202368"}],"ownership":[{"label":"William Cox","detail":"President/member/cco in the 50% to 75% ownership band and a control person, since January 2002."},{"label":"Ethan Brown","detail":"Partner in the 50% to 75% ownership band and a control person, since January 2020."}],"branchOffices":null,"filedOffices":{"otherThanPrincipal":0,"privateResidences":0},"listedOfficeAddresses":1,"foreignOffices":[],"officesByState":[{"state":"Massachusetts","offices":1,"addresses":[{"street":"10 New England Business Center Drive, Suite #102","city":"Andover","headquarters":true}]}],"brochureServices":["business succession planning","education planning","estate planning","insurance","philanthropic planning","tax planning"],"advFacts":{"source":{"file":"ia100226.zip","asOf":"2 October 2026"},"telephone":"978-475-3325","stateRegisteredReps":4,"otherAdviserReps":0,"compensation":["A percentage of assets under management","Hourly charges"],"activities":["Financial planning services","Portfolio management for individuals and/or small businesses","Portfolio management for businesses (other than small businesses) or institutional clients","Other"],"financialPlanningClients":"0","assetMix":[{"label":"Exchange-traded equity securities","percent":42},{"label":"U.S. government/agency bonds","percent":9},{"label":"U.S. state and local bonds","percent":2},{"label":"Investment grade corporate bonds","percent":2},{"label":"Non-investment grade corporate bonds","percent":1},{"label":"Securities issued by registered investment companies or business development companies","percent":30},{"label":"Securities issued by pooled investment vehicles (other than registered investment companies)","percent":2},{"label":"Cash and cash equivalents","percent":9},{"label":"Other","percent":4,"detail":"Reits, Private Placements, Va'S, CD'S"}],"privateFunds":0},"sources":{"adv1FilingDate":"24 September 2026","adv1Url":"https://reports.adviserinfo.sec.gov/reports/ADV/117593/PDF/117593.pdf","brochureDate":"25 February 2026","brochureUrl":"https://files.adviserinfo.sec.gov/IAPD/Content/Common/crd_iapd_Brochure.aspx?BRCHR_VRSN_ID=1012149","iapdCompiledDate":null,"retrievedDate":"15 October 2026","retrievedOn":"2026-10-15","updatedOn":"2026-10-22","holdingsUpdatedOn":"2026-10-21","adv1Pages":{},"brochurePages":{}},"otherBusiness":[],"faq":[{"question":"How many clients does Cox Capital Management have?","answer":"Cox Capital Management has 216 clients and manages $361 million for them, as of September 2026. They include 108 individual clients, 93 high-net-worth individuals and 10 charitable organizations.","source":"Form ADV Part 1A, Items 5.D and 5.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What services does Cox Capital Management offer?","answer":"Cox Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, business succession planning, education planning, estate planning, insurance, philanthropic planning, and tax planning.","source":"Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How much does Cox Capital Management charge?","answer":"Cox Capital Management charges 0.20%–1.00% for its Investment Management Fees. The brochure does not state whether the rate is annual. The fee is billed in arrears and is negotiable.","source":"PART 2A BROCHURE, filed 25 February 2026","sourceRef":{"doc":"brochure","section":"fees"}},{"question":"Which custodians does Cox Capital Management use?","answer":"Cox Capital Management’s separately managed account assets are held at Fidelity Investment (Boston, MA), with $361M. Only custodians holding at least a tenth of those assets are named.","source":"Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 September 2026","sourceRef":{"doc":"adv1","section":"custodians"}},{"question":"How many financial advisors does Cox Capital Management have?","answer":"Cox Capital Management has 4 investment adviser representatives registered with state securities authorities, out of 4 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.","source":"Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"What does Cox Capital Management invest in?","answer":"At the end of its last fiscal year, Cox Capital Management’s separately managed accounts held 42% exchange-traded equities, 30% registered funds (mutual funds, ETFs, BDCs), 9% U.S. government and agency bonds, 9% cash and equivalents, 4% other, 2% state and local bonds, 2% investment grade corporate bonds, 2% pooled vehicles (private funds and similar) and 1% high-yield corporate bonds. The 4% other category is described as: Reits, Private Placements, Va'S, CD'S.","source":"Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"Who owns Cox Capital Management?","answer":"Cox Capital Management’s direct owners are William Cox (50% to 75%) and Ethan Brown (50% to 75%).","source":"Form ADV Part 1A, Schedules A and B, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"scheduleA"}},{"question":"How does Cox Capital Management get paid?","answer":"Cox Capital Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.","source":"Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file","sourceRef":{"doc":"adv1","section":"employees"}},{"question":"How do I contact Cox Capital Management?","answer":"Cox Capital Management’s main office is at 10 New England Business Center Drive, Suite #102, Andover, MA 01810. Its phone number is 978-475-3325. Its website is coxcapitalmanagement.com.","source":"Form ADV Part 1A, Item 1.F, filed 24 September 2026","sourceRef":{"doc":"adv1","section":"offices"}}],"holdings":null,"notice":"Compiled from public SEC Form ADV filings on the dates in `sources`. Facts as filed; not a rating, ranking, or recommendation. Niva is not affiliated with this firm. Disciplinary history is deliberately not included here or on the page; the SEC publishes the complete record at the `iapdUrl` above."}